- Charles Schwab (Atlanta, GA)
- …opportunity for you. **What you have** **What You Have** **Required** **qualifications** + Active and valid Series 7 license + Active and valid Series 66 ... be obtained within a 90-day condition of employment) + Active and valid Series 9/10 license required (may be obtained within a 90-day condition of employment) +… more
- Vanguard (Malvern, PA)
- …+ Undergraduate degree or equivalent combination of training and experience. + Active SIE and FINRA Series 7 license , and either the Series 66 or the ... and experience required. + This job requires a regulatory license and/or registration (eg FINRA, state, SFC). These will...equip you with the tools to take the FINRA Series 7 and 66. + A $1,500… more
- Insight Global (Kentwood, MI)
- …review Insight Global's Workforce Privacy Policy: https://insightglobal.com/workforce-privacy-policy/. Skills and Requirements - Series 7 license AND -either ... Series 65 or 66 or Series 24 licenses -3+ years in financial compliance role...-customer focused attitude and ability to communicate effectively with multiple stakeholders and parties -understanding of financial audits series … more
- Charles Schwab (Portland, OR)
- …**Required Qualifications:** + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active ... Series 66 (63/65) license required (may be obtained within a 90 day...day condition of employment) + A valid and active Series 9/10 (8) license required (may be… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Licenses/Certifications:** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 license required. * Series 65 or ... university with a minimum of five (5) to seven ( 7 ) years' experience in a financial planning, investment management...required or ability to obtain within 90 days. * Series 9/10 or 24 required or ability to obtain… more
- Huntington National Bank (Austin, TX)
- …of Large Government/Higher Education/Non-Profit Lending related experience + Series 52 or Series 7 license Preferred Qualifications: + Series 63 ... licenses + Knowledge of all bank products and continual development of product expertise. + Possess proficiency in credit fundamentals and can determine the appropriate risks on new and prospective customers and transactions so that all relationships are… more
- Edward Jones (Tempe, AZ)
- …Minimum:** $55000 **Hiring Maximum:** $90600 Read More About Job Overview **Skills/Requirements** + Series 7 license that is currently active and has ... the best possible experience. Advocate for our more than 7 million clients through regulation communication, fraud protection and...held a minimum of one year + Must obtain Series 9, 10, 24, and 66 within 4 months… more
- JPMorgan Chase (Denver, CO)
- …sales team + Travel required 50% of the time **Required Licensing** + A valid and active Series 7 license is required or may be obtained within a 60-day ... Bachelor's degree in Business, Finance, or related field + 7 + years of experience in business development, project...Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting… more
- Charles Schwab (Plano, TX)
- …Schwab's Investment Consultant role. **What you have** **Required Qualifications:** + A valid and active Series 7 license is required ( license may be ... employment through Branch Network Licensing Program) + A valid and active Series 66 (63/65) license required ( license (s) may be obtained under a condition of… more
- Charles Schwab (Menlo Park, CA)
- …(https://www.aboutschwab.com/what-we-do) **What you have** **Required Qualifications:** + A valid and active Series 7 license is required ( _license may ... through Branch Network Licensing Program_ ) + A valid and active Series 66 (63/65) license required ( _license(s) may be obtained under a condition of… more
- Charles Schwab (Phoenix, AZ)
- …quality service and the ability to implement our strategy. Required skills include: + Active FINRA Series 7 license + Series 66 (63/65) license ... + Life & Health Insurance license ( license (s) may be obtained under a 120 day condition of employment) Preferred: + Minimum of 5 years of financial experience +… more
- Charles Schwab (Garden City, NY)
- …role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiring FINRA Series ... consolidation, networking, and earning client referrals. If you currently have your securities license , enjoy working in a team setting, and share our passion for… more
- Charles Schwab (Orlando, FL)
- …bonus or incentive opportunities.** **What you have** **Required Qualifications:** + A valid and active Series 7 license is required + A valid and active ... Series 66 (63/65) license required ( _license(s) may be obtained under a condition of employment_ ) + Fluency in Spanish, Portuguese, or another relevant language… more
- Charles Schwab (Columbia, MD)
- …skills include: + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active Series ... 120 day condition of employment) + A valid and active Life and Health Insurance license is required (may be obtained within a 120 day condition of employment) +… more
- USAA (Phoenix, AZ)
- …maintenance or ability to acquire within 90 days of hire. + Required maintenance of FINRA Series 7 license . + Required maintenance of FINRA Series 66 ... (or 63 and 65) license . + Must be able to successfully pass background check and meet all USAA and regulatory requirements. Additionally, applicant must have the ability to be licensed and registered in all required states and jurisdictions. + 1 year of… more
- Edward Jones (Tempe, AZ)
- …Read More About Job Overview **Skills/Requirements** **font-family:" arial",sans-serif"="">What You'll Need:** + Series 7 license that is currently active ... held a minimum of one year + Must obtain Series 9, 10, 24, and 66 within 6 months...or equivalent experience preferred, but not required + Insurance license is preferred. + Candidates that live within in… more
- Charles Schwab (San Diego, CA)
- …+ CFP(R) designation or CFA(R) designation + Bachelor's degree + Active and valid FINRA Series 7 license + May be obtained with a 120-day condition ... of employment + Active and valid FINRA Series 66 license required + May be obtained with a 120-day condition of employment + Five or more years of advisory… more
- Charles Schwab (Phoenix, AZ)
- …and the ability to execute Schwab's strategy. Required qualifications: + Active and valid FINRA Series 7 license + Active and valid FINRA Series ... 66 (63/65) license (may be obtained within a 120 day condition of employment) Preferred qualifications: + Bachelor's degree or equivalent work related experience + Minimum of 2 years in financial services + Business development experience + Excellent… more
- Edward Jones (St. Louis, MO)
- …Minimum:** $74600 **Hiring Maximum:** $122800 Read More About Job Overview **Skills/Requirements** + Series 7 license required that is currently active and ... held for a minimum of one year + Series 9, 10, 24 and 66 licenses are required...4 months of hire + **Preferred Requirements:** * Insurance license * General understanding of compliance or industry experience* Bachelor's… more
- Charles Schwab (Orlando, FL)
- …are: + Bachelor's degree or equivalent work related experience + A valid and active Series 7 license is required (may be obtained under a condition ... of employment) + A valid and active Series 66 (63/65) license is required (may be obtained under a condition of employment) + Notary certification (may be… more