- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part of the Alternative Investment Product team within Wealth and ... large-scale planning and deliverables; identify opportunities for process improvements within Securities Operations + Review and analyze moderately complex… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated ... team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + Lead… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** TD Securities provides a wide range of capital market products...wide range of capital market products and services to corporate , financial sponsor and institutional clients. The firm works… more
- Charles Schwab (Orlando, FL)
- …allowing our employees to feel valued and engaged. What you'll do: The Corporate Actions Specialist is responsible for timely and accurate processing of ... status quo" and transform the finance industry together. The Corporate Actions team is responsible for the set up... corporate actions on securities held by our... corporate actions on securities held by our clients. In this role you… more
- City National Bank (Los Angeles, CA)
- *INVESTMENT OPERATIONS SPECIALIST LEAD* WHAT IS THE OPPORTUNITY? The Investment Ops Specialist Lead will support responsibilities assigned to the Trust ... 8 years of experience with procedures, practices and regulations governing trust- securities operations . *Additional Qualifications* * Requires interpretation and… more
- Wells Fargo (Charlotte, NC)
- …role:** Wells Fargo is seeking a highly skilled and motivated Senior Market Risk Specialist to join the Corporate and Investment Banking, Chief Risk Officer ... matter expert. **_Stakeholder Engagement:_** + Collaborate with Risk, Technology, Operations , and Front Office teams to remediate systemic issues contributing… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist to work on the Security Master/Product Data team, which is a ... part of Corporate and Investment Banking Operations Shared Services...account onboarding, cash payments, customer service, funding or custodial operations , securities settlement services, structure loan … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo seeks an **Institutional Investment Operations Specialist ** for **The Structured Products Group (SPG)** Team in ** Corporate ... does the need to support our businesses and partners. The **Institutional Investment Operations Specialist will** work to support complex deals, partner directly… more
- Wells Fargo (Charlotte, NC)
- …an Institutional Investment Operations Specialist to join the Tax Operations team within Corporate & Investment Banking Operations . Learn more ... and monitoring of cash payments, customer service, project support, funding operations , custodial operations , securities settlement services, structured… more
- US Bank (Milwaukee, WI)
- …from Day One. **Job Description** The Memo Processing team is hiring a Custody Operations Specialist 3 responsible for the operational support and processing of ... Wealth, Corporate , Commercial, and Institutional Banking (WCIB) client accounts and...by clients for various purposes. Accountable for setting up securities , general account and asset level maintenance with some… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Market Risk Specialist to join the Corporate Market Risk Group ("CMRG") team within Market and Counterparty ... associated with Structured Products Trading desks, including Residential Mortgage-Backed Securities (RMBS), Consumer and Commercial Asset-Backed Securities … more
- TD Bank (New York, NY)
- …this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist , Transaction Monitoring & Investigations **Reports to:** Director, Financial ... Crime Risk Oversight, TD Securities , US **Position Summary** The US FCRM TDS Business...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- Charles Schwab (Lone Tree, CO)
- …status quo" and transform the finance industry together._ The Restricted Stock Senior Specialist is part of the Restricted Securities Service organization which ... to both Retail and Advisor clientele alike. The Senior Specialist is responsible for assisting corporate officers,...parties are aware of details surrounding the delivery of securities and confirm that securities have been… more
- Travel + Leisure Co. (Orlando, FL)
- …inspiration into exceptional experiences for millions of travelers worldwide. The **Legal Specialist - Subsidiary Governance** is responsible for assisting in all ... corporate record-keeping functions for all subsidiaries of a dynamic...Shine:** + Subsidiary Governance - Assist in the day-to-day operations of over 290 subsidiaries, including planning, coordinating, and… more
- SMBC (Los Angeles, CA)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- System One (Pittsburgh, PA)
- Position Title: Security Specialist Position Location: Pittsburgh, PA/Dallas, TX/Cleveland, OH/Birmingham, AL/Pheonix, AZ Ability to work remote: Hybrid - 3 days in ... data management issues. Job Responsibilities: * Set up, update and maintain securities in all asset classes (fixed income products, equities, options, OTC… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- HSBC (Miami, FL)
- …client base, including advisor-led and Self-Directed via phone and email. The Specialist also supports inquiries from Wealth Centers and internal clients such as ... WRMs (Wealth Relationship Managers), Wealth Operations staff, Compliance and Sales Management. Responsible for receiving and executing domestic and international … more
- JPMorgan Chase (Newark, DE)
- Join JPMorganChase and be at the forefront of optimizing our trading operations . This role offers a unique opportunity for career growth and skill enhancement, as ... and contribute to driving impactful change and innovation. As a Trading Services Specialist within JPMorganChase, you will play a pivotal role in the execution and… more
- DuPont (Circleville, OH)
- …Careers (https://careers.dupont.com/us/en/whyjoinus) The Vespel(R) team is seeking an **Environmental Specialist ** at the **Circleville, Ohio** facility - 30 miles ... team and associated teams + Collaborate with Engineering and Operations during the design and installation phase of facilities...change (MOC) process as a change owner, subject matter specialist (safety) and change action owner. + Conduct facility… more