- My RIA Lawyer (Atlanta, GA)
- …prepare for and attend hearings and/or other legal proceedings, and provide legal counsel with the help of senior associate attorneys *Prepare correspondence and ... are looking for you! Our firm is hiring an associate attorney who will support us by conducting legal...In-depth knowledge of key regulations and laws, including: * Investment Advisers Act of 1940. * Securities … more
- International Staffing Consultants, Inc. (Pleasanton, CA)
- REAL ESTATE PRIVATE INVESTMENT FUNDS ASSOCIATE ATTORNEY Location: Boston, MA HYBRID Our client, a premier AmLaw 50 firm, is seeking a driven mid-level ... on structuring considerations. Familiarity with private placements under the Securities Act of 1933 , the Investment ...with colleagues across practice areas to provide integrated legal counsel and client service. Why Join Us? This is… more
- Houlihan Lokey, Inc. (Houston, TX)
- …investment attributes of publicly traded and privately held securities ; Participating in telephonic and in-person due diligence meetings/discussions, ... Industry: Portfolio Valuation Houlihan Lokey, Inc. (NYSE:HLI) is a global investment bank with expertise in mergers and acquisitions, capital solutions, financial… more
- TD Bank (New York, NY)
- …and Business Leaders. This role will support a subset of the TD Securities portfolio. The Specialized HR Associate provides specialized analytical support and ... (or non-qualification) accordingly and coordinates corresponding communications with external counsel and related parties + Independently delivers assigned initiatives,… more
- Robert Half Legal (San Diego, CA)
- …Firm & Position: A well-established financial services organization is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its ... business units on a wide range of broker-dealer and investment advisory compliance issues. The firm has a reputation...sophisticated legal work in a supportive, non-law firm culture. Counsel Responsibilities: + Serve as day-to-day legal advisor to… more
- Grant Thornton (Chicago, IL)
- Risk, Regulatory and Legal Affairs (RRLA) Associate Counsel (M&A and Corporate Governance) We strive to deliver the Grant Thornton Experience to our people as ... + Fostering a culture of pride enhanced by our reputation in the marketplace Associate Counsel (M&A and Corporate Governance) Grant Thornton is seeking a… more
- Neuberger Berman (New York, NY)
- The Associate General Counsel - Private Wealth will play an integral role within Neuberger Berman's Legal & Compliance Department, specifically with respect to ... business, including the Investment Advisers Act, FINRA rules, Investment Company Act, Securities Act, and ERISA, and serve as the lead attorney and… more
- US Bank (New York, NY)
- …in-house counsel supporting capital markets products + Experience with securities laws and broker-dealer regulatory matters + Experience with corporate finance, ... for US Bank's Global Capital Markets group, which includes the Investment Grade Underwriting, Leverage Finance, Structured Credit, Derivatives, Foreign Exchange,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Citigroup (Atlanta, GA)
- …directly affected by the performance of the individual. **Responsibilities:** + The role of the Investment Associate is to provide a wide variety of service and ... The Investment Assoc Sr Analyst is a seasoned professional...project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of… more
- Thrivent Financial (Medina, OH)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- Thrivent Financial (Albert Lea, MN)
- …to Thrivent Financial for Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- Thrivent Financial (Faribault, MN)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- Thrivent Financial (Bellevue, WA)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- Raymond James Financial, Inc. (St. Peters, MO)
- …community. **Job Summary** The Associate Advisor will provide financial planning counsel and investment advice to existing clients, onboard new clients, and ... + Fundamental investment concepts, practices and procedures used in the securities industry. + Financial markets and products. **Skill in** + Preparing and… more
- Bank of America (New York, NY)
- Associate - GIB New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Associate GIB\_25031534-2) **Job Description:** **Job Description** At Bank of… more
- BlackRock (Seattle, WA)
- …document review processes in collaboration with BlackRock Legal and external counsel , ensuring efficient tracking and implementation of updates. + Facilitate cash ... and exception reporting to ensure process integrity. **Experience & Qualifications** + ** Associate Role:** 3-5 years of experience, with a strong focus on overseeing… more
- Citigroup (New York, NY)
- The Associate or Vice President of Underwriting would work within our US Commercial Mortgage Back Securities (CMBS) group and be dedicated to a specific ... coordinating with our internal appraisers and engineers, closing staff, outside counsel , and present transactions to senior managers, rating agencies and investors.… more
