- Charles Schwab Inc. (Wichita, KS)
- …Schwab's Investment Consultant role. What you have Required Qualifications: A valid and active Series 7 license is required (license may be obtained under a ... condition of employment through Branch Network Licensing Program) A valid and active Series 66 (63/65) license required (license(s) may be obtained under a condition… more
- Raymond James Financial, Inc. (Savannah, GA)
- …supervision. Licenses/Certifications SIE required provided that an exemption or grandfathering cannot be applied. Series 7 , 9 & 10 required. Series 63, 65 ... and/or 66 as required by state. Ability to obtain additional securities and advisory state registrations if required by state. Education Bachelor's (Required) Work Experience Manager Experience - 3 to 6 years Certifications s10 - General Securities Sales… more
- Morgan Stanley (Cleveland, OH)
- …and SKILLS: Education and/or Experience *High School Diploma/Equivalency *College degree preferred *Active Series 7 (GS), and Series 66 (AG/RA) or ... Series 63 (AG) and Series 65 (RA) *Two or more years of industry experience preferred Knowledge/Skills *Knowledge of financial services products, including but… more
- SHELL FEDERAL CREDIT UNION (Pasadena, TX)
- …years of work related experience with a proven track record of success Required Licenses: FINRA Series 7 State Securities ( Series 63 or Series 66) State ... IAR ( Series 65 or Series 66) State Life, Health Insurance and Variable Products lines Education / Training: High school diploma or general education degree… more
- LPL Financial Holdings, Inc. (Edmonds, WA)
- …or equivalent working experience Ability to be onsite M-F in our Edmonds, WA office Preferences: Series 7 , Series 66 OR Series 63/65 (or willingness to ... obtain within the first 120 days) Bachelor's degree; preferably in Business, Accounting or Finance Experience working with Financial Advisors, Branch and Home Office support teams 2+ years brokerage/financial services industry knowledge Pay Range:… more
- Fidelity Investments (Pasadena, CA)
- …and advice career at Fidelity with paid training to help you get your Series 7 & 66 licenses, personalized support, knowledgeable career guides, and celebration ... Industry Regulatory Authority) Registered Representative by studying for and obtaining your SIE, Series 7 Top Off and Series 66 licenses, fully paid for and… more
- Morgan Stanley (Melville, NY)
- …KNOWLEDGE, and SKILLS: Education and/or Experience High School Diploma/Equivalency College degree preferred Active Series 7 (GS), and Series 66 (AG/RA) or ... Series 63 (AG) and Series 65 (RA) Two or more years of industry experience preferred Knowledge/Skills Knowledge of financial services products, including but not… more
- SDL Search Partners (Newton, MA)
- …some of the best in the business. If you have, or are looking to obtain your Series 7 / 66 licenses and kickstart your career in Wealth Management, please apply ... quarterly administrative and investment reviews Ad hoc projects when required Qualifications: Series 7 / 63 / 66, SIE highly preferred 1-3 years of experience… more
- Morgan Stanley (San Jose, CA)
- …School Diploma/Equivalency College degree preferred Industry experience is a plus Willingness to obtain Series 7 (GS), and Series 66 (AG/RA) or Series ... 63 (AG) and Series 65 (RA) Knowledge/Skills Detail orientated with superior organizational skills and ability to prioritize Advanced Microsoft Office skills (Word, Excel, Outlook and PowerPoint) Exceptional writing, interpersonal and client service skills… more
- Fidelity Investments (Plainview, NY)
- …Looking For Previous success in building relationships, uncovering needs and recommending solutions FINRA Series 7 & 63 licensed; Series 65 or 66 licensed ... and appropriate state registrations OR ability to acquire series 65/66 upon hire Keen ability to present complex...and/or associating with individuals with certain Criminal Histories. Certifications: Series 07 - FINRA, Series 66 -… more
- Monroe Capital LLC (Chicago, IL)
- …compliance function of a SEC registered investment adviser and FINRA registered firm) FINRA Series 7 and Series 24 required Knowledge of sophisticated ... investment offerings across multiple jurisdictions, ideally with a focus on private credit and with exposure to private equity style funds, BDCs, real estate and other emerging products Physical Requirements Sitting: Frequently (approximately 70-80% of the… more
- Raymond James Financial, Inc. (Beverly Hills, CA)
- …Licenses/Certifications * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 and Series 66 or the ability to obtain them ... Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - Investment Adv Rep - Financial Industry Regulatory… more
- Citigroup, Inc. (Chicago, IL)
- …requirements, including KYC and AML Excellent verbal and written communication skills Required US FINRA: SIE, Series 7 , Series 63 (or Series 66), and ... Series 24 ( Series 9/10 accepted) Education: Bachelor's/University degree, Master's degree preferred Job Family Group: Private Client Coverage Job Family: Client Services Time Type: Full time Primary Location: Chicago Illinois United States Primary… more
- Fidelity Investments (Roanoke, TX)
- …them through wealth management and retirement planning strategies The Expertise We're Looking For FINRA Series 7 & 63 required prior to hire Series 65 and/or ... form relationships here, you will also be building your career! Certifications: Series 07 - FINRA Category: Relationship Management, Sales Fidelity's hybrid working… more
- Northwestern Mutual (Jamison, PA)
- …management Bonus programs and expense allowances Support for insurance licensing, Securities Industry Essentials(R), Series 6, Series 7 , Series 63, and ... licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7 , and 63. Northwestern Mutual provides… more
- Ameriprise Financial (Leawood, KS)
- …for visa status. *Ability to obtain required licenses within 150 days of hire: o FINRA Series 7 (Obtaining the Series 7 may include passing the ... Securities Industry Essentials exam plus the Series 7 top-off exam) o State Securities ( Series 63 or Series 66) o State IAR ( Series 65 or Series … more
- Merck & Co. (Rahway, NJ)
- …Pharmaceutical Sciences or related scientific field with a minimum of 7 years relevant experienceMaster's degree in Chemical Engineering, Chemistry, Pharmaceutical ... to convert new drug product attributes and process needs to an executable series of steps and procedures to enable acceptable product manufacture.Ability to prepare… more
- Voya Financial, Inc. (Boston, MA)
- …procedures Extreme customer focus Detail orientation Problem-solving orientation Preferred Knowledge & Experience: Series 7 or attained within 3 months of hire ... plan based financial services experience or other customer service experience Series 6 and Series 63 required In-depth knowledge of Voya Retail and institutional… more
- Equitable Advisors (New York, NY)
- …degree or equivalent skills and work experience Licensing : State Life & Health, SIE, Series 7 , Series 66 Personal Attributes : values-driven with a track ... record of success and accomplishment Communication Skills : excellent interpersonal and communication abilities with strong self-confidence Mindset : entrepreneurial spirit with a desire to positively impact others' lives Collaboration : ability to work with… more
- Morgan Stanley (Chicago, IL)
- …relevant to the position required *4-year college degree or professional certification preferred *Active Series 7 (GS), and Series 66 (AG/RA) or Series ... Morgan Stanley EOE committed to diversifying its workforce. M/F/D/V Version: 7 /10/2024 Morgan Stanley Financial Planning Analyst Job Description *Knowledge of… more
