- City National Bank (Los Angeles, CA)
- *INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR * WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities ... 6 years of experience with procedures, practices and regulations governing trust- securities operations . *Additional Qualifications* * Requires interpretation and… more
- Citigroup (Jersey City, NJ)
- The Securities & Derivatives Sr Manager is a senior management level position responsible for accomplishing results through the management of a team or ... solutions and cost saving opportunities + Manage daily performance related to securities and derivatives post-settlement activities of operations processes +… more
- Citigroup (Jersey City, NJ)
- …perspectives, maintaining a balanced and fresh viewpoint. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... **Organization Overview:** Markets Operations represents the evolution and transformation of ...implementing new platforms. **Key Responsibilities:** + **Operate as a senior member of the Product & Business Development team**… more
- Southern California Edison (Rosemead, CA)
- …and/or testimonies and reports, and advocating company positions at hearings. + Influences specialist legal operations and projects in a way that manages key ... **Join the Clean Energy Revolution** Become an **Attorney of Securities & Corporate Governance** at Southern California Edison (SCE) and build a better tomorrow. In… more
- Raymond James Financial, Inc. (Southfield, MI)
- …knowledge and skills obtained through experience and/or training in the securities industry to reconcile various central repositories and firm records. Associate ... and implements solutions to complex problems. Extensive contact with other Operations departments in terms of research, identification of issues and escalation… more
- TD Bank (New York, NY)
- …while being part of a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth industry knowledge and ... specific details for this role. **Job Description:** At TD Securities , the CIB Credit function is an integral part...industry, gaining valuable experience while you develop into a senior banker. You will be exposed to a wide… more
- Raymond James Financial, Inc. (CO)
- …the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. + Administering anti-money ... Under limited supervision, uses specialized knowledge and skills in securities and/or banking industry compliance obtained through experience, specialized training… more
- Citigroup (Miami, FL)
- …Identify and document new business opportunities for referral to banker or product specialist . + Utilize internal systems to properly support CPB clients and perform ... with clients via telephone, email, fax or in person + Interface with Operations and Product Areas to insure timely response to inquiries + Identify cross-selling… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist . Team members support our focus on building strong ... Qualifications:** + 3+ years in Capital Markets, Broker Dealer and/or Securities Operations experience + Knowledge of DTCC and other international depositories… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Senior Institutional Investment Operations Specialist ** for the **Foreign Exchange (FX) Operations ** team ... efficiency. + Working closely with the FX investigations, FX Operations , FX Business, Accounting, Network Management and other internal...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Commerce Bank (Kansas City, MO)
- …for some roles. This compensation range is for the Senior Corporate Actions Specialist - Wealth Operations job and contemplates a wide range of factors that ... Demonstrate subject matter expert (SME) level knowledge of traded securities asset types as well as securities ...traded securities asset types as well as securities activities such as securities trading, … more
- SMBC (Jersey City, NJ)
- …Summary** Reporting to Model Validation Manager, Model Risk & Validation Team, the Sr Model Validation Specialist plays an active role in the implementation ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- DuPont (Deepwater, NJ)
- …Chambers Works manufacturing site is seeking a motivated professional Environmental Specialist to support its Chambers Works Site/MidAtlantic Hub, to provide ... and policies. A successful Environmental (Air, Water & Waste) Specialist will be required to do the following. Please...team and associated teams + Collaborate with Engineering and Operations during the design and installation phase of facilities… more
- DuPont (Wilmington, DE)
- …DuPont Careers (https://careers.dupont.com/us/en/whyjoinus) DuPont is looking for a Global Finance Senior Specialist to provide financial support to both ... Commercial and Operations & Supply Chain Teams. This role combines strategic,...effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory… more
- MUFG (Dallas, TX)
- …day. A member of our recruitment team will provide more details. We are seeking a Senior Loan Workout Specialist , Vice President in our New York or Dallas office ... reason(s) for default/financial distress; (iv) determine ability to turn around operations to realize improved financial performance; (v) prepare corporate valuation… more
- Manulife (Boston, MA)
- The Investment Compliance team is seeking looking for a Compliance Senior Specialist to join the team. In this role you will provide investment compliance/trade ... needed + Provide ad hoc monitoring and regulatory advice to Trading, Operations , Compliance monitoring teams (BAU) to ensure awareness and understanding of relevant… more
- HSBC (Jersey City, NJ)
- …of the Syndicate Operations function within MSS Ops, the New Issue Syndicate Operations Specialist plays a key role in supporting the issuance of HSBC ... with the regulatory requirement As our New Issue Syndicate Operations Specialist you will: + Supporting the...and Global partners to ensure proper depository alignments of securities , with follow up and clearance on fails, and… more
- Bank of America (New York, NY)
- Markets Support Specialist - Global Markets Operations - Global Operations New York, New York **Job Description:** At Bank of America, we are guided by a ... job is responsible for providing advanced end-to-end operational support for securities , loans, exchange traded derivatives and over the counter derivatives across… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as a Cybersecurity Business Intelligence and Reporting Specialist ! In this role, you will report directly to the Head of the IT Security Strategy, ... matters (BAU activity, projects, KRIs, strategy, regulatory updates etc.) for Sr . Management, Committees and Board of Directors. Summarize complex technical… more
- New York State Civil Service (Albany, NY)
- …HELP No Agency Financial Services, Department of Title Financial Services Specialist 4 (Risk), SG-27 Occupational Category Financial, Accounting, Auditing Salary ... and preserving the stability of the global financial system.The Financial Services Specialist 4 (Risk) will be responsible for developing and implementing strategies… more