- Atria Wealth Solutions (Vancouver, WA)
- …partnership with CUSO Financial Services, LP (CFS), is seeking an Investment Advisor Representative to provide investment services for members of Columbia CU in the ... area. About Columbia Credit Union Columbia CU is a full-service financial institution with $ 2 .3 billion in assets, over 100k members and we pride ourselves in our… more
- State of Montana (Helena, MT)
- …the representative is and/or has complied with the Montana Securities Act. * Seeks additional information from salesperson and investment adviser ... The Montana State Auditor's Office, Commissioner of Securities and Insurance (CSI) has an exciting opportunity...and BDW to protect investors and ensure the firm's operations in Montana are in the public's interest. *… more
- Thrivent Financial (Cottage Grove, MN)
- …is a direct support to the chief investment officer, and assists daily operations of the practice, including, but not limited to: preparing forms, drafting ... management system + Provides fund values and answers other securities (including, if appropriately licensed, variable insurance and annuities)...submit. + Note CANNOT be listed as the servicing representative AND need to note their FA is selling… more
- Truist (Atlanta, GA)
- …This role is responsible for processing transactions that supports Derivative Trading, Securities Trading, Loan Trading or Agency Services Lines of Business within ... Capital Markets Operations . Major responsibilities include working on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement… more
- Truist (Wilson, NC)
- …clients, attorneys, settlement agents, insurance agents, vendors and other internal partners. 2 . Independently work a pipeline of a wide variety of loan requests ... releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer,… more
- Thrivent Financial (Belmond, IA)
- …Financial is a faith-based, not-for-profit financial services organization with approximately 2 .6 million members. As the nation's largest fraternal benefit society, ... and communicating inquiries regarding their accounts and supports the daily operations of the practice. Client Service Administrator (licensed) role reports to… more
- SMBC (Jersey City, NJ)
- …Americas Division ("AD"), inclusive of SMBC Group's wholesale and retail banking operations ; US and LATAM representative offices; Grand Cayman Branch; Canada ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Truist (New York, NY)
- …following job description:** As part of the Capital Markets within Truist Securities , Inc., the Asset Securitization Group (ASG) provides structured debt capital ... with the structuring team, syndicate desk and sales team to place asset-backed securities (ABS) with institutional investors in the new issue market and (ii)… more
- MUFG (Irving, TX)
- …to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a( 2 ) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the ... this new position has been created for the purpose of establishing GFCD Operations Intelligence & Analytics capabilities for BTMU. One of several key positions in… more
- MUFG (Irving, TX)
- …to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a( 2 ) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the ... this new position has been created for the purpose of establishing GFCD Operations Intelligence & Analytics capabilities for BTMU. One of several key positions in… more
- Truist (Charlotte, NC)
- …of expenses, specialized industry accounting and the determination of regulatory capital. 2 . Manage the accounting for highly complex transactions and GAAP and ... reporting required to effectively communicate Truist's financial position and results of operations . 4. Closely monitor the standard setting process of the Financial… more
- State of Massachusetts (Boston, MA)
- …files;__ . Research of payment records;__ . Assist in the day to day operations of the division such as answering phones, responding to general inquires through ... as the chief election officer, chief information officer, and chief securities regulator in Massachusetts. Additionally, the office is charged with registering… more
- Truist (Charlotte, NC)
- …complex operational risks within appetite and achieve strategic business objectives. 2 . Lead complex independent assessments and special projects. 3. Evaluate and ... to peers. **Required Qualifications:** The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable accommodations… more
- MUFG (Tempe, AZ)
- …to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a( 2 ) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the ... provide more details. **Job Summary:** The Data & Financial Operations Governance VP will support the Chief Data &...application. + Participate in Comment Letter Process as a representative of MUAH providing feedback to the agencies when… more
- MUFG (Tempe, AZ)
- …to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a( 2 ) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the ... will include working collaboratively with the businesses as a BURM team representative to execute the following: + Issue Identification: + Partner with business… more