- City National Bank (Dallas, TX)
- *SR AUDIT MANAGER- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit ... complex Wealth Management audits and assisting the Audit Director in supervising a team of...and effectively communicate audit results to the Audit Director , senior management and… more
- Manulife (Boston, MA)
- …team that makes a difference and helps shape the future at Manulife. Senior Director 's key responsibilities include planning, organizing, and assigning audit ... control and organizational resilience. We deliver insightful reports to senior management and the Board, reinforcing our commitment to...team of professionals in performing US and Europe Retail Wealth audit projects, reporting progress to AVP… more
- JPMorgan Chase (Chicago, IL)
- …advice and to deliver sophisticated products and solutions to meet their generational wealth management needs. As a Supervisory Director in Chase Wealth ... JP Morgan Wealth Management provides individuals, advisors and institutions with...Ensure timely and effective responses to compliance, supervision and audit examinations on a priority basis + Provide approval… more
- JPMorgan Chase (New York, NY)
- …of both depth and breadth. **Job Description:** The Private Bank Digital Wealth and Estate Planning Product Lead will spearhead the development and execution ... This role requires a visionary leader with expertise in Wealth Planning and Advice, capable of driving product innovation...app), and advice insights via AI. + Collaborate with senior leadership to align product goals with business objectives.… more
- Citigroup (New York, NY)
- …that will be accomplished through building internal relationships, especially with senior bankers, to drive deeper relationships with their clients and prospects. ... and client conversion from the Banking division to the Wealth division and from the Wealth division...functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and… more
- Vanguard (Malvern, PA)
- …Join the new Controls and Governance department as a highly skilled and motivated senior controls leader within the Advice and Wealth Management (AWM) Division. ... with business leaders and risk partners, including Compliance, Risk, and Internal Audit . The team will be essential in ensuring effective risk management, robust… more
- Scotiabank (New York, NY)
- …audit focus priorities, and emerging risks to the Bank. + Supporting the GBM&T Audit COO Director and Senior Manager in the administration, coordination, ... Senior Analyst, GBM Audit COO Office...advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking,… more
- Citigroup (New York, NY)
- The Audit Director is a senior level management position responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, ... Committee; + Providing periodic reports to the legal entity Audit Committees, senior management, and other Board...degree preferred \#NAMInternalAudit **This specific role will focus on Wealth technology which is a fast moving area with… more
- KeyBank (Amherst, NY)
- …and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk management as well as a strong understanding of audit ... through the execution of compliance monitoring and testing across Key's Wealth Management and Trust lines of business, products, and functional activities.… more
- First National Bank of Omaha (Omaha, NE)
- …possible resolutions. **Risk Assessment:** Aid Director , Supervisor, or Senior Auditor in updating audit universe assessments. **Compliance:** Understand ... business partners) ** Audit Execution:** Execute audits at the direction of the Senior Auditor or Supervisor: + Audit Planning - Analyze business functions… more
- Scotiabank (New York, NY)
- …procedures. The incumbent will be required to work as part of the team and assist the Director , US IT Audit to provide audit services over the US IT ... changes, and industry trends. Conveys risk-related information to Officer-in-Charge or Audit Principal and senior management. + Maintains stakeholder… more
- Citigroup (New York, NY)
- … Director will be part of the Investment Solutions team within Citi Wealth . The Director is responsible for proactively enhancing our Investment Advisory ... will report to the Head of Business Risk for Investment Solutions within Citi Wealth . **Responsibilities:** + Senior business leader who will lead and coordinate… more
- Omni Hotels (Hot Springs, VA)
- …programs. Recommend new programs based on need.* Conduct investigations and assist the Director of HR and senior leadership in making employment status ... perfect match. Job Description Join our team as Assistant Director of Human Resources at Omni! You'll supervise and...of our dynamic team! Our team members enjoy a wealth of benefits and perks, including: + Comprehensive healthcare… more
- Scotiabank (New York, NY)
- …of systems or asset data and deliver monthly / quarterly reporting for senior management, Internal Controls, GRM, Compliance, Audit , Operational Risk or 1A ... Director , US Deputy CISO **Requisition ID:** 225315 **Salary...by leveraging IT and risk expertise. + Partners across senior executives US CIO, Global CISO, Risk, Operations, compliance… more
- HUB International (Chicago, IL)
- …our industry leading success in mergers and acquisitions. **Position Overview:** The ** Senior Director of Governance, Risk, & Compliance** will oversee strategic ... insurance, employee benefits, risk services, personal insurance, retirement, and private wealth management products and services. With over $5 billion in revenue… more
- Capital One (Richmond, VA)
- …will partner with Senior Leaders and stakeholders across Operations, Risk Management, Audit , and other key areas to shape and deliver a strategy and implement ... Director of Enterprise Payments Oversight - Hybrid The...as a leader and thought partner, engaging executive and senior leaders, to develop the strategic direction of this… more
- Citigroup (Irving, TX)
- **Analytics & Data Science Data Rules & Exception Management Director ** **(Hybrid)** **About Citi** Citi, the leading global bank, has approximately 200 million ... corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money,… more
- Somatus (Mclean, VA)
- …Plans (SNPs). The Director , Quality will work closely with Sr. Manager, Audit Risk and the Regulatory and Accreditation Team to ensure compliance with audits, ... You We offer more than 25 Health, Growth, and Wealth Work Perks to help teammates learn, grow, and...well-being + Community engagement opportunities + And more! The Director of Quality, reporting to the AVP of Quality,… more
- Scotiabank (New York, NY)
- Director , US RCSA Program, 1LOD **Requisition ID:** 233240 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline only. ... operational risk policies and regulatory expectations. + Partnered with senior leadership to enhance RCSA methodologies, incorporating scenario analysis,… more
- Huntington National Bank (New York, NY)
- Description Summary: The Managing Director - Warehouse Lending for CSG - Corporate Mortgage Finance Group, will be an integral component to the building out of the ... position reports to the Head of CMFG, or another senior leader determined by the Head of the group....Leader will ensure the following: + Satisfactory loan review, audit and OCC review results of all assigned credit… more