- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment Management ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- City National Bank (Newark, DE)
- *INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR* WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned ... 6 years of experience with procedures, practices and regulations governing trust- securities operations . *Additional Qualifications* * Requires interpretation and… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** TD Securities provides a wide range of capital market products...a major global investment dealer. Confidence in our US operations stems from the recognition of our in-depth industry… more
- Regions Bank (Hoover, AL)
- …the system. **Job Description:** At Regions, the Wealth Management Middle Office Specialist provides back office support for the Wealth Management business segment. ... the Closely Held Group), Custody Services, Fees, Corporate Trust Operations and Natural Resources and Real Estate (NRRE) ...pending trades to allow for the timely settlement of securities trades by SEI + Administers bond payments and… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Senior Institutional Investment Operations Specialist to join the Approval to Transact team as part of the Corporate Investment Banking ... (CIB) Securities Shared Services Operations (Shared Services) organization,...Wells Fargo organization. The Approval to Transact (A2T) senior specialist is expected to: + Problem solve trade violations… more
- UMB Bank (Kansas City, MO)
- …well. Our team is growing and looking for our next teammate! The Custody Operations Specialist position works closely with our Custody Administrators to support ... all large institutional custody clients, both global and domestic. The Operations Specialist role is responsible for performing complex processing, maintenance,… more
- Robert Half Finance & Accounting (Philadelphia, PA)
- Description Robert Half is looking for a Senior Operations Specialist to join our client's team in the Philadelphia area. This Senior Operations ... and resolve reconciliation issues in real time. Requirements The ideal Senior Operations Specialist candidate should have a Bachelor's degree or equivalent… more
- TD Bank (Exton, PA)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Support Specialist is responsible for reviewing releasing or escalating ... regulatory reports; and assisting advisors with all aspects of trading operations this rule supports complex transactions including blocked and restricted trades… more
- Columbia Bank (Denver, CO)
- Lead Trust Operations Specialist Specialty Banking Denver, Colorado **Description** **About Us:** At Columbia, we create a great place to work by offering a ... for business. Together for better. **About the Role:** TheTrust Ops Specialist III (AssetValuationsLead)has a primary responsibility to review and approve all… more
- Hantz Group (Southfield, MI)
- Operations Specialist Hantz Group is a Michigan-based financial company that works with individuals and businesses to help them achieve their financial goals. We ... Estate Planning + Property and Casualty Insurance As an Operations Specialist , you will work as a...work experience + Must have the ability to obtain securities and insurance licenses Benefits: + Health/Dental/Vision Insurance, Paid… more
- MUFG (New York, NY)
- …system support specialist to serve as the technical bridge between operations and the technology that powers our broker-dealer settlement engine. This role ... the ability to translate complex technical concepts into actionable guidance for operations staff. This specialist will ensure settlement processes run… more
- Truist (Charlotte, NC)
- …This role is responsible for processing transactions that supports Derivative Trading, Securities Trading, Loan Trading or Agency Services Lines of Business within ... Capital Markets Operations . Major responsibilities include working on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement… more
- Wells Fargo (Charlotte, NC)
- …with you. **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist in Regulatory Due Diligence as part of our Corporate ... Investment Banking (CIB) Operations division. Learn more about our career areas and...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist , Global Markets **Reports to:** Director, Financial Crime Risk Oversight, ... TD Securities , US **Position Summary** The US FCRM TDS Business...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- JPMorgan Chase (New York, NY)
- …role in the execution of complex, market-leading structured products. As a Documentation Specialist , you'll be at the heart of a team that supports over 10,000 ... we want to hear from you. As a Documentation Specialist in the Structured Investments Legal Group, you will...the opportunity to work on a wide variety of securities transactions, collaborate with multiple departments, and develop your… more
- PNC (Baltimore, MD)
- …business from the CCO and a deeply experienced team. Familiarity with corporate and securities operations is highly valuable for success in this role. While a ... to contribute to the company's success. As a(n) Compliance Program Specialist Senior within PNC's Regulatory Compliance Governance organization, you will be… more
- Federal Reserve Bank (Cleveland, OH)
- …our YouTube channel - Cleveland Fed This job family conducts the cash operations of the organization in a highly controlled, regulated, and secure environment with ... needed for the role + Basic knowledge of cash operations and the prescribed operating procedures, safety, security, and...or your spouse/domestic partner or minor child own such securities and would not be willing or able to… more
- Wells Fargo (St. Louis, MO)
- …to grow. Join us! **About this role:** Wells Fargo is seeking a Escalations Specialist - Registered **In this role, you will:** + Participate in researching and ... Customer Contact in a Financial Services Environment, Financial Services Operations , Underwriting, or Quality Assurance experience, or equivalent demonstrated… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Raymond James Financial, Inc. (Atlanta, GA)
- …+ High School Diploma or equivalent and one (1) or more years securities industry or related work experience preferred, or an equivalent combination of experience, ... education, and/or training as approved by Human Resources. **Licenses/Certifications** + None more