- Citigroup, Inc. (Tampa, FL)
- …US SAR working group and Global SAR Governance meetings. Purpose of Role: Global AML SAR Program Officer : This role demands a deep understanding of Anti-Money ... Laundering ( AML ) regulations and their practical application within the business....to minimize downtime. Create and deliver high-quality presentations for senior leadership. Expertise in PowerPoint is essential for structuring… more
- TowneBank (Charlotte, NC)
- …This position is primarily responsible for originating Mortgage loans in compliance with company and regulatory policy. Provides service to applicants and ... by TowneBank Mortgage Policies and Procedures. Mentors other Loan Officers. Relays to Senior Management any industry changes or trends that may be of interest to… more
- BNP Paribas (New York, NY)
- Business Overview: The Management of the BNP Paribas has committed to ensure compliance with AML /Embargo & Sanctions rules within the entire Group. In this ... context, Group Compliance has decided to have a strong and permanent...a wide spectrum of external and internal audiences, including senior executives Experienced at analyzing/interpreting regulation and applying regulation… more
- Citigroup, Inc. (Tampa, FL)
- The AML Compliance Lead Analyst is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... of the sub-function/job family. Responsibilities: Evaluate, enhance and implement best -in-class AML Compliance policies and practices. Provide expert advice on … more
- Citigroup, Inc. (Hewlett, NY)
- …converting referral leads Manage client follow-up and adhere to all Regulatory and Compliance operating procedures Ensure strict adherence to KYC/ AML and other ... wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to our… more
- City National Bank of Florida (Miami, FL)
- …not limited to implementing, coordinating and administering the bank's overall (non BSA/ AML /OFAC) Compliance Management System which includes the Compliance ... across multiple direct reports. Ability to lead organizational change, influence senior leadership, and establish compliance priorities aligned with enterprise… more
- Citigroup, Inc. (Jacksonville, FL)
- …limited to Senior Wealth Advisor, Small Business Partners, Home Lending Officer , Digital Wealth Solutions, etc.) Manage client follow-up and adhere to all ... Regulatory and Compliance operating procedures Ensure that KYC/ AML and other compliance norms are strictly adhered to Appropriately assess risk when business… more
- Citigroup (Tampa, FL)
- …Sr. Analyst is responsible for performing data analysis with a focus on risk and compliance reviews for AML Name Screening. The overall objective is to utilize ... 's Name Screening Program's monitoring and maintenance of the CENSE engine, ensuring compliance with AML Name Screening Policies and Procedures and in-line with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Role Summary** As the VP, AML Officer for the Raymond James Bank and Trust businesses, you will oversee and execute an anti-money laundering framework aligned ... operations. You will serve as a trusted advisor to senior leadership, acting as both guardian and guide in...**Key Responsibilities** + Lead development and execution of the AML compliance program for Raymond James Bank… more
- Citigroup (Tampa, FL)
- …US SAR working group and Global SAR Governance meetings. **Purpose of Role:** Global AML SAR Program Officer : This role demands a deep understanding of ... Anti-Money Laundering ( AML ) regulations and their practical application within the business....minimize downtime. + Create and deliver high-quality presentations for senior leadership. Expertise in PowerPoint is essential for structuring… more
- Capital One (Mclean, VA)
- Senior Director, AML Compliance Program...Management, who in turn reports to Capital One's Chief AML Officer (CAMLO). We are seeking a candidate ... Director, AML Leader for Capital One's AML Compliance Program is a key strategy...routines and controls are delivering desired results. * Provide senior management with effective, credible and grounded challenge regarding… more
- CIBC (Chicago, IL)
- …deficiencies. + Develop process maps to document key/core processes that support AML compliance (eg, onboarding, CTRs, CDD maintenance, BSA travel rule, etc.). ... Wealth Management, by providing subject matter expertise on Anti-Money Laundering ( AML ) compliance , supporting risk assessments, and recommending controls to… more
- KeyBank (Brooklyn, OH)
- …day-to-day operations run smoothly, enabling strategic focus on regulatory compliance , operational oversight, and enterprise-wide AML initiatives.** **Essential ... Diploma or higher level education** **Minimum 5 years of experience supporting senior executives, preferably in financial services, compliance , or risk… more
- KeyBank (Brooklyn, OH)
- …institution laws and regulations, as applicable. + Collaborate with the Chief AML Officer , Financial Crimes Risk Management Directors, and other stakeholders ... topics. Support the organization in strategic investments and acquisitions from an AML and OFAC regulatory compliance perspective. **ESSENTIAL JOB FUNCTIONS** +… more
- FirstBank PR (San Juan, PR)
- …of Directors (BOD), Senior Management, and Committees, and addressing emerging compliance risks. Additionally, the Compliance Officer will work closely ... Compliance Officer Our Company At FirstBank...compliance reports, statistics, and presentations for the BOD, Senior Management, and relevant Compliance Committees. +… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial ... financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is...regulatory and audit requests. + Provide backup to general AML compliance functions such as surveillance reviews,… more
- Vanguard (Malvern, PA)
- …crimes compliance program, and ensure adherence to regulatory requirements. Serves as Chief AML Officer and Bank Secrecy Compliance Officer for the ... and Strategy: Develop and implement the strategic vision for Vanguard's financial crimes compliance program in the US Lead and mentor a team of compliance… more
- Arena Investors LP (Jacksonville, FL)
- …where others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely ... with the compliance team and have regular interface with staff throughout.... Maintenance of restricted trading list and watchlist; . AML /KYC risk-assessment and due-diligence; . Service provider due-diligence; .… more
- Banc of California (Durham, NC)
- …YOU'LL BRING** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to ... Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA,… more
- Capital One (Plano, TX)
- Senior Director, Know Your Customer (KYC) Compliance Program The Senior Director, AML Leader for Capital One's Enterprise Know Your Customer (KYC) ... performs a key risk management leadership role in ensuring compliance with Know Your Customer (KYC) regulations and maintaining...Management, who in turn reports to Capital One's Chief AML Officer (CAMLO). We are seeking a… more
