- Citigroup (Tampa, FL)
- …Serves as a senior compliance and operational risk manager for Global Wealth Securities Backed Lending (SBL) Independent Compliance Risk Management (ICRM) and ... which may impact the assigned Global Wealth Deposits and Lending businesses. + Support the Global Wealth...Regulation U and Regulation T. + Experience in Wealth securities backed finance lending . **Education:** + Bachelor's… more
- Wells Fargo (Springfield, NJ)
- **About this role:** Wells Fargo is seeking a Senior Securities Based Lending Wealth Underwriter in Wealth and Investment Management. Learn more about our career ... and compliance requirements + Develop solid understanding of Home Lending policies, procedures, regulations, and compliance requirements for Wealth Investment… more
- JPMorgan Chase (Jersey City, NJ)
- …of Software Engineering at JPMorgan Chase within the Commercial and Investment Banking in Securities Lending Team, you will be a key player in solving business ... product development to collaboration with other teams and product support . You will also be part of our ongoing...will also be part of our ongoing journey of application modernization and cloud adoption. This role is an… more
- Truist (Atlanta, GA)
- …the top or bottom of this page. After you click Apply Now and complete your application , you'll be invited to create a profile, which will let you see your ... application status and any communications. If you already have...interns will not be considered.** **Corporate Overview** : Truist Securities is the full-service corporate and investment banking arm… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full ... clients with capital markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of working in a… more
- Truist (Atlanta, GA)
- …the top or bottom of this page. After you click Apply Now and complete your application , you'll be invited to create a profile, which will let you see your ... application status and any communications. If you already have...Truist interns will not be considered.** **Corporate Overview:** Truist Securities is the full-service corporate and investment banking arm… more
- Truist (Atlanta, GA)
- …the top or bottom of this page. After you click Apply Now and complete your application , you'll be invited to create a profile, which will let you see your ... application status and any communications. If you already have...Truist interns will not be considered.** **Corporate Overview:** Truist Securities is the full-service corporate and investment banking arm… more
- Santander US (New York, NY)
- Asset Backed Securities , Associate - New York Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... that source and execute on asset backed finance opportunities across lending and capital markets transactions in multiple securitized products verticals including… more
- Citigroup (Bethesda, MD)
- The Mortgage Lending Officer role is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth management. Citi Bank Retail Mortgage provides… more
- Wells Fargo (Chicago, IL)
- …so it's easier for clients to do business with us and for advisors to support their clients. Banking, Lending , & Trust (BL&T) unlocks access to Wells Fargo ... individuals and families based on needs related to banking, custom lending , and trust services. These bank specialists leverage resources, valuable research,… more
- Truist (Atlanta, GA)
- …of meeting State and Federal tax requirements, as well as client needs. 7. Support Tax-Exempt Lending Manager with projects and strategic work assignments, as ... page. After you click Apply Now and complete your application , you'll be invited to create a profile, which...needed. Provide back-up support to other Tax-Exempt Lending Specialists, as… more
- MUFG (New York, NY)
- …size from middle market to large corporate within the Sponsor Finance & Direct Lending business unit. Associates will also provide support for the Originations ... the credit application process and quarterly review presentations. + Provide support for coverage team's idea generation and pitch books for Sponsor clients and… more
- Broadridge Financial Solutions (Newark, NJ)
- …and delivery strategy. This is a cross-functional role that requires knowledge of securities lending lifecycle management, trade support processes, and key ... come join the Broadridge team. The Client Product Manager Securities Lending serves as the key link...trade exceptions, regulatory data, and reporting, partnering with internal support teams as needed. Growth & Optimization + Identify… more
- SMBC (New York, NY)
- …within our swap dealer and broker dealer businesses including derivatives, FX, repo and securities lending . As part of the first line of defense, the Credit ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Bank of America (New York, NY)
- …Global Wealth & Investment Management line of business on high net worth lending products, services, and regulatory matters including securities based loans, ... **Responsibilities:** + Analyzes legal issues and implications related tohigh net worth lending products and services + Provides legal support in structuring,… more
- Wells Fargo (New York, NY)
- …Management team in efforts to strengthen the infrastructure related to the delivery of lending products. + Support Banking Lending COO team across a ... variety of key ad-hoc projects. + Support relationship with CIB Lending Operations by...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Citigroup (Jersey City, NJ)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities ... are safeguarding assets, lending money, making payments and accessing the capital markets...Clearing business. This includes researching best practices, designing the application architecture, designing the solutions, and delivering our … more
- TD Bank (New York, NY)
- …the client. The job partners with other RMs, IAs, Wealth Strategists and Wealth Lending Advisors. The job will also be responsible for retaining and growing assigned ... professional manner + Is involved in Employee's community and support TDBG charity and community initiatives **Education & Experience:**...record of high client satisfaction and retention) required + Securities Licensed: Series 7, 63 + 65 or 66… more
- Insight Global (New York, NY)
- …Middle Office Operations from a trading floor - Strong understanding of repos, securities lending , total return swaps/rates (TRS) - Product knowledge of US ... a Repo Trading Associate to join their Middle Office Support team. The Middle Office team is responsible for...a reasonable accommodation due to a disability during the application or recruiting process, please send a request to… more
- TD Bank (Greenville, SC)
- …II will serve as the central point of contact for HNW clients across banking lending and High Net Worth Investing with expertise in banking and lending . The ... by anticipating client needs and suggesting the most appropriate banking, lending and/or investment solutions + Maximizes profitability, while ensuring the client… more