- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... in line with below responsibilities: + Provide Compliance Advisory services to broker -dealer business lines. + Complete or assist in completing broker -dealer… more
- AON (New York, NY)
- Senior Private Equity Broker , Middle Market As part of an industry-leading team, you will help empower results for our clients by delivering innovative and ... is governed by the applicable plan documents and policies. #LI-CC1 #LI-HYBRID 2563497 Senior Private Equity Broker , Middle Market As part of an industry-leading… more
- Charles Schwab (Austin, TX)
- …the efficiency of governance processes, risk management, and internal controls. The Broker -Dealer/Asset Management enterprise team is seeking a Senior Auditor ( ... (vi) middle and back office operational functions. Reporting to a Director or Senior Manager in the Broker -Dealer/Asset Management enterprise team, the Senior… more
- AON (New York, NY)
- Excess Casualty Broker III Aon is looking for a Senior Broker for the Excess Casualty Team in New York. How would you like to be a part of an ... and shape the future of our business. As a senior broker , you'll mentor top talent, build...a 401(k) savings plan with employer contributions; an employee stock purchase plan; consideration for long-term incentive awards at… more
- AON (New York, NY)
- Broker II - Marine Hull & Liability As part of an industry-leading team, you will help empower results for our clients by delivering innovative and effective ... Commercial Risk Solutions in New York City. As a Broker , you will report directly to the National Hull...and executing large projects/ programs. + Frequently interacts with senior level colleagues and clients, normally involving matters between… more
- Republic Services (Phoenix, AZ)
- **POSITION SUMMARY:** The Manager, Pricing - Broker Management leads a team of analysts responsible for supporting the day-to-day needs of broker partners ... execution. This role serves as the steward of the company's broker policies and procedures, influences internal stakeholders, and facilitates seamless… more
- AON (Houston, TX)
- …by delivering innovative and effective solutions supporting the Energy team. As a Senior Property Broker , you will work with Associate Brokers, Brokers, Account ... a 401(k) savings plan with employer contributions; an employee stock purchase plan; consideration for long-term incentive awards at...and effective solutions supporting the Energy team. As a Senior Property Broker , you will work with… more
- AON (TX)
- Aon is hiring for Personal Lines Account Executive / Broker Specialist II for our Mid-West Region. Aon Private Risk Management (APRM) designs, implements, and ... for High-Net-Worth individuals and families. The Personal Lines Account Executive - Broker Specialist II will be responsible for supporting a team of Account… more
- SMBC (New York, NY)
- …in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico, ... and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the...or processes under the oversight of one or more senior team members. Incumbents are typically developing subject matter… more
- MUFG (New York, NY)
- …provide more details. **Summary:** We are seeking a highly experienced and skilled Senior Trade Support Specialist to join our team. This role provides advanced ... securities processing, vendor management, and settlement processes within the broker -dealer environment. The ideal candidate will possess a comprehensive… more
- AON (Chicago, IL)
- Job Title: Reinsurance Actuarial Senior Analyst Location: Chicago, IL Work Style: Hybrid Aon is in the business of better decisions. At Aon, we shape decisions for ... helping our colleagues and clients succeed. Job Responsibilities + Work with broker team, analytics team, and other team members (technology, financial) to identify… more
- PNC (Pittsburgh, PA)
- …to contribute to the company's success. As a Business Analytics Manager Senior - Foreign Exchange within PNC's Investment Operations organization, you can sit ... The candidate must have Foreign Exchange experience or Securities Broker Dealer experience . The position will require the...integrity, manages risk and meets the needs of the senior leadership. + Directing, motivating, developing and managing the… more
- CVS Health (Charleston, WV)
- …health care through innovation, collaboration, and customer-centric solutions. As a ** Senior Manager, Marketing Communications** you will lead the development of ... and sales enablement initiatives. **Producer Engagement** + Create materials for broker meetings such as Producer COE sessions, leadership roundtables, and other… more
- CVS Health (Frankfort, KY)
- …do it all with heart, each and every day. Aetna is recruiting for a Senior Manager, Strategic Planning in a newly, created role that is responsible for driving ... an impact by + Supporting key internal sales and external broker /consultant relationships. + Implementing processes for the organization's Sales Enablement area,… more
- nVent (Anoka, MN)
- …third parties who assist us in specific compliance support activities including Broker Management. **YOU HAVE:** + Bachelor's degree in Business, Engineering, or ... CFR; 15 CFR and 22 CFR. + Experience with ACE reporting. + Experience with Broker Management & Supply Chain Security (eg. CTPAT, AEO) including bonds and power of… more
- Charles Schwab (Lone Tree, CO)
- …optimization across three banks, an off-balance sheet sweep deposit portfolio, and a broker dealer. The Senior Manager will develop strategy and analysis for ... $85 billion in off-balance-sheet brokered deposit agreement notional investments. This Senior Manager individual contributor role will report to the Director,… more
- AON (Fort Washington, PA)
- Aon Is Looking For An Underwriting Specialist II ( Senior Underwriting Assistant) This is an exciting opportunity for an Underwriting Specialist II with a hybrid ... develop and maintain constructive relationships with underwriting colleagues, managers, insurance broker clients, and carrier partners for efficient task execution +… more
- US Bank (New York, NY)
- …support functions, such as Risk, Compliance and Regulatory Services + Work with senior leadership within the business line and advises on regulatory and risk ... supporting capital markets products + Experience with securities laws and broker -dealer regulatory matters + Experience with corporate finance, in particular the… more
- OTC Markets Group Inc (New York, NY)
- OTC Markets Group Inc VP, Senior Investor Relations Success Manager - Corporate Services OTC Markets Group - New York, NY - Full Time OTC Markets Group Inc., ... of premier US financial marketplaces, is seeking a VP, Senior Investor Relations Success Manager to join our Corporate...Generous Paid Parental Leave Program + Annual bonus and Stock Incentive Program + 401(K) Plan - Retirement +… more
- SMBC (Jersey City, NJ)
- …in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico, ... will be responsible for SMBC Nikko Securities America, Inc, a registered broker dealer, which provides intvestment securities and other financial services to… more