- Morgan Stanley (New York, NY)
- …with a primary focus on Unsecured (UNS) as well as other Less Liquid and Securities Based Lending (SBL) transactions to Ultra High Net Worth (UHNW) Individuals. ... unit with a focus on the Unsecured as well as Less Liquid and Securities Based Lending portfolios. Must escalate material individual relationship or portfolio… more
- Morgan Stanley (New York, NY)
- …to, ISDA Master Agreement, ISDA CSA, Listed Derivatives and Clearing, repo, securities lending , prime brokerage and other associated trading agreements. * ... financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve… more
- Morgan Stanley (Tampa, FL)
- …that conducts its business through three principal business segments: Institutional Securities , Wealth Management (WM), and Asset Management. Morgan Stanley provides ... brokerage, investment advisory, financial and wealth planning, credit and lending , deposits and cash management, annuities, insurance, retirement, and trust… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- HSBC (New York, NY)
- …directly growing revenues derived from Capital Financing (DCM, Credit & Lending , Acquisition Finance, Asset Finance, M&A, ECM) Global Markets (Credit Sales, ... & Equity Derivatives, FX), Transaction Services - Cash & Liquidity Management, Securities & Trust Services and Global Trade & Receivables Finance, and investment… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Federal Reserve System (Philadelphia, PA)
- …and strengthen the department's connections to the network of lending institutions, community groups, public officials, redevelopment specialists, housing officials, ... programs and issues, personal finance programs and issues, and consumer compliance regulations, including the Community Reinvestment Act. . General knowledge of… more
- CIBC (New York, NY)
- …with a broad range of Capital Markets products, notably: Fixed Income, Margin Lending , Securities Lending , Options, Futures, Derivatives. + Ability to ... of CIBC's Capital Markets, Treasury, and Corporate Banking businesses. As an Associate , you'll interact with Finance and Capital Markets personnel, as well as… more
- Morgan Stanley (Purchase, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. Morgan Stanley Wealth ... brokerage and investment advisory, financial and wealth planning, credit and lending , cash management, annuities and insurance, retirement and trust. *Position… more
- Arena Investors LP (Jacksonville, FL)
- …not limited to private direct corporate credit, commercial real estate bridge lending , and commercial and consumer assets). Quaestor Advisors, LLC ("Quaestor") is an ... to expand the team through the addition of an experienced loan Senior Associate /AVP to focus on internal loan administration. This individual will be exposed to… more
- Bank of America (Clayton, MO)
- …coaching process and lead management to achieve region goals while ensuring compliance with regulatory, securities and supervision laws, policies and procedures ... drive operational excellence and client-deepening strategies, while adhering to regulatory, securities and supervision laws, policies and procedures. This leader is… more
- M&T Bank (Pikesville, MD)
- …requirements, and firm policies. + Regularly review customer information to ensure compliance with BSA (Bank Secrecy Act), AML (Anti-Money Laundering) and KYC (Know ... Your Customer) requirements to protect Bank interests. Address issues of non- compliance by requesting additional information from the client and updating the… more
- The Hartford (Hartford, CT)
- …Investment Management Operations or Middle Office roles. + Broad understanding of securities processing and settlement practices across Fixed Income and Equity asset ... Alternative Asset Operations, such as Commercial Mortgage Loans, Private Equity, Private Direct Lending , Private Placement Debt is a plus. + Experience with DTCC ITP… more