- Repligen (Waltham, MA)
- …reporting (ICFR) in compliance with Sarbanes-Oxley (SOX) requirements.Ensure compliance with accounting standards and regulatory requirements, including SEC ... public company is looking for a strong, experienced, and technically sound Senior Director, Assistant Controller, who will own the Company's accounting processes… more
- Truist (Charlotte, NC)
- …years of direct experience in compliance 4. Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance . 5. Strong ... control issues. 5. Communicate with management and regulators with respect to compliance risk management activities and regulatory examinations. 6. Implement… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to ... regulators and promptly shares feedback to management and relevant business units on regulatory expectations. + Oversee compliance and alignment of team member… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists ... Attentiveness to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance … more
- FirstBank PR (San Juan, PR)
- …of Directors (BOD), Senior Management, and Committees, and addressing emerging compliance risks. Additionally, the Compliance Officer will work closely ... Compliance Officer Our Company At FirstBank...and analyze information, action plans, and follow-up on identified compliance issues. + Regulatory Compliance … more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance ... *Must-Have** * Bachelor's Degree or equivalent * Minimum 7 years of compliance , regulatory compliance with respect to registered investment adviser products… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member...such as, but not limited to the development of Compliance Policies & Procedures, performing regulatory horizon… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... agency bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements,… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... of policies, resolution of potential red flags or other client/transaction-related compliance escalations. + Representing Citi on critical regulatory matters… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail,… more
- Wells Fargo (New York, NY)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital ... Warehouse lending functions. This role combines strategic advisory and operational compliance responsibilities, ensuring robust regulatory compliance across… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance ... Counterparty Trading and Risk business. + Knowledge and extensive regulatory compliance and/or experience with auditing principles...to influence and lead people across cultures at a senior level + Experience in managing regulatory … more
- Bloomberg (New York, NY)
- Senior Compliance Officer -...Support, and at times lead the team, on specific regulatory Compliance projects /initiatives for privacy, for ... Privacy - Legal & Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 **Description & Requirements** The energy of a newsroom,… more
- L3Harris (Rochester, NY)
- …in the interest of national security. Job Title: Senior Specialist, Legal Compliance (Ethics & Compliance Officer ) Job Location: Multiple: Rochester, New ... seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible...procedures, tools and training that promote knowledge and strict compliance with regulatory requirements and reduce risk… more
- City of West Sacramento (West Sacramento, CA)
- …records as required. Code Enforcement Officer II/ Senior Code Enforcement Officer : + Inspects properties and structures for compliance with current City ... Code Enforcement Officer I/II/ Senior Print (https://www.governmentjobs.com/careers/westsacramento/jobs/newprint/5065442) Apply Code Enforcement Officer … more
- Highmark Health (Austin, TX)
- …knowledge as well as in-depth knowledge of the insurance industry, strategic compliance planning, regulatory concerns, compliance requirements, and corporate ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more
- Truist (Richmond, VA)
- …years of direct experience in compliance 4. Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance . 5. Strong ... Support compliance risk management processes through the performance of compliance reviews; regulatory data requests, quality control reviews and execution… more
- Corewell Health (Grand Rapids, MI)
- Job Summary - Senior Vice President, Chief Compliance and Privacy Officer Corewell Health is seeking a strategic , experienced and solution-oriented leader ... to serve as Senior Vice President, Chief Compliance and Privacy Officer . This role...board governance, offering guidance and practical solutions to complex regulatory compliance challenges . As Corewell Health's… more
- First Horizon Bank (Memphis, TN)
- … background required (2-4 years). Background in preparing for internal ( Compliance Testing and/or Audit) and external ( regulatory ) examinations preferred. ... of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state and federal… more
- Thrivent Financial (Appleton, WI)
- …will help them live the life they want today-and tomorrow. Job Summary The Senior Personal Trust Officer is responsible for the comprehensive administration of a ... while fulfilling fiduciary duties. As a trusted advisor, the Senior Personal Trust Officer builds lasting relationships...documentation and reporting. + Act as a fiduciary, ensuring compliance with all regulatory and legal requirements… more
