- Truist (Atlanta, GA)
- …role on-site 4 days a week* This position performs assigned duties within Securities Operations unit for the bank Wealth Management business. This position ... of subject matter expertise. 6. Act as Subject Matter Expert (SME) for Securities Operations for processes assigned. 7. Stay current on trends, new asset types,… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part of the Alternative Investment Product team within Wealth and ... large-scale planning and deliverables; identify opportunities for process improvements within Securities Operations + Review and analyze moderately complex… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate to join the Client Mailing Team within Wealth & Investment Management. Learn more ... lifecycle support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or… more
- Wells Fargo (Salt Lake City, UT)
- …talent. It all begins with you. **About this role:** Wells Fargo is seeking a Securities Operations Associate in Business Operations as part of Wealth and ... lifecycle support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or… more
- Truist (Wilson, NC)
- …2713 Forest Hills Road, Wilson, NC. This position performs assigned duties within Securities Operations unit for the Wealth Management business. This position ... Two or more years of Wealth Management experience. 3. Knowledge of securities operations . 4. Good verbal and written communication skills to interact with… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate as part of the Tax Cost team within Wealth and Investment Management Operations ... lifecycle support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Contact Center Securities Operations Specialist within the Workforce Management team to lead scheduling for a ... and fast paced Contact Center environment. **In this role, you will:** The Securities Operations Specialist will own the End to End of scheduling process across… more
- TEKsystems (St. Louis, MO)
- About the Role We are currently hiring a Securities Operations Representative 2 to join the Financial Advisor (FA) Integration Services Group at Wells Fargo ... activities. + Collaborate with Transition Consultants, Integration Consultants, and Operations to ensure seamless service delivery. + Maintain internal records… more
- JPMorgan Chase (Jersey City, NJ)
- …workflow automation, and streamline and revolutionize the firm's processes. As an Operations Automation Lead in Securities Services Operations ... the Operational Function to translate process improvements and solutions for operations efficiencies. You gather information, execute, and implement automation and… more
- Citigroup (Tampa, FL)
- …of inviduals who execute securities transaction processing related to Securities Clearance Settlement and Derivative Operations , while also supporting some ... Other job-related duties may be assigned as required.** **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives… more
- UMB Bank (Kansas City, MO)
- The Securities Services Operations Associate is a part of the Trust & Custody Operations team that supports the Corporate Trust and Institutional Custody ... lines of business, Institutional Custody and Corporate Trust, by processing new securities establishment. The Securities Services Operations Associates have… more
- UMB Bank (Kansas City, MO)
- The Securities Services Operations Analyst is a part of the Shared Services Corporate Actions team, which provides operational support to UMB's fast-growing ... moderately complex financial calculations and/or processing related to bank operations or securities . + .You will perform quality review of associate work… more
- Commerce Bank (Kansas City, MO)
- …of the compensation range for some roles. This compensation range is for the Securities Specialist - Wealth Operations or Senior level job and contemplates a ... to event types for Settlement Activity + Demonstrate strong knowledge of traded securities and complex asset types + Ensure accurate processing to avoid downstream… more
- City National Bank (Los Angeles, CA)
- …8 years of experience with procedures, practices and regulations governing trust- securities operations . *Additional Qualifications* * Requires interpretation and ... understanding of and experience, using procedures, practices and regulations governing trust- securities operations . * Computer systems experience preferred. *… more
- Wells Fargo (Salt Lake City, UT)
- …complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical ... processes including client account onboarding, cash payments, customer service, funding operations , custodial operations , securities settlement services,… more
- Citigroup (Getzville, NY)
- …for securities transaction processing execution + Typically related to Securities Clearance Settlement and Derivative Operations + This may include ... **Education:** + Bachelor's/University degree or equivalent experience **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and… more
- TD Bank (New York, NY)
- …information reporting to the IRS and non-US tax authorities. **Role Details:** TD Securities Tax Operations Analysts manage daily and periodic processes to ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $70,000 - $80,000 USD TD is committed to providing fair… more
- Capital One (New York, NY)
- …team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- SMBC (Jersey City, NJ)
- …to global institutional clients, focusing on North America and Latin America. The Securities Operations Group within SMBC Nikko Securities America, Inc. ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...business. The role reports to the Head of Cash Operations . **Role Objectives** + Daily monitoring of cash inflows… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …used in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. + CAPM or PMP ... in project management, information compliance risk management, and the securities and/or banking industry to support Information Compliance Risk Management's… more