- Capital One (New York, NY)
- Senior Audit Manager , Financial Crimes Compliance & AML (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on ... professional opportunity. Capital One is seeking an energetic, self-motivated Senior Audit Manager interested in...Responsibilities include: + Plan, perform, and lead BSA / AML / Financial Crimes Compliance audits at the enterprise… more
- City National Bank (Dallas, TX)
- *SR AUDIT MANAGER - BSA/ AML * WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... Bank policies, and the effectiveness of operations of the BSA/ AML function. The Senior Manager ... will be responsible for all aspects of the audit , including the planning, execution, and reporting phases. The… more
- Capital One (Plano, TX)
- AML Compliance Advisory Manager The ...matter expertise of applicable laws and regulations -Engage in Audit , Regulatory, and other reviews of the AML ... AML (Anti Money Laundering) Compliance Advisor Manager performs a key risk management role (second line...experience in legal, or 5+ years of experience with audit -CRCM (Certified Regulatory Compliance Manager ) certification,… more
- Regions Bank (Birmingham, AL)
- …logging into the careers section of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first, second, or ... expert that advises on business and/or product decisions. The manager will have full ownership for one or more...to identify potential areas of risk related to BSA, AML , and OFAC compliance and develops strategies to mitigate… more
- Huntington National Bank (Farmers Branch, TX)
- …Segment Risk, Internal Audit , product groups, and lines of business. The AML Modeling Analyst I will be expected to maintain, build, and enhance all analytical ... cause analysis, data mining, business intelligence, visual analytics/visualization in support of BSA/ AML operations; + With assistance from the manager , write… more
- Bank of America (New York, NY)
- …as needed. + Writing technical reports for distribution and presentation to model developers, senior management, audit and banking regulators. + Acts as a ... Sr. Quantitative Finance Analyst - AML Model Validation Charlotte, North Carolina;Jersey City, New...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- M&T Bank (Buffalo, NY)
- …with professional auditing standards. The jobholder reports to an Audit ( Senior ) Manager . **Supervisory/Managerial Responsibilities:** **Education ... annual risk assessments, continuous auditing, and remediation plan validations. Communicate audit progress and findings to Bank management and oversee Auditors (as… more
- Bank OZK (Tampa, FL)
- …Purpose & Scope Contributes to the scoping and execution of Anti-Money Laundering ( AML ), KYC, Financial Crimes and Sanction Screening audit coverage, in ... business monitoring and governance committee reporting). + Directs complex audit activities for the AML program at...best practices. + Ability to demonstrate effective partnership with senior management and lead audit team execution.… more
- Citigroup (Tampa, FL)
- …Methodology, preferred. + Effective negotiation and interpersonal skills for interfacing with senior levels of Audit . + Ability to consistently demonstrate ... Citi's Internal Audit (IA) division provides independent assessments of the...environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. IA is… more
- FirstBank PR (GU)
- Mortgage Audit & Risk Assessment Manager - Mortgage Quality & Product Risk Department Our Company At FirstBank PR, we strive to be a trusted advisor to our ... place for you. A Brief Overview The Mortgage Regulatory & Credit Risk Manager is responsible for overseeing and managing regulatory risk within the Mortgage… more
- City National Bank (Los Angeles, CA)
- … OF AUDIT SR- PAYMENT AND FRAUD OPERATIONS* WHAT IS THE OPPORTUNITY? The Senior Manager of Audit for Payment and Fraud Operations will support City ... the US regulatory environment and heightened expectations of internal audit . The Senior Manager will...applicable to the area being audited. - Understands fraud, BSA/ AML and general IT risks in order to identify… more
- City National Bank (Jersey City, NJ)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... * AUDIT MANAGER II- CORPORATE FUNCTIONS* WHAT...synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written… more
- TD Bank (Greenville, SC)
- …more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of ... area of significant risk, complexity or scope + People Manager role that generally manages a team greater than...trends, identifying issues and opportunities and recommending action to senior management + Acts as a strategic audit… more
- NTT DATA North America (Charlotte, NC)
- …+ Should be able to independently draft quality reports and present results to senior audit management across the globe, and engage in discussions about risk ... to improve the control environment **Required Qualifications:** + Experience Range: 7-10 years ( Audit Manager ) + Strong internal audit experience + Good… more
- Citigroup (Irving, TX)
- The Audit Manager is an intermediate level role responsible for managing a team that is performing complex and critical audits and assessments of Citi's risk and ... control environments in coordination with the Audit team. The overall objective is to recruit, develop,...audits, issue validations, business monitoring, regulatory, governance committee and senior management reviews. + Manage a small to medium… more
- Robert Half (Dallas, TX)
- …global consulting firm . Where We Need You: Protiviti is looking for an Internal Audit & Financial Advisory Manager focused on Trust Auditing to join our growing ... JOB REQUISITION Dallas Internal Audit & Financial Advisory (Financial Services - Trust... & Financial Advisory (Financial Services - Trust Audits) Manager LOCATION DALLAS ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong… more
- First National Bank of Omaha (Omaha, NE)
- … IT Auditor is responsible for assessing risks, evaluating controls, and designing appropriate audit tests. They will assist the manager with the risk assessment ... aid the department in the development of the annual audit plan. The Senior IT Auditor oversees...Provide Audit Managing Director with feedback on audit team members. Risk Assessment: Aid manager … more
- Citigroup (Tampa, FL)
- The Senior Audit Manager is a...areas such as market risk, credit risk, loss forecasting, AML , Basel, CCAR, or CECL. + Related certifications (CPA, ACA, ... responsible for managing a complex and critical unit within Internal Audit , in coordination with the Audit team. The overall objective of this role is to develop… more
- First National Bank of Omaha (Omaha, NE)
- …business partners) ** Audit Execution:** Execute audits at the direction of the Senior Auditor or Supervisor: + Audit Planning - Analyze business functions ... and provide possible resolutions. **Risk Assessment:** Aid Director, Supervisor, or Senior Auditor in updating audit universe assessments. **Compliance:**… more
- TD Bank (Lake Mary, FL)
- …performance. Job Requirements ( Senior Analyst Level 8): | Advanced knowledge of AML regulations FATCA and broader AML trends. | Leadership skills: Ability to ... an ongoing basis. The team ensures compliance with Global AML requirements, mitigating operational, regulatory, and reputational risks. Job… more