- TD Bank Group (Mount Laurel, NJ)
- …in interacting and communicating with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. Empowered to ... of Business: Compliance Job Description: Department Overview: Why Work with Us? At TD Bank US Compliance, we're on a mission to build a more resilient and scalable… more
- First National Bank Texas (Killeen, TX)
- … Bank personnel, using legal and regulatory reference materials, regulatory agencies, Bank legal counsel and professional associations/organizations, ... and monitor consumer complaints to identify trends, root cause, regulatory impact, sufficiency of Bank policy and...trends, root cause, regulatory impact, sufficiency of Bank policy and procedures as well as internal change(s)… more
- State Street Corporation (Boston, MA)
- …institution and central bank clients. As a Vice President and Legal Counsel , you will join a fast-paced, client-focused team providing support to IS Americas. ... looking for The State Street Investment Services Legal Team provides advice and counsel in accordance with the highest standards of judgment, integrity and ethical… more
- MUFG Bank, Ltd. (Los Angeles, CA)
- …continuous oversight of portfolio names, monitoring for potential risk and regulatory rating changes and proactively identifying credit deterioration with the goal ... credit risk management function within GCIB (Global Corporate & Investment Bank ) and more specifically the Entertainment Finance Industry Vertical. Entertainment… more
- CommonWealth Central Credit Union (San Jose, CA)
- …and regulations; consult industry experts and third-party resources (including legal counsel ) as needed. Research regulatory /legal questions from departments ... Senior Director of Compliance & Fraud At CommonWealth,...Compliance Officer (NCCO), Credit Union Compliance Expert (CUCE), Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance… more
- loanDepot (Irvine, CA)
- …strong initiative to proactively advance important legal initiatives. This role provides advice, counsel and support on a broad range of employment issues such as ... to the HR organization. Evaluates and provides analysis and counsel on legal issues relative to compliance with various...employment laws. Manages and reports on employment and labor regulatory compliance risks covering all aspects of the company;… more
- RightWorks (Fort Worth, TX)
- RightWorks is hiring a General Counsel for a multi-billion dollar private equity group in the Fort Worth Region. Relocation Assistance is provided. We are seeking ... Fort Worth. We would ideally like someone from either top firms or in-house counsel . Strong academic performance is a must - ideal candidate will either come from… more
- The Clearing House (New York, NY)
- Position Summary: The Clearing House Payments Company LLC is a bank -owned industry utility that shapes the payments landscape and provides infrastructure for safe, ... exchange network (the SVPCO(R) network). TCH also operates a bank account number tokenization service, runs a payments association...its ECCHO(R) business line. We are seeking an experienced senior payments attorney to join our legal team. This… more
- MRI Spokane (San Francisco, CA)
- …needed for this position. Additionally, required to complete all required Compliance and regulatory training. THIS MODERN COMMUNITY BANK Established in 2005, the ... for all loans *Work with title companies, outside legal counsel , and other vendors to ensure all loans are...*Ensure that all documentation software systems used by the Bank are updated and in Compliance. *Review all loan… more
- First Horizon (Birmingham, AL)
- …at any office location within the company's footprint. Summary At First Horizon, the Senior Model Risk Analyst validates statistical models developed for use by the ... Bank , including Stress Testing, Fraud, Generative AI, CECL, Economic...well as external parties such as external auditors and regulatory examiners. Assists and guides more junior analysts in… more
- Artisan Partners (Milwaukee, WI)
- …programs Collaborate and engage with associates on teams across the firm, including senior management, as well as with outside counsel , independent auditors and ... online board portal system Support the preparation and filing of regulatory and disclosure documents, including proxy statements, prospectuses, shareholder reports,… more
- City National Bank (Jersey City, NJ)
- …WHAT IS THE OPPORTUNITY? Senior Counsel will provide general regulatory and transactional support to the Bank and its wealth management operations ... business. WHAT WILL YOU DO? * Provide transactional and regulatory counsel to the Bank ...respect to wealth management products and services. * Support senior counsel in advising the Bank… more
- City National Bank (Los Angeles, CA)
- * SENIOR COUNSEL - AML/FINANCIAL CRIMES* WHAT IS THE OPPORTUNITY? The Senior Counsel - AML/Financial Crimes will provide legal advice to City National ... Bank , a national banking association and its subsidiaries, affiliates...Doctor) * Minimum 10 years of experience with providing counsel to financial institutions on legal and regulatory… more
- US Bank (New York, NY)
- …+ Collaborate with other related support functions, such as Risk, Compliance and Regulatory Services + Work with senior leadership within the business line ... At US Bank , we're on a journey to do our...of experience as an attorney in a law firm, regulatory authority and/or as in-house counsel supporting… more
- Mastercard (Atlanta, GA)
- …people, businesses and governments realize their greatest potential._ **Title and Summary** Senior Managing Counsel , Regulatory Who is Mastercard? Mastercard ... Global Regulatory team is looking for a Senior Managing Counsel , Regulatory to...Experience in cross-border payments, and developing and managing related regulatory compliance programs for large bank or… more
- Regions Bank (Birmingham, AL)
- …trust across the organization; grows internal and external networks + May work with outside counsel on legal issues impacting the Bank + May lead and manage ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- Regions Bank (Birmingham, AL)
- …'s reputation as well as our clients and assets + Works with and manages outside counsel on legal issues impacting the Bank and related matter budgets + May lead ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- Bank OZK (Little Rock, AR)
- …Serves as in-house associate legal counsel by conducting research, providing counsel and representing the bank in various legal matters. May focus ... on a legal specialty. Works under the direction of the General Counsel -Litigation & Transactions. Essential Job Functions + Partners with business units and … more
- HSBC (New York, NY)
- …across all the countries and territories in which HSBC operates. The General Counsel , US Litigation, Regulatory Enforcement and Investigations; and Deputy Head ... advice on legal issues and risks. Our lawyers advise senior management and the Global Businesses and Functions. They...mitigated. This role will report to the Global General Counsel , Litigation, Regulatory Enforcement and Investigations; and… more
- Citigroup (New York, NY)
- …complex bank regulatory issues in collaboration with the group's senior bank regulatory lawyers. + Closely collaborate with internal stakeholders ... Legal Department is hiring an experienced bank regulatory lawyer (C-14 - Senior Vice President)...of businesses and functions with timely and actionable legal counsel and advice, including in connection with: Citi's acquisitions,… more
