- TD Bank Group (New York, NY)
- …can provide you more specific details for this role. Job Description: The Senior Compliance Officer provides advice, guidance and support to business units in ... would have previous compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory Compliance… more
- Wells Fargo (New York, NY)
- About this role: The Senior Lead Securities Quantitative Analytics Specialist is an Executive Director level role within the Corporate & Investment Banking ... a mentor for less experienced staff Required Qualifications: 7+ years of Securities Quantitative Analytics experience, or equivalent demonstrated through one or a… more
- Fidelity Investments (Merrimack, NH)
- Job Description: The Role The Senior Business Analyst, Production Support works with the Digital and Managed Solution Product and Technical teams in Wealth ... Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment… more
- Citigroup, Inc. (Flushing, NY)
- …wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to our ... Citigold(R) and Citigold(R) Private Client segments. Senior Wealth Advisors have access to Wealth's leading investment solutions platform, which allows us to deliver… more
- Fitch Group (New York, NY)
- Senior Covenant Analyst (Leveraged Finance) Exciting opportunity to be a covenant analyst for our market leading leveraged finance intelligence team at Covenant ... (either high yield bonds or leveraged finance loans) to join our team as Senior Covenant Analyst. The role will involve writing research that is consumed by a… more
- BBVA (New York, NY)
- …furnish information (41 CFR 60-1.35 (c)). Individuals with Disabilities BBVA USA, BBVA Securities Inc., and BBVA SA New York Branch invite all interested and ... not receive a response. EEO Statement BBVA USA, BBVA Securities Inc., and BBVA SA New York Branch have...the Law Supplement Poster " poster. BBVA USA, BBVA Securities , Inc., and BBVA NY are equal opportunity and… more
- EY (New York, NY)
- …minimization planning, on-call advice, and tax compliance. Your key responsibilities As a senior in our Wealth & Asset Management practice, you will be responsible ... such as wash sales, constructive sales, straddles, and other securities issues. Build impactful relationships with new and existing...work is sent for review to the partner or senior manager ' and consult when necessary Managing multiple… more
- Trimont LLC (New York, NY)
- …are seeking a detail-oriented and analytically driven Commercial Mortgage-backed Securities (CMBS) Single-Asset, Single-Borrower (SASB) Portfolio Senior ... Associate Surveillance Analyst to join our team. This senior associate-level role is responsible for monitoring, analyzing, and reporting on a portfolio of SASB and… more
- The Options Clearing Corporation (Chicago, IL)
- THIS POSITION IS NOT ELIGIBLE FOR VISA SPONSORSHIP What You'll Do The Senior Associate, Corporate Secretary Paralegal will work with the Office of the Corporate ... satisfactorily. Provide confidential functions to the Corporate Secretary, CEO, and Senior Management by producing a variety of documents such as correspondence,… more
- Franklin Templeton (New York, NY)
- …business development happening around the world. Fiduciary Trust International is hiring a Senior Portfolio Manager to join our New York City office. The Senior ... policy and broad investment strategies, including asset allocation and recommended securities and various investment vehicles. This requires the monitoring of global… more
- Vaco (San Diego County, CA)
- …focuses on semiconductors, software, and services related to wireless technology. Title: Senior Accountant, Technical Accounting Location: San Diego - Hybrid, 4 days ... Preparing and filing quarterly, annual, and other financial reports to the Securities and Exchange Commission (SEC). Collaborating with business units and corporate… more
- Atlantic Union Bank (Potomac, MD)
- …managing client goals and objectives and maintaining client relationships. The Senior Financial Consultant position actively partners with Atlantic Union Bank ... and partnering with internal lines of business. Purchase and sell securities to corporations, banks, individuals, partnerships, foundations or trust customers which… more
- TD Bank Group (New York, NY)
- …New York, New York, United States of America Hours: 40 Line of Business: TD Securities Pay Detail: $120,000 - $190,000 USD TD is committed to providing fair and ... role. Job Description: TD Cowen, a division of TD Securities , is looking for an Equity Research Associate to...making oral presentations. The successful candidate will support a Senior Research Analyst in analyzing individual biotech companies and… more
- Blackstone (New York, NY)
- …BXCI commentary and internal briefing materials and follow ups for senior management relationship meetings with external counterparties Create and update ... Various additional recurring and ad hoc relationship requests from senior management Qualifications : Blackstone seeks to hire individuals...the position, you may be required to obtain certain securities licenses if you are in a client facing… more
- Denovo Review (Chicago, IL)
- …matters facing funds and issuers, including the Investment Advisers Act of 1940, The Securities Act of 1933, Reg D safe-harbors and state blue sky law compliance ... Familiarity and experience with the forms published by the National Venture Capital Association Understanding of the issues facing clients whose primary asset is intellectual property, including IP ownership, IP development, licensing agreements, tax matters,… more
- Sumitomo Mitsui Financial Group, Inc. (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- New York Life (Frisco, TX)
- …insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency. You ... will be required to hold securities licenses and FINRA registrations and...have opportunities to grow and be promoted to increasingly senior levels of management. How we will compensate you… more
- TD Bank Group (New York, NY)
- …New York, New York, United States of America Hours: 40 Line of Business: TD Securities Pay Detail: $110,000 - $135,000 USD TD is committed to providing fair and ... details for this role. Job Description: Preferred Qualifications: TD Securities is a market leader in Mergers & Acquisitions...a deal team under the overall direction of a senior officer Assists in the analysis of clients' financial… more
- Pyramid Consulting, Inc. (Jersey City, NJ)
- …developments including regulatory changes issued by state and federal securities and prudential regulators and self-regulatory organizations (NYDFS, NYFRB, FRB, ... work collaboratively with front, back office and Compliance stakeholders and senior management. Strong communication skills including proficiency in writing concise… more
- Deutsche Bank (Jacksonville, FL)
- …including but not limited to Financial Industry Regulatory Authority (FINRA) & Securities and Exchange Commission (SEC), Federal Reserve Bank (FRB), Office of the ... skills, with the ability to effectively influence others and engage senior stakeholders and foster collaboration among Compliance, Compliance CT&A, the Business… more
