- SMBC (New York, NY)
- …for producing management reporting for senior business leadership, CPAD Senior Management , Risk Management , and other governance forums, including ... relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional,...Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk… more
- HSBC (New York, NY)
- …to help achieve commercial objectives while ensuring that exposure to legal risk is managed. Ideal candidates should have a strong knowledge of US securities ... improvements related to client negotiations and regulatory change to achieve commercial objectives while appropriately managing the firm's risk +… more
- SMBC (Charlotte, NC)
- …IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent and risk management expert within the first line of defense. The role provides ... relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional,... & control assessments within 1LoD, working closely with Risk Management , Compliance, Internal Audit, and peer… more
- SMBC (Jersey City, NJ)
- …value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... expert in the Regulatory Reporting Automation for BHC, Branch, Liquidity or Broker Dealer regulatory reports. This position will provide leadership to the team by… more
- SMBC (Charlotte, NC)
- …Capital Markets maintains its own middle and back-office functions, including Risk Management , Compliance, Systems, Finance, and Operations. SMBC Capital ... value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It… more
- Ally (Madison, WI)
- … portfolio revenue by practicing sound underwriting judgment and upholding Ally's risk management principles * Leverage high-touch and high-tech capabilities to ... They build and maintain a portfolio of dealers and provide best-in-class relationship management for their assigned territories as a crucial part of the Ally Auto… more
- M&T Bank (Buffalo, NY)
- …The Business Risk Manager will perform first line of defense holistic risk management responsibilities in support of two major Business Areas: Commercial ... execution, and reporting of the business unit's first line of defense risk management function including ensuring the documentation of key processes and internal… more
- M&T Bank (Tarrytown, NY)
- …formal call program(s) targeting new loan and deposit business. + Evaluate requests for dealer commercial services, commercial real estate, and commercial ... and opportunities intended to improve their profitability with minimal risk to M&T Bank. Adheres to pricing and credit...the renewal of credits. Monitor customer deposit accounts. Monitor Dealer commercial services audits and dealer… more
- PNC (MO)
- …activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. **Qualifications** Successful candidates must demonstrate appropriate ... and have an opportunity to contribute to the company's success. As a Commercial Banking Relationship Manager III- Dealer Floorplan within PNC's Retail Lending… more
- PNC (OH)
- …of loan/transaction parties. If relevant, performs ongoing credit risk management for assigned portfolio of commercial credits. Coaches and/or reviews ... and financial worthiness of loan/transaction parties. If relevant, performs ongoing credit risk management for assigned portfolio. Coaches and/or reviews the… more
- Capital One (Richmond, VA)
- Associate Broker Dealer Risk Specialist **The Associate Risk Specialists supporting Capital One's Commercial Broker Dealers are highly motivated Risk ... the Company using various compliance surveillance tools and methods. The Associate Risk Specialist's primary responsibilities will be to provide support to the FINRA… more
- Santander US (Dallas, TX)
- Dealer Commercial Services Underwriting Manager Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... the monitoring and control of individual loan portfolios for Dealer Commercial Services. In addition, the incumbent...expected to take a proactive and responsible approach toward risk management . **EEO Statement:** At Santander, we… more
- M&T Bank (Clanton, AL)
- … Commercial Credit Lead plays a vital role in assessing and managing credit risk for commercial clients at M&T Bank. This client facing position involves ... life of the loan to maintain timely and accurate risk ratings for a portfolio of commercial ...accordance with the Company's Risk Appetite. Identify risk -related issues needing escalation to management . +… more
- Bank of America (Tampa, FL)
- …debt capital solutions. The role also serves as Line/Credit approver in conjunction with Risk management based on credit approval grid and drives the internal ... Credit Officer II- Dealer Financial Services Boston, Massachusetts;Atlanta, Georgia; Tampa, Florida;...job is responsible for managing, monitoring, and documenting credit risk for a portfolio of clients. Key responsibilities include… more
- Truist (Atlanta, GA)
- …independent, transparent and collaborative in identification, communication, and all aspects of management of risk . Client Calling Effort: In conjunction with ... reports, but encompasses regular communication with Clients and Prospects, Portfolio Management teammates, Relationship Managers, Credit Risk Managers, Credit… more
- SMBC (New York, NY)
- …the President and is responsible for overseeing the management of the broker dealer 's compliance risk and is represented by the Chief Compliance Officer as ... relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional,...of various committees such as the New Product, Underwriting, Risk Management , Compliance, IT Risk … more
- Zurich NA (Overland Park, KS)
- …of commercial property-casualty insurance solutions and a wide range of risk management products and services for businesses and individuals. We serve ... F&I Dealer Administrator - Quality Reporting Analyst 128026 Zurich...North America has over 150 years of experience managing risk and supporting resilience. Today, Zurich North America is… more
- PNC (Tampa, FL)
- …success. As a Regional Treasury Management Officer I within PNC's Treasury Management Commercial Sales organization, you will be based in Philadelphia PA or ... activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. **Qualifications** Successful candidates must demonstrate appropriate… more
- JPMorgan Chase (Columbus, OH)
- …we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management . We offer a ... JPMorgan Asset Management (JPMAM) helps institutional and individual clients from...market landscape. + Assist financial advisors in constructing strong risk -adjusted portfolios by leveraging the knowledge and analytics of… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Overview** The Vice President (VP) in the Risk Management Coordination Team plays a pivotal role in operational coordination ... issues across CUSO Market Risk and other risk stripes under the Swap- Dealer and Broker-...Office, and regulatory bodies. - Collaborate effectively with internal risk management colleagues and leadership. - Apply… more
