- USAA (Phoenix, AZ)
- …activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. What you have: High ... School Diploma or GED equivalent Ability to provide exceptional customer service for our members by communicating clearly and professionally by phone, and email to process information related to insurance products Successfully acquire Property & Casualty… more
- USAA (San Antonio, TX)
- …activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. What you have: High ... School Diploma or GED equivalent Currently active Property and Casualty or Personal Lines license in your current state of residence/or state of hire and ability to acquire additional licenses for other states as needed 1 year of customer service experience in… more
- USAA (Colorado Springs, CO)
- …activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. What you have: High ... Ability to apply knowledge and understanding of insurance regulatory and compliance requirements Acquire Property & Casualty licenses and state registrations within… more
- Novo Nordisk Inc. (Olathe, KS)
- …care for patients. Our goal is to provide information as a trusted advisor in care for chronic diseases through using business ownership and account-centric mindset ... such as Sales, Marketing, Market Access, Medical, Legal, and Compliance , contributing to NNI's CM Sales organization and key...Standards of Care for diabetes, including management of CV risk in patients with type 2 diabetes, to educate… more
- Novo Nordisk Inc. (Plainsboro, NJ)
- …to identify market trends, leading a high-performing team while ensuring compliance with legal standards. The Director will drive informed decision-making and ... in support of company objectives, operating model decision, mitigate decision risk , drive action plan development and ultimately improve commercial and clinical… more
- Santander Holdings USA Inc (Buzzards Bay, MA)
- Financial Advisor , Falmouth, MA Country: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services ... We Want to Talk to You! The Difference You Make: The Financial Advisor is responsible for identifying needs, understanding client objectives, and making appropriate… more
- RSM Global (Chicago, IL)
- …RSM US LLP has an opening for an Associate within our Consulting Quality & Risk Management (CQRM) Team. Location preference is in Chicago, IL. Part of RSM's Office ... of Risk Management, our CQRM Team consists of over twenty...regulations, policies and procedures *Ability to understand and ensure compliance with firm, lines of business, and departmental policies… more
- Citigroup, Inc. (Hewlett, NY)
- …in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to our Citigold(R) and ... center of everything we do. As a Senior Wealth Advisor , you will partner closely with a dedicated Wealth...Manage client follow-up and adhere to all Regulatory and Compliance operating procedures Ensure strict adherence to KYC/AML and… more
- The Piedmont Group (Atlanta, GA)
- …high performers. As the #3 firm in the MassMutual system for first-year advisor production, our track record speaks for itself. Now, we're inviting experienced, ... greater freedom and flexibility A producer seeking in-house expertise across planning, marketing, compliance , and recruiting A leader ready to build a team, grow a… more
- SHELL FEDERAL CREDIT UNION (Pasadena, TX)
- …Shift Hours: Monday - Friday : 9:00 AM - 5:00 pm A Financial Advisor with Shell Wealth Services shapes our community and members' financial futures for each ... sessions as instructed or scheduled. Perform job duties and responsibilities in compliance to Shell FCU procedures, philosophy and standards of performance. Maintain… more
- BNP Paribas (Jersey City, NJ)
- …and Optimization, FIU/BLRA/QA, and Project Management. KYC is seeking a VP-level advisor to provide compliance coverage primarily for Financial Institutions ... questions, waiver/exception requests, and escalations for decision; Review and render Compliance decisions on clients posing heightened AML/CFT risk , including… more
- Raymond James Financial, Inc. (Beverly Hills, CA)
- …* Become trained and skilled to effectively and efficiently perform the Financial Advisor role: * If hired as a team candidate, the team will provide ... for prospects and clients based on predetermined client needs, time horizons, risk profile, and preferences. * Seeks expertise of internal resources to identify… more
- New York Life (Irving, TX)
- …and gain expertise in different areas, such as by becoming a financial advisor with Eagle Strategies LLC, our investment advisory division, to offer wealth ... FINRA general securities, agent state law, investment advisory licenses, compliance history, production standards, and required training. Requirements are subject… more
- Vanguard Group (Malvern, PA)
- …with overarching goals across stakeholders. Ensure all steps are taken to mitigate risk and maintain control, compliance , audit, and legal requirements. Maintain ... Services industry forces, competition, and trends to act as a trusted advisor throughout the project lifecycle. Monitor financial, legal, and other regulatory… more
- Goldman Sachs, Inc. (San Francisco, CA)
- …tax preparation and planning, estate planning and wealth transfer, employee benefits, risk management, philanthropic planning and cash management. We are seeking an ... experienced and skilled Family Office Advisor to join our team. The ideal candidate will...Develop and implement tax efficiency planning strategies and ensure compliance with tax laws and regulation. Prepare and review… more
- Bank of Montreal (Portland, OR)
- …with internal/external stakeholders. Ensures alignment between stakeholders. Follows through on the risk and compliance processes and policies to ensure we ... and services. Provides strategic input into business decisions as a trusted advisor . Makes recommendations to senior leaders on strategy and new initiatives, based… more
- Citigroup, Inc. (Jacksonville, FL)
- …other compliance norms are strictly adhered to Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's reputation ... The Wealth Solutions Advisor SAFE Act position is a developing professional...and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- First Command Financial Services, Inc. (Miami, FL)
- Job Description Financial Advisor Careers at First Command: Shaping Positive Financial Behaviors since 1958 First Command Financial Advisors coach military families ... helping military families get their financial lives squared away. Are you seeking a financial advisor job or wondering how to become a Financial Advisor at First… more
- Raymond James Financial, Inc. (Birmingham, AL)
- …learning, apprenticeship and training at the firm's international headquarters, the Advisor Mastery Program (AMP) offers a comprehensive education for the next ... a Mentor, Branch Manager, and/or a team of Financial Advisors, the Financial Advisor Trainee will learn to build an individual practice. The Trainee will balance… more
- MassMutual Metro NY (Englishtown, NJ)
- …expertise across all areas of wealth management. As a Wealth Management Advisor , your responsibilities will include: Protection Planning: Guiding clients through ... risk management strategies, including life, disability, and long-term care...product specialists to provide comprehensive solutions to clients *Uphold Compliance and Fiduciary Standards Qualifications *Bachelor's degree in finance… more
