- CCG Business Solutions, LLC (Washington, DC)
- …placement. The Talent Management Division is currently seeking a Fintech & Financial Services Associate - Securities Law. Job Description CCG is excited to offer ... successful candidate for this role will contribute to strategic securities law counselling for launching new investment products and...to draft without or beyond template documents. The successful associate will do any and all of these types… more
- Pernini Legal, LLC (New York, NY)
- ASSOCIATE ATTORNEY - MID TO SENIOR LEVEL PROJECTS...HYBRID A top-10 AmLaw firm is seeking a talented Associate Attorney to join its Projects & Energy practice ... group, with a focus on energy transition financing . This is a key role supporting sophisticated transactions in a cutting-edge practice advising on the development of renewable energy projects and data center projects across the US and internationally.… more
- RightWorks (Boston, MA)
- Corporate Associate ( Securities /Capital Markets) - NY | BOS About the Corporate Section corporate practice offers a blend of comprehensive legal expertise and ... both publicly and privately owned. Responsibilities is seeking an associate with 4+ years of securities and...seeking an associate with 4+ years of securities and capital markets experience to join our corporate… more
- TD Bank Group (New York, NY)
- …New York, New York, United States of America Hours: 40 Line of Business: TD Securities Pay Detail: $100,000 - $120,000 USD TD is committed to providing fair and ... more specific details for this role. Job Description: TD Securities Corporate and Investment Banking provides a full range...In this first line of defense (1A) role, the Associate will work with leaders of the Business Supervision… more
- TalentBridge (Charlotte, NC)
- We're seeking a Business Execution Associate to support the Domestic Settlements Team focused on US Treasuries and Fed Reserve Bank activity. This is a great ... a detail-oriented professional with a background in financial settlements, government securities , or business operations to join a high-impact group supporting… more
- Raymond James Financial, Inc. (Bethesda, MD)
- …services/broker-dealer environment. *Investment concepts, practices and procedures used in the securities industry. *The principles of banking and finance and ... securities industry operations. *Financial markets, products, financial advisory function...Experience General Experience - 3 to 6 years Certifications Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory… more
- Truist (Greenville, NC)
- …degree or equivalent experience and related training. 2. Experience in the securities industry and/or a sales assistant role. 3. Knowledge of securities ... to appropriately interact with clients of all experience levels regarding securities transactions and brokerage accounts. 7. Effective time management skills. 8.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to interpret laws and regulations in light of operations. A Senior Associate , Supervision would be expected to conduct ongoing electronic communications reviews and ... to associates, and clients of the future. Our company values associate development and growth, offering opportunities through developmental programs, mentorships,… more
- Raymond James Financial, Inc. (Bend, OR)
- …the Financial Services industry, Raymond James is seeking a dynamic Client Service Associate who is a motivated, detail oriented and creative problem solver to join ... and methods. Investment concepts, practices and procedures used in the securities industry. Financial markets, products and industry regulations. Skill in Client… more
- Stifel (Fairport, NY)
- …meets success . What You'll Be Doing Under immediate supervision, Client Services Associate (NR) assists one or more Financial Advisor(s) (FA(s)) with the opening ... Knowledge - General understanding of the investment brokerage industry and securities regulations with basic knowledge of investment products. Time Management -… more
- S&P Global, Inc. (New York, NY)
- About the Role: Grade Level (for internal use): 12 About the Role: Associate Director - Internal Audit Review Officer The Role : Lead audits and provide analytical ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to… more
- Goldman Sachs, Inc. (Chicago, IL)
- Job Description YOUR IMPACT As an Associate , you will be responsible for supporting the development and execution of marketing strategies for Private Bank deposit ... of creative borrowing solutions against asset classes ranging from marketable securities and alternative investments, residential and commercial real estate to more… more
- Citigroup, Inc. (Jacksonville, FL)
- The Registered Wealth Investment Service Associate is a Client Service and Sales support position, fully responsible for servicing and supporting internal and/or ... issues will be owned end to end by the associate and will be treated with a closed loop...banking and /or investment operations - including placing unsolicited securities trades (Series 7 & 63 required). Ensures customer… more
- Northern Trust (Dallas, TX)
- …the world's most sophisticated clients using leading technology and exceptional service. Associate Banking Advisor: Serving over 25% of the Forbes 400 Wealthiest ... structures, including commercial real estate, private operating businesses, marketable securities , alternative investments, private stock, executive aircraft, yachts, fine… more
- Fitch Group (New York, NY)
- Fitch Ratings is currently seeking an Associate Director based out of our New York office. As one of the world's top three credit ratings agencies, Fitch Ratings ... to volunteer in your community Fitch is committed to providing global securities markets with objective, timely, independent and forward-looking credit opinions. To… more
- Citigroup, Inc. (Atlanta, GA)
- …by the performance of the individual. Responsibilities: The role of the Investment Associate is to provide a wide variety of service and investment advice to ... to work without direction, self-motivated US: S7, S66 (or S63/S65); NOTE: Securities Industry Exam (SIE is a prerequisite to the S7) Education: Bachelor's/University… more
- TD Bank Group (New York, NY)
- …New York, New York, United States of America Hours: 40 Line of Business: TD Securities Pay Detail: $115,000 - $175,000 USD TD is committed to providing fair and ... & duties are considered essential functions for ADA purposes. Who We Are TD Securities offers a wide range of capital markets products and services to corporate,… more
- Jefferies (New York, NY)
- Job Description Position Summary: Jefferies is seeking a senior associate for its Semiconductors and Semi. Cap Equipment Equity Research team, which covers 20+ ... ''our'') is a US-headquartered global full service, integrated investment banking and securities firm. Our largest subsidiary, Jefferies LLC, a US broker-dealer, was… more
- RightWorks (New York, NY)
- …Our lawyers also advise on insolvency issues in corporate and financing transactions and on all aspects of distressed debt trading and securities issues. ... Ideal candidates should have substantial company-side experience as well as a mix of other representations (including representation of creditors and lenders). High level of academic achievement, bankruptcy court clerkships and experience in the restructuring… more
- Raymond James Financial, Inc. (Newport Beach, CA)
- …we are united by our North Star: helping people. We are seeking a Client Service Associate with shared values and vision to join our team. The ideal candidate is a ... and methods Basic investment concepts, practices and procedures used in the securities industry Financial markets, products and industry regulations Skill in Client… more
