- Fidelity Investments (Katy, TX)
- …Looking For Previous success in building relationships, uncovering needs and recommending solutions FINRA Series 7 & 63 licensed; Series 65 or 66 licensed ... positive impact in the community Certifications: Certified Financial Planner (R) / CFP -(R) - Issuing Authority, Series 07 - FINRA, Series 63 - FINRA, … more
- Fidelity Investments (Redmond, WA)
- …objectives and refer them to a wealth management partner based on needs and financial complexity Series 7 & 63 licensed; Series 65 or 66 and appropriate ... with certain Criminal Histories. Certifications: Certified Financial Planner (R) / CFP -(R) - Issuing Authority, Series 07 - FINRA, Series 63 - FINRA, … more
- Northwestern Mutual (Atlanta, GA)
- …management Bonus programs and expense allowances Support for insurance licensing, Securities Industry Essentials(R), Series 6, Series 7 , Series 63, and ... licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7 , and 63. Northwestern Mutual provides… more
- Equitable Advisors (San Diego, CA)
- …degree or equivalent skills and work experience Licensing : State Life & Health, SIE, Series 7 , Series 66 Personal Attributes : values-driven with a track ... to pursue professional designations such as CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant (ChFC) and Equitable Advisors' own Credentialed… more
- Equitable Advisors (Boston, MA)
- …degree or equivalent skills and work experience Licensing : State Life & Health, SIE, Series 7 , Series 66 Personal Attributes : values-driven with a track ... to pursue professional designations such as CERTIFIED FINANCIAL PLANNER (TM) ( CFP (R)), Chartered Financial Consultant (ChFC) and Equitable Advisors' own Credentialed… more
- UBS (Hartford, CT)
- …management through interactive training, guidance from experienced leaders, and client interactions *obtain Series 7 and Series 66 FINRA licenses and ... finance is preferred. Coursework on financial planning through a CFP Board Registered Program is preferred *has completed the...days before joining and is expected to pass the Series 7 and Series 66… more
- Fidelity Investments (New Haven, CT)
- …them through wealth management and retirement planning strategies The Expertise We're Looking For FINRA Series 7 & 63 required prior to hire Series 65 and/or ... also be building your career! Certifications: Certified Financial Planner (R) / CFP -(R) - Issuing Authority, Series 07 - FINRA, Series 63 - FINRA, Series… more
- Allspring (Chicago, IL)
- …business development/sales, financial services consulting or investment research. Successfully completed FINRA Series 7 and 63 exams to qualify for immediate ... travel up to 75% of the time. PREFERRED QUALIFICATIONS Leadership experience. 7 + years of brokerage or wealth management experience. Knowledge and understanding of… more
- Charles Schwab Inc. (Red Bank, NJ)
- …have Required Qualifications: Bachelor's degree or equivalent work-related experience A valid and active Series 7 license required A valid and active Series ... 90 day condition of employment) A valid and active Series 9/10 (8) license required (may be obtained within...be obtained within a 120 day condition of employment) CFP (R) designation is preferred Strong brokerage and industry knowledge… more
- Morgan Stanley (Chicago, IL)
- …relevant to the position required *4-year college degree or professional certification preferred *Active Series 7 (GS), and Series 66 (AG/RA) or Series ... Specialist designation requirements *Willingness to obtain Certified Financial Planner ( CFP ) and/or Certified Private Wealth Advisor (CPWA) designation Knowledge/Skills… more
- Principal Financial Group (Bettendorf, IA)
- …states in which business will be conducted. Securities exams and IAR appointment include: Series 7 and 63 or equivalent, 24, 65 and/or 66 as required ... Chartered Life Underwriter/Chartered Financial Consultant (CLU/ChFC), Certified Financial Planner ( CFP ) or Chartered Leadership Fellow (CLF) designations desired. Some… more
- Allianz (Minneapolis, MN)
- …results. Excellent presentation and public speaking skills High School diploma required FINRA Series 7 & 63 Preferred: 4-5 years of experience preferred: Sales ... preferred Bachelor's degree in Finance, Economics or related field. Industry designation such as: CFP , ChFC or CIM You must be legally authorized to work in the US… more
- Northern Trust (Los Angeles, CA)
- …the client and what Northern Trust can offer to bring success to the client. Series 7 and 63 licenses are required. Additional professional designations such as ... CFP , CFTA, CFA, CIMA are strongly preferred. You know how to use your strong analytical and sales skills to connect individual client asset situations to our specific… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Resources. Licenses/Certifications SIE required provided that an exemption or grandfathering cannot be applied. Series 7 . Series 63, 65 and/or 66 as required ... RJFSA registered investment advisor. Must have Certified Financial Planner ( CFP ) designation or currently working toward completion. Education Bachelor's: Business… more
- GTE Financial (Tampa, FL)
- …the industry. A college degree is preferred, or equivalent relevant professional experience. FINRA Series 7 and Series 65/66 licenses are required or must ... or must be obtained within 90 days of employment . LUTCF, CLU, ChFC, CFP , or other relevant certifications are preferred, or actively pursuing these credentials is… more
- JPMorgan Chase & Co. (Greenwich, CT)
- …of work experience in Private Banking or Financial Services Bachelor's Degree required Series 7 , 66 and Insurance licenses required for position; unlicensed ... client's behalf Preferred qualifications, capabilities, and skills MBA, JD, CFA, or CFP preferred Proactive, takes initiative, and uses critical thinking to solve… more
- JPMorgan Chase & Co. (Wheat Ridge, CO)
- …partners Demonstrated ability and commitment to goals-based planning and advice A valid and active Series 7 A valid and active Series 66 (63/65) license is ... employment Preferred qualifications, capabilities, and skills Certified Financial Planning ( CFP (R)) certification is preferred Bachelor's degree preferred INVESTMENT AND… more
- Jamie Grayem (Long Beach, CA)
- …growth. Leadership opportunities, including leading client and conference seminars Required skills: Currently holds Series 7 & 66 (63 & 65 in lieu of 66) ... Base Salary + Quarterly Production Bonus + Full Benefis MUST HAVE 7 /66 (63/65) This position is subject to SAFE Act registration requirements. Pursuant… more
- Ameriprise Financial (Austin, TX)
- …to provide oversight on broker/dealer operations and develop advisor training Active FINRA Series 7 or ability to obtain within 150 days Active FINRA ... Series 24, or 9/10 or ability to obtain within...Qualifications: Masters degree and/or relevant industry designations preferred (eg CFP ) About Our Company We're a diversified financial services… more
- Charles Schwab Inc. (San Francisco, CA)
- …incentive opportunities* What you have Required Qualifications Bachelor's degree Active and valid FINRA Series 7 & 66 licenses 10 years of experience in business ... management - financial planning and investment planning Preferred Qualifications CFP (R) designation or MBA equivalent. Understanding of traditional investment styles… more
