- Insmed Incorporated (NJ)
- … Audit Committee of the Board of the Directors, providing updates on audit findings, control environment, risk assessments and ongoing remediation ... & SOX (ED, IA) to lead our internal audit function and control environment. Reporting directly...will be responsible for developing and executing a comprehensive risk -based audit plan, while providing independent and… more
- DWS Group (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer ) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: Today, ... AFC, as a second line of defence (2nd LoD) control function, implements all necessary initiatives to be up...or transactions. Role Details As a/an AFC & Compliance officer , you will (be): Acting as AFC advisor for… more
- SMBC (Charlotte, NC)
- … risk & control assessments within 1LoD, working closely with Risk Management, Compliance, Internal Audit , and peer Control Officers supporting ... Leasing Co., Ltd. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is...in IT risk management, IT compliance, IT audit , or other IT control -related functions within… more
- Banc of California (Irvine, CA)
- …service with their financial transactions. Will also be responsible for quality control assignments, promoting the Bank's services, and supports the daily service ... YOU'LL MAKE A DIFFERENCE** + Actively involved in quality control for assigned region. + Carry out supervisory responsibilities,...certifications. + Support branch in the achievement of satisfactory audit ratings. + Identify and mitigate audit … more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in strengthening the ... across the operating environment. **SCOPE** The role will report to Functions Control Officer Lead for Compliance. The incumbent will be responsible… more
- SMBC (New York, NY)
- …(SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit , and Technology. The Regulatory Governance team collaborates ... Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee Compliance (ie,… more
- embecta (Parsippany, NJ)
- …key member of the executive leadership team, reporting directly to the **Chief Financial Officer ** and functionally to the ** Audit Committee** . This role is ... will oversee the development and execution of a global, risk -based internal audit strategy that aligns with...findings. + Serve as a strategic advisor to the Audit Committee and executive leadership on internal control… more
- Tyto Athene (Fairfax, VA)
- **Description** Tyto Athene is searching for a **Senior Information System Security Officer (ISSO)** to be responsible for the overall handling of information ... generating, and validating security controls that support the customers' Risk Management Framework (RMF) and ICD 503 Security Accreditation. Responsibilities… more
- Applied Research Solutions (Dayton, OH)
- **Description** ARS is looking for an Information System Security Officer (ISSO). Our desire is to build a team of highly qualified professionals that will provide ... and update System Security Plans (SSPs). + Manage and control system changes and assess their security impact. +...and accessible to properly authorized individuals; and + Ensure audit records are collected, reviewed, and documented (to include… more
- Money Source Inc (Melville, NY)
- …loan quality feedback to the VP of Quality Control and Compliance Officer . ? Ensure reviews meet acceptable risk parameters. ? Maintain compliance with ... stakeholders. ? Investigate and resolve critical/noncritical issues. ? Discuss audit results with VP of Quality Control ...Discuss audit results with VP of Quality Control and Compliance Officer . ? Review approved… more
- Oregon State University (Corvallis, OR)
- …technologies. + Partner with the Budget and Planning Office, Treasurer, Chief Procurement Officer , Internal Audit and Risk Management, Department of Research ... VP of Budget and Finance and Deputy Chief Financial Officer is seeking an Assistant Vice President/Controller. This is...as other senior leaders to address complex issues, manage risk , and safeguard university interests. + Prepare and present… more
- Stony Brook University (Stony Brook, NY)
- …teams, legal counsel, IT security, Office of Research Compliance, SBU Chief Privacy Officer , Office of Compliance, Audit and Privacy and other internal ... of agreement and IRB submission/approval, negotiation, execution, and close-out. + ** Risk Assessment:** + Evaluate and mitigate risks associated with data sharing,… more
- Reklame Health, Inc (New York, NY)
- …management, crisis intervention, and care coordination for people working towards taking back control of their lives, while expanding access to care. Our vision at ... is committed to excellence. You will report directly to the Chief Executive Officer and work in close collaboration with our Medical Leadership, Care Navigator Lead,… more
- Dream Finders Homes LLC (Jacksonville, FL)
- …Manage the review process for all filings, including overseeing version control , tracking of blacklines for each review group/individual and ensuring responses ... Diligent. Assist with ESG platform development and reporting Oversee director and officer trading process, including maintenance of the director and officer … more
- Washington Metropolitan Area Transit Authority (Alexandria, VA)
- …Communication services. As the Manager, you?ll oversee strategic planning, risk mitigation, and the full contract lifecycle?optimizing resources, ensuring flawless ... must obtain Washington Metropolitan Area Transit Authority (WMATA) Contracting Officer ?s Technical Representative (COTR) Certificate within 60 days of employment.… more
- Banc of California (Santa Ana, CA)
- …ensuring greater transparency, consistency, and effectiveness in identifying emerging risks and control gaps. + Execute the risk assessment framework to ... conducting independent credit examinations of loan portfolios to evaluate credit risk management processes to loan originations and portfolio management. Ensure that… more
- AHU Technologies, Inc. (Washington, DC)
- …Short Description: Client is seeking a hands-on Senior Project Management Officer to manage Project Schedule, Dependencies, Risks, workstream activities, System ... identified by multiple workstream leads, provide status and escalate risks Maintain a risk and issues registry and track progress Manage changes in project scope,… more
- Sallie Mae (New Castle, DE)
- …part of the first line of defense, this role is responsible for facilitating risk and control activities in partnership with various stakeholders. The Senior ... responsible for supporting the implementation and maintenance of effective control systems, risk management practices, and compliance...2 or more years of experience in internal controls, audit , or related field. + Ability to collaborate with… more
- Washington Metropolitan Area Transit Authority (Hyattsville, MD)
- …requirements and organizational objectives. With a focus on strategic planning, risk mitigation, and contract lifecycle management, the Specialist ensures that ... must obtain Washington Metropolitan Area Transit Authority (WMATA) Contracting Officer ?s Technical Representative (COTR) Certificate within 60 days of employment.… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Thruway Authority Title Chief Audit and Investigations Officer Occupational Category Other Professional Careers Salary Grade NS Bargaining Unit ... State NY Zip Code 12209 Duties Description The Chief Audit & Investigations Officer leads and manages...limited to the following: Strategic leadership and planning:Develop the audit and investigation strategy: Create a risk -based… more
