• Citigroup, Inc. (New York, NY)
    …Services, Services and other functional partners. QUALIFICATIONS: 5 - 8+ years of Securities Lending, Prime Finance, or Delta One trading experience required ... Agency Securities Lending Trader - Securities Finance...trader to work in New York. Citi provides 24-hour trading coverage and client services through its business locations… more
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  • Lincoln Financial (Broomall, PA)
    trading services agreements and other agreements related to portfolio securities and trading matters. *Collaborating with peers and leadership across ... Must have: *3-5+ years of experience counseling clients with respect to federal securities laws *Experience with corporate law and/or Federal securities laws… more
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  • S&P Global, Inc. (New York, NY)
    …and collaboration, we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate ... conflicts of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global… more
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  • Citadel (New York, NY)
    Job Description Role Overview: Citadel Execution Services (CES) is Citadel Securities ' Retail and Institutional Execution business. We provide critical liquidity & ... Manager to help manage the rollout and expansion of our next generation Algorithmic Trading suite. Opportunities may be available from time to time in any location… more
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  • Fidelity Investments (Boston, MA)
    Job Description: The Role The Electronic Trading Consultant will be responsible for partnering with their clients through consultative services to help optimize ... and achieve best execution. You will work closely with various sales and trading counterparts in the Institutional Product Group organization in an effort to drive… more
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  • Citigroup, Inc. (Tampa, FL)
    Securities & Derivatives Sr Analyst The Sec & Derivatives Sr Analyst is an intermediate level position responsible for reviewing orders and transactions originating ... from trading desks and branch offices in coordination with the...to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. Responsibilities: Resolve complex process problems… more
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  • TradeLink LLC (Chicago, IL)
    …Warsaw (Montec LLC). Founded in 1979 by Walt Weissman, TradeLink is engaged in securities , futures, options and commodities trading . The firm also specializes in ... TradeLink Holdings LLC ("TradeLink") is well-recognized as a successful proprietary trading firm and investment adviser hedge fund program. The firm employs… more
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  • TD Bank Group (New York, NY)
    …trusted Surveillance Compliance professionals engages with key stakeholders across TD Securities , including Markets sales and trading leaders, Technology, ... can provide you more specific details for this role. Job Description: TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist… more
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  • Oppenheimer & Co. Inc. (New York, NY)
    …broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading , investment banking (both ... institutional buyers. Responsibilities: Execute Treasury transactions across various government securities Promote and sell treasury bond products to clients… more
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  • Oppenheimer & Co. Inc. (Jericho, NY)
    …broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading , investment banking (both ... corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. Job Description Oppenheimer & Co. Inc.'s Private Client Division is currently seeking a Registered Client… more
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  • Oppenheimer & Co. Inc. (Scottsdale, AZ)
    …broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading , investment banking (both ... corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. Job Description : The firm is seeking a Branch Senior Operations Specialistto join their Private Client Branch… more
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  • Oppenheimer & Co. Inc. (Jericho, NY)
    …broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading , investment banking (both ... corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. Job Description : The firm is seeking a Branch Operations Specialistto join their Private Client Branch office… more
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  • Raymond James Financial, Inc. (Duluth, MN)
    securities industry. Financial markets, products and industry regulations. Trading terminology. Client Relationship Management (CRM) software, or similar contact ... Experience High School Diploma or equivalent and one (1) or more years securities industry or related work experience preferred, or an equivalent combination of… more
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  • Mindlance (New Castle, DE)
    …laws applicable to money laundering, terrorist financing, and other applicable financial/ securities related crimes (eg, insider trading , market manipulation), ... including the Bank Secrecy Act (BSA), The USA PATRIOT Act, US Treasury AML guidelines, OFAC, SEC, Client, FRB, FinCEN requirements, and SAR requirements *General understanding of Senior Public Figures, Money Service Businesses, Wealth Management and Retail… more
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  • Deutsche Bank (New York, NY)
    …corporates and execution, trade capture and Risk/Profit and Loss signoff for the trading books. What We Offer You A diverse and inclusive environment that embraces ... market, credit, interest rates, FX, basis, gap, and counter-party risk in the trading book Monitoring all rate volatility markets and identifying trade ideas between… more
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  • Group One Trading (New York, NY)
    …employees to spur creativity, enhance problem-solving, and help us thrive in the high-pressure trading industry. What We Do Group One Trading , LP was founded in ... we've become one of the largest privately held options trading firms in the United States, with a great...traders provide competitive liquidity across a broad range of securities . We manage portfolios of thousands of securities more
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  • Jefferies (New York, NY)
    …Municipals, and Mortgages. Responsibilities to include: Work in conjunction with Sales, Trading , and Infrastructure teams to support the Fixed Income business Cross ... reporting and developing business requirements documents Document and organize electronic trading program related to trading activity, brokerage, and invoicing… more
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  • MUFG Bank, Ltd. (New York, NY)
    …A member of our recruitment team will provide more details. Job Description MUFG Securities Inc Credit Risk Management is in search of a credit analyst/officer at ... our growing counterparty portfolio across traded products such as repo, securities lending, derivatives, and MBS forwards etc. Experience: Experience performing… more
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  • Citigroup, Inc. (New York, NY)
    …and algorithms. Collaborate with cross functional teams (product development, trading , legal, compliance, finance, securities services, operations, independent ... Latin America. Analyze data related to Foreign Exchange electronic sales and trading to understand profit and loss and optimize pricing recommendations. Apply… more
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  • Raymond James Financial, Inc. (San Francisco, CA)
    securities industry. *Financial markets, products and industry regulations. * Trading terminology. Skill in *Client Relationship Management (CRM) software, or ... on-boarding, large client liquidity events, private placement investment monitoring. * Trading of both discretionary and non-discretionary products, model maintenance… more
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