- Raymond James Financial, Inc. (St. Petersburg, FL)
- Job Description Job Summary The Operations & Billing Support Specialist plays a crucial role in ensuring the smooth and efficient operation of business processes for ... Finance Work Experience General Experience - 3 to 6 years Certifications Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)… more
- AvePoint (Jersey City, NJ)
- Duties: AvePoint, Inc. has an opening for Senior Consolidation and Reporting Specialist in Jersey City, NJ. Job duties include: Prepare monthly, quarterly and yearly ... the statement of comprehensive income, cash flow and footnote disclosure. Participate in Securities and Exchange Commission ("SEC") filings that arise as a result of… more
- Artisan Partners (Milwaukee, WI)
- Artisan Partners Limited Partnership has an immediate opening for a Legal Operations Specialist . This is a unique opportunity to join a global firm in a dynamic ... as well as other US and non-US regulatory documents with the SEC, Securities and Futures Commission of Hong Kong, UK Financial Conduct Authority, Central Bank… more
- State Street Corporation (Boston, MA)
- The Sector Sales Specialist distributes the SPDR Select Sector ETFs, drives Sector fund adoption and owns business results as part of the Sector ETF Sales ... Specialist team. The Sector Sales Specialist will...experience CIMA, CFA or other professional designations preferred Current securities licenses (Series 7 and Series 63) preferred or… more
- BOK Financial (Houston, TX)
- …Deadline: 07/31/2025 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities , Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates ... deposit, loan, and investment systems knowledge! Job Description The Loan Coordination Specialist III supports relationship managers and clients in the closing of… more
- abrdn plc (Philadelphia, PA)
- …our clients, customers, colleagues, shareholders and society. We are repositioning our specialist asset management business to meet client demand and are committed ... Primary responsibilities include creating and maintaining research on fixed income securities and issuers focusing on fundamentals, debt structure, technicals and… more
- PGIM (Newark, NJ)
- …Ensure data integrity by reviewing and analyzing daily prices for all active securities . Update pricing records in accounting system as needed. Submit all pricing ... support for management review. Monitor and track status of fair valued securities . CLASS ACTIONS: Track incoming class actions and monitor status on the vendor… more
- Jefferies (Jersey City, NJ)
- …Description Risk Analytics - counterparty credit risk quantitative analyst Quantitative specialist for developing and managing analytics for counterparty credit risk ... ''our'') is a US-headquartered global full service, integrated investment banking and securities firm. Our largest subsidiary, Jefferies LLC, a US broker-dealer, was… more
- Raymond James Financial, Inc. (Atlanta, GA)
- …best practices through ongoing education, attending conferences, and reading specialist media. Skills: Works without supervision and provides technical guidance ... Examination - Financial Industry Regulatory Authority (FINRA), s7 - General Securities Representative Examination - Financial Industry Regulatory Authority (FINRA), … more
- BOK Financial (Phoenix, AZ)
- …Banking, Business Banking; Commercial Credit Analyst; Commercial Credit Specialist ; Commercial Credit Underwriter; Credit Administration Pay Transparency Salary ... Deadline: 08/01/2025 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities , Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates… more
- Bain Capital, LP. (Boston, MA)
- …continents. Bain Capital Overview Bain Capital Credit is a leading global credit specialist with approximately $51 billion in assets under management as of September ... best industries, the best companies, and the best relative value among the many securities each company offers. Bain Capital Credit has a world-class team of over… more
- Hantz Group (Grandville, MI)
- …you will work as part of a team with Financial Advisors and other Specialist within the organization. The role varies depending on the needs of the financial ... LTD, Vol Life, Flexible Spending Eligibility Requirements Vary *Required Licenses- FINRA Securities Industry Essentials, FINRA Series 7, FINRA Series 66, State Life,… more
- Atria Wealth Solutions (Raleigh, NC)
- …employee/agent of CUSO Brokerage Services, Inc. (CFS) and/or Members Trust Company (MTC). Securities industry licenses are held by CFS and MTC. The contributions you ... or SEG location seminars. Working with other advisory team members, the Planning Specialist , and the departmental support personnel to meet the needs of our… more
- JPMorgan Chase & Co. (Tampa, FL)
- …SAP, etc.). Certification in Trade Finance, such as Certified Documentary Credit Specialist (CDCS) by IFSA London. Positive attitude, willingness to learn, and ... & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world… more
- City National Bank (Newark, DE)
- *INVST OPERATIONS SECURITIES SPECIALIST * WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust ... TO SUCCEED? *Required Qualifications** * Minimum 4 years of securities experience, preferably in trust securities . *...years of securities experience, preferably in trust securities . * Minimum 4 years of experience with procedures,… more
- Commerce Bank (Kansas City, MO)
- …of the compensation range for some roles. This compensation range is for the Securities Specialist - Wealth Operations or Senior level job and contemplates a ... to event types for Settlement Activity + Demonstrate strong knowledge of traded securities and complex asset types + Ensure accurate processing to avoid downstream… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist to join the Voluntary Corporate Actions team within Wealth & Investment ... lifecycle support initiatives and identify opportunity for process improvements within Securities Operations. + Review and analyze basic or tactical functional… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Contact Center Securities Operations Specialist within the Workforce Management team to lead scheduling for a ... fast paced Contact Center environment. **In this role, you will:** The Securities Operations Specialist will own the End to End of scheduling process across… more
- Truist (Wilson, NC)
- …Forest Hills Road, Wilson, NC. This position performs assigned duties within Securities Operations unit for the Wealth Management business. This position will also ... time. 1. Participate in various processing functions for Wealth accounts, including securities and investment related transactions. 2. Assist in the creation of… more
- Principal Financial Group (Minneapolis, MN)
- **What You'll Do** Principal is seeking a ** Securities Operations Specialist II** to join our Principal Custody Solutions (PCS) team. If you enjoy working in a ... and communication skills, this may be the position for you! As a ** Securities Operations Specialist II** , you will perform a variety of operational tasks for… more
