- Marex (New York, NY)
- Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to ... information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide… more
- Charles Schwab (Austin, TX)
- …**What you have** + 3 - 5+ years of financial services -related audit experience with growing responsibility. Broker Dealer/Asset Management experience ... the efficiency of governance processes, risk management, and internal controls. The Broker -Dealer/Asset Management enterprise team is seeking a Senior Auditor (… more
- Republic Services (Phoenix, AZ)
- …a team of analysts responsible for supporting the day-to-day needs of broker partners through effective pricing coordination, customer service , and operational ... execution. This role serves as the steward of the company's broker policies and procedures, influences internal stakeholders, and facilitates seamless… more
- BMO Financial Group (New York, NY)
- Our ideal candidate has a SEC/FINRA examiner background with broker dealer experience including SEC 15c3 experience, possessing a strong understanding of broker ... might be the perfect opportunity for you. Develops or maintains an effective financial governance and controls framework that defines the ways and methods governance… more
- CBRE (Newport Beach, CA)
- SPQREA - Senior Associate Broker , Multifamily Job ID 188044 Posted 04-Oct-2024 Role type Full-time Areas of Interest Sales/Brokerage Location(s) Newport Beach - ... and marketing of commercial real estate properties for clients. Honorary Titles of Senior Associate, Vice President, First Vice President, Senior Vice President,… more
- Vanguard (Malvern, PA)
- …relationships with distributors, advisors, and other intermediaries in the Broker Dealer channel through predominantly electronic and telephone communication (75%) ... by raising awareness of Vanguard's investments, products, and related services . Delivers key Vanguard messages through targeted prospecting activities including… more
- CBRE (Akron, OH)
- SP - Senior Associate Broker Job ID 217329 Posted 07-Jul-2025 Service line Advisory Segment Role type Full-time Areas of Interest Sales/Brokerage Location(s) ... - United States of America **About the Role:** As a CBRE SPQREA- Senior Associate, you will be responsible for developing business, marketing commercial real estate… more
- CBRE (Raleigh, NC)
- SP - Senior Associate Broker Job ID 231090 Posted 25-Jul-2025 Service line Advisory Segment Role type Full-time Areas of Interest Sales/Brokerage Location(s) ... business opportunities through prospecting, networking, relationship building, and selling additional services to the current client base. + Provide clients with… more
- CBRE (Los Angeles, CA)
- SPQREA - Senior Associate Broker Job ID 223915 Posted 20-Jun-2025 Service line Advisory Segment Role type Full-time Areas of Interest Sales/Brokerage ... business opportunities through prospecting, networking, relationship building, and selling additional services to the current client base. + Provide clients with… more
- AIG (Atlanta, GA)
- …written and verbal communication skills are required to communicate directly with senior leadership within AIG and the dedicated broker relationships. Mobility ... Join us as a Broker Director - Southeast Market to play a...plans that yield outpaced growth. Tasked with driving the financial results and managing assigned retail brokers within a… more
- CenterWell (Tampa, FL)
- …trends, competitor activities, regulatory changes, and emerging opportunities within the senior healthcare landscape to inform broker engagement strategies and ... of our caring community and help us put health first** The Broker Relationship Manager will be responsible for cultivating and maintaining strategic partnerships… more
- Perdue Farms, Inc. (Chicago, IL)
- …**That's Perdue.** **Summary** Our Retail Sales team is growing! The Director of Broker Distribution, reporting to the Senior Vice President of Retail Sales, ... managing distribution strategy across various channels, primarily focusing on broker business relationships. Develop and implement a comprehensive distribution… more
- CBRE (Juneau, AK)
- CBRE Broker Program (2025) Job ID 215557 Posted 10-Apr-2025 Role type Full-time Areas of Interest Sales/Brokerage Location(s) Remote - US - Remote - US - United ... of interest in any posted position at CBRE. **Associate Broker ** About the Role As a CBRE SP -...expertise + Collaborate effectively and uphold CBRE's RISE values ** Senior Associate** About the Role As a CBRE SP… more
- Mizuho Corporate Bank (New York, NY)
- …+ knowledge of financial accounting including relevant US GAAP for the financial services industry + Experience in project management and people management , ... by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout… more
- Robert Half Legal (San Diego, CA)
- Description Financial Services Company Seeks Senior Attorney Focused on Broker -Dealer Compliance & FINRA Arbitrations About Firm & Position: A ... well-established financial services organization is seeking a Associate... organization is seeking a Associate General Counsel - Broker -Dealer Regulatory Compliance to join its growing corporate legal… more
- SMBC (New York, NY)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...solid foundation in US securities laws and regulations and broker dealer operations, products and services . +… more
- JPMorgan Chase (Jersey City, NJ)
- …and Market Structure Payments Sales team! As a Payments Sales Manager within the Financial Institutions Group - North America Broker Dealers and Market Structure ... + Drive sales for the entire Payments product suite, including treasury services which covers core cash management, liquidity management and FX solutions +… more
- Principal Financial Group (Des Moines, IA)
- …experience in the financial services industry, with extensive senior -level expertise in broker -dealer and investment advisor compliance, risk management, ... a personal and professional level. Together, we're imagining a more purpose-led future for financial services - and that starts with you. Our success depends on… more
- Bank of America (Charlotte, NC)
- Broker -Dealer Customer Protection Program Lead Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Broker -Dealer-Customer-Protection-Program-Lead\_25025513-2) **Job Description:** **About Us** At Bank of America,… more
- Friedman Management Company (Chicago, IL)
- …David Friedman - President & CEO (https://www.linkedin.com/in/friedmanrealestate/) Andrew Ledger - Senior Managing Director, Brokerage Services We Are Friedman ... Commercial Real Estate Broker - Investment Sales Job Details Level Experienced...the full range of Advisory, Property Management, Multi-Family, Brokerage, Financial , and Construction services that it offers.… more