- Marex (New York, NY)
- …services. For more information visit www.marex.com Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... the Compliance Manual and Written Supervisory Procedures. Provide Compliance Advisory services for broker-dealer Trade Surveillance process. Provide… more
- Pyramid Consulting, Inc. (New York, NY)
- Immediate need for a talented Regulatory Compliance Officer . This is a 06+months contract opportunity with long-term potential and is located in New York, NY ... paid sick leave (depending on work location). Key Responsibilities: The Bank Regulatory Compliance Officer (" Compliance Officer ") will provide advisory… more
- Larson Maddox (Chicago, IL)
- An up and coming fintech firm in Chicago is looking to hire a Senior Compliance Officer . In this key role, you will help ensure that both the broker-dealer ... procedures and compliance programs to the Chief Compliance Officer (CCO). Collaborate with institutional and...across multiple business lines. Evaluate and enhance the firm's trade surveillance program to improve efficiency and align with… more
- DHL (Washington, DC)
- … Vice President for Global Customs for DHL Global Forwarding, the Supply Chain Divisional Compliance Officer , the Vice President and Head of Customs and Trade ... Mexico, Brazil, etc.). Experience managing or contributing to internal investigations on trade or regulatory compliance violations including the development and… more
- Precision Castparts Corp. (Beachwood, OH)
- …general managers and senior staff, including division finance personnel, about trade compliance aspects and risks of proposed business decisions; collaborate ... brokers; audit for effectiveness. Work with site level and Regional Facility Compliance Officer (s) to maintain effective trade (import and export) … more
- Sonatus (Sunnyvale, CA)
- …hybrid position at our Sunnyvale location. You will report to the Chief Operating Officer . The Opportunity The Staff/ Senior Staff Product Manager for AI will be ... Facilitate cross-functional collaboration to ensure technical feasibility, scalability, and compliance with automotive industry standards. Track product performance metrics,… more
- Heartland Dental (Effingham, IL)
- …President, Lifetime Value & Patient Financing - Marketing We are seeking a senior executive with a proven track record in patient financing and consumer engagement ... The Vice President, Lifetime Value & Patient Financing reports to the Chief Marketing Officer and manages 2-3 direct reports. Below is an overview of the duties and… more
- Huntsman Corporation (Magnolia, TX)
- …compliance program, which includes working closely with the Company's Chief Compliance Officer on program organization, design, implementation, and execution; ... strategy, indemnities and other contract concerns as requested; Working with the Company's Chief Compliance Officer , drive all aspects of the global ethics & … more
- Blue Sky Hospitality Solutions (Uniondale, NY)
- …Serve as the main liaison with all brands teams to ensure alignment and compliance with brand standards and systems. Attend trade shows, brand showcases, and ... Title: Corporate Director of Sales Location: Uniondale, NY Reports To: Chief Commercial Officer / Vice President of Sales Job Type: Full-Time | Exempt Position… more
- Gulfstream (Dallas, TX)
- …for employees . + Ensure adequate recordkeeping systems are implemented and maintained for trade compliance activity . + Serve as subject matter expert to ... Compliance . + Manage Import Compliance program and function specific trade compliance projects . + Identify import compliance issues and risk areas,… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The ... senior management. + Stakeholder Engagement: Collaborate with Trade Surveillance teams, CDO, Compliance Technology, and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Customs and Border Protection (Washington, DC)
- …Typical work assignments include: Directing work activities in the areas of trade compliance , enforcement and the development of analytical products, models ... of Homeland Security, within US Customs and Border Protection, Office of Trade , Operations Directorate, located in Washington, DC. This announcement has been amended… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range ... an important bridge to this key global market for trade and investment flows across the Americas and the...together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member… more
- Citigroup (Tampa, FL)
- …TTS business. The role focuses on **Payments products within Global Treasury and Trade Solutions (TTS).** The SVP is also responsible for the efficient execution of ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... US Broker Policies and Procedures and Written Supervisory Procedures. + Provide Compliance Advisory services for US Broker Trade Surveillance process. +… more
- Forward Air (Dallas, TX)
- Position: Senior Trade Compliance Manager Job Description: The Senior Trade Compliance Manager will be responsible for the development, ... implementation, and management of Forward's global trade compliance program. As the subject matter...Broker (LCB) is strongly preferred + Certified US Export Compliance Officer (CUSECO) or similar certification +… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... the Compliance Manual and Written Supervisory Procedures. + Provide Compliance Advisory services for broker-dealer Trade Surveillance process. + Provide… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...rules relevant to securities trading with focus on regulatory trade reporting, best execution, distribution of issues, and SEC… more
- Access Dubuque (Dubuque, IA)
- Senior Gift Officer **University of Wisconsin-Platteville** 1 Positions ID: 499414 Posted On 06/30/2025 **Job Overview** **Position Summary:** The Department of ... the University of Wisconsin-Platteville is seeking applicants for a ** Senior Gift Officer ** . The Senior...educate their students on practices and procedures that ensure compliance with safety laws and regulations in their institutional… more
- Deloitte (San Jose, CA)
- …valuation requirements. + Process improvement planning and implementation assistance + Trade compliance audit assistance and representation before trade ... on May 31, 2026. What you'll do As a Senior Consultant on our Global Trade Advisory...of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU… more
