- TD Bank (New York, NY)
- …The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment ... Strategy: Develop and implement a robust data quality framework for trade surveillance , ensuring data integrity across multiple trading desks and asset classes.… more
- Capital One (New York, NY)
- Trade Surveillance Manager (Broker-Dealer & Swap Dealer) **About the Role** We are seeking a highly skilled Trade Surveillance Manager to lead and ... of surveillance procedures, scenarios, and parameter settings within the trade surveillance platform. + Ensure the surveillance program aligns with… more
- ManpowerGroup (New York, NY)
- Our client, a leading financial services organization, is seeking a Trade Surveillance Fixed Income (Senior / Lead Level) to join their team. As a Trade ... Lead Level), you will be part of the CIB Control Management - Trade Surveillance team supporting the Bundle & Bid (Experis) engagement. The ideal candidate will… more
- TD Bank (New York, NY)
- …for an Associate candidate (Senior Compliance Officer) to join the new Fixed Income Trade Surveillance team. Preferred 3-5 years of experience in trade ... members should participate in the discussion * Gain an understanding of new trade surveillance modules and surveillance tools * Keep current on emerging… more
- ManpowerGroup (New York, NY)
- Our client, a leading financial services organization, is seeking a Trade Surveillance Multi-Asset (FI + Equities Focus) to join their team. As a Trade ... communication skills, which will align successfully in the organization. **Job Title:** Trade Surveillance Multi-Asset (FI + Equities Focus) **Location:** New… more
- JPMorgan Chase (Jersey City, NJ)
- …Surveillance Lead Vice President within the North America and Latin America Swaps Trade Surveillance team, you will play a pivotal role in overseeing ... capabilities, and skills** + Bachelor's Degree + 3+ years of Trade Surveillance or other compliance, regulatory, or related financial industry experience +… more
- TD Bank (New York, NY)
- …Securities US Compliance team is looking for Vice President to join the Trade Surveillance team focused on Communications. The VP Compliance TDS oversees/leads ... and/or escalation of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence + Provide coverage… more
- TD Bank (New York, NY)
- …US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and ... members should participate in the discussion + Gain an understanding of new trade surveillance modules and surveillance tools + Keep current on emerging… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina, United States;New York, New York **To proceed with your application, you ... at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Compliance Operational-Risk-Specialist Trade - Surveillance \_25040545-2) **Job Description:** At Bank of America,… more
- Deloitte (Chicago, IL)
- …+ Significant experience in one or more of the following areas - Trade surveillance , communications surveillance , control room / information barriers ... + Experience using, configuring, implementing, or supporting systems for either trade surveillance , communications surveillance , control room/information… more
- ManpowerGroup (Jersey City, NJ)
- Our client, a leading organization in the financial services industry, is seeking a Trade Surveillance Analyst to join their team. As a Surveillance Analyst, ... communication abilities which will align successfully in the organization. **Job Title:** Trade Surveillance Analyst **Location:** Goldman Sachs Tower 30 Hudson… more
- Citigroup (New York, NY)
- …Non-Financial Risk group and more specifically within Conduct Risk. Predominantly operating trade surveillance within the Spread Products business, but there ... enable growth and economic progress. **Team/Role Overview** This SP Trade Monitoring role sits in the First Line of...Spread Products(Credit and Securitized Products) Trading, Middle Office or Surveillance . + MS Excel, SQL, Python, or other C… more
- TD Bank (New York, NY)
- …requires experience within the financial services industry, specifically in compliance, trade surveillance and/or capital markets domains including trading ... languages, databases, and development frameworks. . Knowledge of financial industry trade surveillance , market abuse monitoring and/or global markets domain… more
- Phillips 66 (Houston, TX)
- …Provide timely, accurate guidance on compliance and regulatory matters, conduct risk-based trade surveillance , and monitor trading activities to identify and ... the ability to collaborate effectively with cross-functional teams. + Experience using trade surveillance tools such as Nasdaq Trade Surveillance (NTS)… more
- TD Bank (Marlton, NJ)
- …Management Services Inc. (TDWMSI). The Central Supervision Analyst performs essential trade surveillance and electronic communications monitoring functions. This ... organization. **Depth & Scope:** + Performs various monitoring activities including trade and electronic communication reviews on a day-to-day basis, adhering to… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- SMBC (Charlotte, NC)
- …Technology group is responsible for supporting technology solutions that include trade and market surveillance , regulatory compliance, and internal metrics ... hands-on experience with Jira and Confluence. + Domain Expertise: Knowledge of trade /market surveillance and regulatory compliance frameworks. + Soft Skills:… more
- JPMorgan Chase (New York, NY)
- …especially in Operational Risk Management, Anti-Money Laundering & Know Your Customer, Trade Surveillance model development JPMorganChase, one of the oldest ... financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the JP Morgan and Chase brands. Our history spans over 200… more