- City National Bank (Dallas, TX)
- * SR AUDIT MANAGER - WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the ... Audit Director of Wealth Management, is a leadership role as an auditor-in-charge...and effectively communicate audit results to the Audit Director, senior management and applicable Board/Committees… more
- JPMorgan Chase (Jersey City, NJ)
- …management, and shape the future of risk management in a dynamic industry. As an Internal Audit Manager on the Asset Wealth and Management team, you will ... role that combines leadership, expertise, and innovation? As an Audit Manager , Vice President, you'll be at...and Asset & Wealth Management, collaborate with senior management, and drive innovation in Internal Audit… more
- JPMorgan Chase (Jersey City, NJ)
- … testing, and participate in applicable control and governance forums. As a Technology Audit Manager within Asset and Wealth Management, you will participate ... This is an opportunity to develop and execute annual audit plans, manage audit engagements, oversee and perform audit… more
- Vanguard (Chesterbrook, PA)
- Vanguard's Internal Audit & SOX department is seeking a Senior Engagement Manager within our Advice & Wealth Management (AWM) team! This role is crucial ... audit engagements, evaluate management's internal controls, and influence senior leadership to improve the control environment. Collaboration with collaborating… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Summary:** The Senior Manager - Internal Audit role operates under general direction and uses extensive knowledge and skills to develop and lead ... comprehensive internal audits covering the wealth management and investment advisory business segments of Raymond...trends. * Attract, develop, and retain talent within the Audit organization. * Establish strong relationships with senior… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Wealth Management - Private Bank Internal Audit team. This is your opportunity to ... enhancing our organization's governance and operational excellence! As an Audit Manager on the Asset Wealth...the ability to establish credibility and build partnerships with senior business and control partners; adept at presenting complex… more
- KeyBank (Amherst, NY)
- …other members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk management as well ... apply those to testing, monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative, and… more
- Comerica (San Jose, CA)
- Job Description National ABL Audit Specialist The National Asset Based Lending (ABL) Audit Specialist position is responsible for conducting collateral ... for improvement for lender communication with borrowers. Assist Market Manager in monitoring the effectiveness of current market/industry policies and… more
- Somatus (Mclean, VA)
- …and mental well-being + Community engagement opportunities + And more! The ** Sr .** **HEDIS Manager ** will be r _esponsible for providing operational/strategic ... You We offer more than 25 Health, Growth, and Wealth Work Perks to help teammates learn, grow, and...limited to Somatus staff, vendors, providers, and patients. The Sr . HEDIS Manager shall identify problem opportunities,… more
- M&T Bank (Baltimore, MD)
- …with professional auditing standards. The jobholder reports to an Audit ( Senior ) Manager . **Supervisory/Managerial Responsibilities:** **Education ... MD** **Overview:** This individual contributor position is responsible for providing senior level expertise in the provisioning of assurance services specific to… more
- KeyBank (NY)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio **About the Job** The Sr . Compliance Manager - Trust & Fiduciary is responsible for leading and executing ... independent compliance oversight across KeyBank's Wealth and Fiduciary business lines. Operating within the broader...of 5 years of experience in banking compliance, internal audit , or as a financial institution examiner. + Strong… more
- House of Blues (Houston, TX)
- …and drafting audit reports. + Effective and frequent communication with Manager /Director regarding audit project status. + Build Local and Divisional ... THE ROLE We are currently recruiting for a dynamic Senior IT Internal Auditor (I) who will work as...as an integral part of our Global IT Internal Audit team. Confident in nature, the successful candidate will… more
- Charles Schwab (Lone Tree, CO)
- …role to work on site in the specified location(s). Charles Schwab's Wealth & Asset Management Engineering (WAM) organization enables efficient business processes ... and provide operating leverage for Schwab Asset Management, Financial Research, and Wealth & Advice Solutions. Our teams use the firm's technology platforms,… more
- Capital One (Mclean, VA)
- Senior Manager , Risk Management - Audit &...be regularly worked. McLean, VA: $170,800 - $194,900 for Sr . Risk Manager Richmond, VA: $155,300 - ... data scientist, and risk management professionals. They have a wealth of experience and a demonstrated ability to add...$177,200 for Sr . Risk Manager Candidates hired to work in other locations will… more
- Scotiabank (Dallas, TX)
- IT Audit Senior Manager , Cyber **Requisition ID:** 232906 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is a guideline ... environment and work with management to find solutions to address control weaknesses. The Senior Audit Manager assists in leading internal audit … more
- Citigroup (New York, NY)
- The Audit Director is a senior level management position responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, in ... Committee; + Providing periodic reports to the legal entity Audit Committees, senior management, and other Board...degree preferred \#NAMInternalAudit **This specific role will focus on Wealth technology which is a fast moving area with… more
- TD Bank (Mount Laurel, NJ)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct ... monitoring, risk assessment, reporting and other activities .** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and… more
- Citigroup (New York, NY)
- …and where opportunities to develop are widely available to all. The Business Unit Manager is a senior management-level position in the Enterprise Data Office ... corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money,… more
- CIBC (Chicago, IL)
- …will be remote._ **How You'll Succeed** + **Relationship Management -** Relationship manager and collaborative consultant with business partners and 2nd and 3rd ... Compliance Exams, AML/ CEEP, and GORM Reviews for the LOB regarding audit scope review & finalization, requests for information, fieldwork support and potential… more
- Citigroup (Miami, FL)
- …**Responsibilities:** + Service Maintenance and Contribute to Business Growth + Deliver wealth management services to CPB Latam clients with guidance from the Banker ... individual banking, credit and investment products. Ensure transactions are completed within audit and compliance standards as well as timely execution. + Be… more