- Vanguard (Malvern, PA)
- … investment firm. + Knowledge and experience in derivatives, securities lending, repurchase transactions, and/or custody (legal documentation and global ... matters related to Vanguard's Derivatives and Global Equities trading and investment activity. Responsibilities: + Draft & negotiate various legal documents for… more
- Robert Half Legal (San Diego, CA)
- …Firm & Position: A well-established financial services organization is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its ... business units on a wide range of broker-dealer and investment advisory compliance issues. The firm has a reputation...sophisticated legal work in a supportive, non-law firm culture. Counsel Responsibilities: + Serve as day-to-day legal advisor to… more
- The Hartford (Wayne, PA)
- … management attorney addressing matters arising under the Investment Company Act, Investment Advisers Act, and other US federal securities laws applicable to ... Counsel - 87LA4E We're determined to make a...companies also is preferred. + Experience serving as an associate attorney within a law firm's investment … more
- Citigroup (Houston, TX)
- …directly affected by the performance of the individual. **Responsibilities:** + The role of the Investment Associate is to provide a wide variety of service and ... The Investment Assoc Sr Analyst is a seasoned professional...project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $150,000 USD TD is committed to providing fair ... Markets Documentation Team is an integral part of TD Securities . GMD is a client facing team responsible for...high internal visibility at the senior executive level. The Associate - Global Markets Documentation is responsible for providing… more
- Thrivent Financial (Hummelstown, PA)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- Thrivent Financial (Albert Lea, MN)
- …to Thrivent Financial for Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- Thrivent Financial (Bellevue, WA)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed ... research or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Dorsey & Whitney LLP (Minneapolis, MN)
- Tax Associate (#995) - Minneapolis Dorsey seeks a Tax associate to join the Tax, Trusts & Estates group in our Minneapolis office. This associate will work ... controversy matters. Transactional matters include structuring and forming business and investment entities and advising on tax issues in mergers, acquisitions,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Wells Fargo (Salt Lake City, UT)
- …Fargo is seeking an Associate Financial Relationship Advisor in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the career ... **In this role, you will:** + Support clients and provide financial advice and counsel consistent with client goals and risk tolerance with a focus on prospective… more
- PennyMac (Westlake Village, CA)
- …securitizations, repurchase agreements and correspondent lending activity. The Senior Vice President, Associate General Counsel will : + Draft and negotiate ... the complete mortgage journey. A Typical Day The Senior Vice President, Senior Counsel wll provide legal support to Corporate Treasury and Secondary Marketing on a… more
- Ventura County (Ventura, CA)
- …Records Request Act requirements are followed. + Periodically supports the Chief Investment Officer in the review of securities litigation claims processing ... + Educational Incentive - An educational incentive of 2.5% for completion of an associate degree, 3.5% for completion of a bachelor's degree, OR 5% for completion of… more