- Sirius XM (New York, NY)
- …connected vehicle services to automakers. How you'll make an impact: The Assistant General Counsel - Secretary & Securities Governance is a key leadership role ... responsible for overseeing corporate governance, securities compliance, and regulatory matters for the company. This position will serve as Assistant Corporate… more
- Brightstar Lottery (Providence, RI)
- …be based in Providence, Rhode Island and will report to the Assistant General Counsel - Securities & Governance and to the Vice President, Corporate Development, ... of any follow-up actions; (ii) assist with the enforcement of the Company's securities trading policy; (iii) assist with NYSE and SEC filings and submissions; and… more
- Hayward Industries (Charlotte, NC)
- …and debt securities *Direct supervision and management of outside legal counsel pertaining to significant legal matters to protect the company's legal rights and ... leading the public company legal advice and compliance of corporate and securities matters for the Company and its subsidiaries, including executive compensation;… more
- DTCC (Jersey City, NJ)
- …The impact you will have in this role: Being a member of the General Counsel 's Office, located in the DTCC Jersey City or Tampa office, this role will have ... contracts and transactional matters. Your Primary Responsibilities: Operate as US counsel to senior management in DTCC's clearing agency businesses. Provide… more
- The HR Source (New York, NY)
- Job Description Job Title: Contract Financial Attorney (Municipal Bonds & Securities Law) Location: New York, NY (4 days onsite) Type: Contract (6-8 Months with ... Extension) Experience Level: Mid-Senior (8+ Years) Reports To: General Counsel or Senior Financial Legal Counsel Position...bonds , New York State law , and federal securities regulations , particularly SEC Rule 15c2-12 . This… more
- Moody's Investors Service (New York, NY)
- …and government customers *Preferred Qualifications: Previous experience providing legal counsel in financial services and/or technology industries, and/or experience ... We are seeking a skilled, experienced, and commercial minded Assistant General Counsel to join our US-based legal team. This player-coach role focuses on… more
- Interactive Brokers (Washington, DC)
- …opportunity to join IBKR's growing Legal Department. The Regulatory Correspondence Counsel will oversee and provide legal input regarding various regulatory matters, ... services industry, preferably at a law firm, financial institution, and/or securities or commodities regulator, or comparable non-legal experience in the financial… more
- Fanatics, Inc. (New York, NY)
- …portion of relevant filings. In addition, this attorney will provide day-to-day advice and counsel on a broad range of securities and governance matters to the ... Job Description The Role Fanatics is seeking a talented Corporate Counsel to join our dynamic team. Reporting directly to the SVP, M&A and Corporate, this role… more
- Harbor Capital Advisors, Inc. (Chicago, IL)
- Summary We are seeking a self-motivated, results-oriented mid-level Legal Counsel to assist in providing legal advice to internal clients of the firm and to provide ... member of the Legal & Compliance Team, the Legal Counsel will advise the firm's business professionals on a...1940, the Investment Advisers Act of 1940, and the Securities Act of 1933 Excellent interpersonal and communications skills;… more
- Innocap (New York, NY)
- …agreements. Strong knowledge of the legal and regulatory framework for securities and financial markets. Excellent ability to navigate complex legal structuring ... issues. Proven ability to lead large-scale firm projects while maintaining a proactive, positive, and adaptable approach to work. Excellent interpersonal and communication skills with the ability to articulate information to internal and external stakeholders,… more
- CDC Small Business Finance (San Diego, CA)
- …Capital Impact Partners, CDC Small Business Finance and Momentus Securities (an SEC-registered broker-dealer, MSRB-registered, FINRA/SIPC member) - are transforming ... Party Lenders, appraisers, site visit personnel, environmental service company, Legal counsel for Borrowers/Guarantors, as well as our internal legal counsel… more
- Southern California Edison (SCE) (Rosemead, CA)
- …resolve land use and government relations issues and provide general advice and counsel to SCE's Real Property and Corporate Real Estate organizations, as well as ... legal strategy to select, retain, manage and evaluate effective outside counsel Guides corporate policy on regulation development, business processes, safety, ethics… more
- Illinois Secretary of State (Chicago, IL)
- …Secretary of State Alexi Giannoulias Job Title: Senior Legal Advisor - Securities Department Division: Enforcement Union: N/A Location: 69 W Washington Ave,Chicago, ... evaluation, of subordinate staff performance. Conducts investigations of suspected securities fraud and violations; prepares and issues subpoenas, conducts… more
- Houlihan Lokey, Inc. (Houston, TX)
- …confidence in the financial executives, boards of directors, special committees, retained counsel , investors, and business owners we serve. In 2024, LSEG ranked us ... on the valuations of illiquid debt, equity and complex securities in order to meet their investor and regulatory...teams, which provide valuations of illiquid debt and equity securities held by hedge funds, private equity funds, and… more
- Goldman Sachs, Inc. (New York, NY)
- …external clients (including finance, sales and trading teams), structurers, legal counsel , rating agencies, accountants, and trustees. We expect that this ... related quantitative field plus 2 years of non-agency Residential Mortgage-Backed Securities experience or related experience; OR Bachelor's degree or equivalent in… more
- Inizio Partners (New York, NY)
- …tracking and process documents and databases, including an equity tracker and securities playbook. o Respond to requests related to equity admin matters received ... Form 10-K and Proxy as well as compilation of securities holdings for directors and executive officers; o Communicate...lead from the front. Will interact with the General Counsel , US Legal Soft Skills (Minimum): Should have excellent… more
- Blackbird Recruiting (Brooklyn, NY)
- …and regulatory compliance, collaborating with financial advisors, clients, and external counsel to ensure client investment accounts comply with applicable laws. The ... trusts, special needs trusts, and charitable trusts. Ensure compliance with securities laws, fiduciary standards, and other relevant regulations governing wealth… more
- Goldman Sachs, Inc. (Dallas, TX)
- …We are a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client ... Order appraisals and ensure compliance with appraisal policies Work with outside counsel on document preparation Work with internal business teams to ensure… more
- City of Philadelphia (Philadelphia, PA)
- …well-being. Agency Description The City of Philadelphia Law Department acts as general counsel for the entire City government structure. We provide legal advice to ... contracts, to multi-million-dollar investment contracts and partnerships, to municipal securities transactions in the hundreds of millions. Each project requires… more
- Northern Trust (Dallas, TX)
- …including commercial real estate, private operating businesses, marketable securities , alternative investments, private stock, executive aircraft, yachts, fine ... to coordinate the preparation of loan documentation with internal and outside counsel . 5. Develops and maintains working knowledge of loan agreements, financial… more
