- Bank OZK (Little Rock, AR)
- …Bank Secrecy Act/Anti-Money Laundering/Office of Foreign Assets Control (BSA/ AML /OFAC) Programs and corresponding adherence to applicable regulations. Performs ... Essential Job Functions + Performs more complex audit tasks related to BSA/ AML /OFAC compliance audits of the Bank, its systems, applications and branches. +… more
- Capital One (Plano, TX)
- Principal Auditor (Experienced Senior Auditor ), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on ... professional opportunity. Capital One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC)… more
- FirstBank PR (San Juan, PR)
- Senior General Auditor Assistant Internal Audit Dept. Our Company At FirstBank PR, we strive to be trusted advisors to our clients and our employees are the ones ... is yes, FirstBank is the number one place for you. A Brief Overview The Senior Assistant General Auditor oversees multiple Internal Audit Teams within the areas… more
- Charles Schwab (Westlake, TX)
- …and internal controls. The Broker-Dealer/Asset Management enterprise team is seeking a Senior Auditor ( Senior Specialist). The Broker-Dealer/Asset Management ... Manager in the Broker-Dealer/Asset Management enterprise team, the Senior Auditor will have responsibility for assisting...on industry and regulatory issues and standard methodologies for AML ; imparts this knowledge to the team and the… more
- Great Southern Bank (Springfield, MO)
- …Come join our team of customer service experts today! GENERAL DESCRIPTION The Senior Internal Auditor is responsible for planning and conducting independent ... on internal audit, or examination findings to departmental and/or senior management. This duty is performed 5% of the...as all applicable banking rules, regulations, and laws (including BSA/ AML ). + Performs any other related duties as required… more
- Citigroup (Jersey City, NJ)
- …Create epics and user stories detailing the functional requirements for the AML Monitoring solutions. Define acceptance criteria and definition of done. Design end ... to end solution for AML Transaction Monitoring and supporting functions. Perform analysis of...analysts to determine if a potential finding by an auditor is valid based on the underlying CAMBRS (Citi's… more
- First National Bank of Omaha (Omaha, NE)
- …the business partner) **Audit Execution:** Execute audits at the direction of the Senior Auditor or Supervisor: . Audit Planning - Analyze business functions ... and provide possible resolutions. **Risk Assessment:** Aid Director, Supervisor, or Senior Auditor in updating audit universe assessments. **Compliance:**… more
- City National Bank (Jersey City, NJ)
- …THE OPPORTUNITY? The Audit Manager I position is a leadership role as an auditor -in-charge to guide a team of auditors to assess risks, develop detail audit ... of testing performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings, presentations, and/or… more
- NTT DATA North America (Charlotte, NC)
- …is responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). ... skills and possesses product, business and technical expertise to execute assigned AML QA reviews. + Independently executes assigned QA review and demonstrates sound… more
- MUFG (Tampa, FL)
- …laws and regulations across anti-bribery and corruption (ABC); anti-money laundering ( AML ); benchmark rates; financial crimes (eg, violations of sanctions and Office ... etc) * Experience in financial crimes compliance audit or equivalent (eg, BSA/ AML , AB&C, Sanctions) **Responsibilities include:** + Audit Delivery and Planning +… more
- Citigroup (Tampa, FL)
- …internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. IA is a change agent ... Citi to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe. IA maintains a Quality Assurance… more
- Banco Popular Puerto Rico (San Juan, PR)
- …detection. + Prepare detailed investigation reports and present findings to senior management and stakeholders. Risk Management, Compliance & Continuous Monitoring + ... in a managerial role. Experience with Bank Secrecy Act/Anti-Money Laundering (BSA/ AML ), Office of Foreign Assets Control (OFAC), and FinCEN regulations. Proficiency… more