- Verition Group LLC (New York, NY)
- Verition Fund Management LLC ("Verition") is a multi-strategy, multi- manager hedge fund founded in 2008. Verition focuses on global investment strategies including ... Capital Structure Arbitrage, Event-Driven Investing, Equity Long/Short & Capital Markets Trading , and Global Quantitative Trading . Seeking a motivated,… more
- OKX (San Jose, CA)
- …Nice-to-Have Requirements: PMP, PgMP, or other related certifications. Certified Regulatory Compliance Manager (CRCM), CAMS, or similar compliance ... developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also...OKX, OKX Wallet, OKLink and more. Role Overview: The Compliance department at OKX is responsible for the overall… more
- Millennium Print Group (Durham, NC)
- …we are driven by a bold vision: To be the leading manufacturer of trading card games and collectible cards . Located in the dynamic Research Triangle Park ... customer focus, market competitiveness, and unwavering quality standards. Specializing in trading specialties and collectible cards, MPG offers a variety of unique… more
- Vijon, Inc (St. Louis, MO)
- …the design, development, and implementation of EDI solutions, ensuring compliance with industry standards and business requirements. Collaborate with ... with coaching. Estimate individual projects within area as directed by manager . Includes project planning, Team resource allocation, and monitoring project timelines… more
- Magnetar (Evanston, IL)
- …advisory regulations including experience with the SEC marketing rules Experience with trading systems, Bloomberg, MCO, STAR Compliance and other compliance ... About Magnetar Magnetar is a leading global alternative asset manager with $22B+ AUM as of May 31, 2025....explore a career at Magnetar! Position Overview As a Compliance Officer at Magnetar, the role will be responsible… more
- React Health Holdings, LLC (Hialeah, FL)
- POSITION: Regional Account Manager - FULL-TIME/PART-TIME: Full Time LOCATION: (Dade County/ Miami) React Health is a fast-paced, growth-driven manufacturer and ... as competitive products and activity to referral sources Negotiate and communicate trading terms, pricing, and cost increases where relevant. Focus on forecasting,… more
- TD Bank Group (New York, NY)
- …: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $125,000 - $140,000 USD TD is committed to providing fair and ... provide you more specific details for this role. Job Description: The Senior Compliance Office provides advice, guidance and support to business units in adhering to… more
- Race Winning Brands (Lexington, KY)
- …Canada, Europe and Asia. POSITION SUMMARY: The purpose of the role of Sales Manager at Haltech USA is to be responsible for leading and managing the company's ... for Haltech USA in conjunction with the Global Sales Manager /Oceania Sales Manager . Considering: Company strategy and...staff members. Undertake regular reviews of pricing, credit, and trading terms with key customers with a view to… more
- ALL SAINTS RETAIL LIMITED (New York, NY)
- …of the team who want to contribute to this. THE ROLE As the Assistant Manager , you will be accountable for the overall daily running of the store, ensuring the ... team daily to do their best work and manage compliance deadlines with ease. You are a constant support...ease. You are a constant support to your store manager and share the workload of running a store… more
- Suncap Technology, Inc. (New York, NY)
- Business Analyst / Project Manager with CFTC & SEC & CAT Onsite role in NYC NY Mandatory Skills : CFTC (Commodity Futures Trading Commission) : Yrs SEC ( ... Efficient email management, including both personal & group mailboxes Ensuring compliance with the company's exchange/regulatory requirements under and not limited… more
- Citigroup, Inc. (Tampa, FL)
- The Business Risk Manager , based in New York, will join the global Wealth Investment Solutions Business Risk Team as a Senior Vice President, and will report to the ... in, and at times leading, key projects critical to the operation and compliance /risk management of the business Extensive interaction with global product teams and… more
- ABeam Consulting (New York, NY)
- Financial Services Business Manager At ABeam, you will be a part of the next digital revolution. ABeam's success is created from the contributions of each of our ... you, we invite you to apply! Position Responsibilities: The Financial Services Business Manager will be the point of contact for financial institution clients and… more
- Raymond James Financial, Inc. (St. Louis, MO)
- …profitability while maintaining a commitment to excellent service. Responsible for compliance oversight and ensuring adherence to firm and regulatory policies and ... procedures. Supervises daily trading and other office activities. Documents and resolves client complaints. Performs reviews of client accounts. Develops and… more
- CG Financial (Charlotte, NC)
- …and trading operations. In this exciting role, you'll execute complex trading strategies, oversee client portfolios, ensure strict compliance with trading ... preparation and meetings. Auditing and Oversight: Audit CRM and trading software to ensure data accuracy and compliance...trading strategies. Billing Assistance: Collaborate with the Billing manager on billing audits and serve as backup on… more
- Fanatics, Inc. (New York, NY)
- …organization's control environment in support of Fanatics strategic plan. The Audit Manager - Operations is responsible for executing audits with a primary focus on ... associated with make, move, consumer, and marketplace capabilities etc.). The Audit Manager will also work with audit leadership to establish and maintain strong… more
- Southern California Edison (SCE) (Rosemead, CA)
- …Energy Trading Operations/Support personnel reporting directly to the Senior Manager of Contract Settlements. The successful candidate will have strong analytic ... and partners with internal stakeholders to ensure readiness for settlement and compliance of all agreements per contract terms and conditions Oversees the analyzing… more
- Goldman Sachs, Inc. (Dallas, TX)
- …and Excel Skills required PREFERRED QUALIFICATIONS Practical experience in Sales and Trading , First Line Risk and Controls, Internal Audit, Risk, Compliance ... or Operations functions Knowledge of Data Management and/or Visualization (ie Alteryx) a strong plus Knowledge of Operational Risk is a plus Experience in process redesign and executing strategic concepts from inception to implementation is a plus ABOUT… more
- TD Bank Group (New York, NY)
- …of heavy interaction with customer accounts and facilitating the allocation of money manager sub-accounts for client type trading for cash and repo transaction ... us to provide critical infrastructure services that support and/or control the trading , investment, and corporate banking functions of TD Securities. We are… more
- US Bank (Chicago, IL)
- …the enterprise to improve speed to market, operational efficiency, risk / compliance adherence etc. Continuously evaluates the external vendor market for new digital ... to enable and support growth. Additional Responsibilities Include: Product Manager for Investment Services Digital PlatformPivot supporting the cash management… more
- Selby Jennings (New York, NY)
- …a strong risk-adjusted return profile. Collaborate with internal teams including risk, compliance , and trading to optimize execution and portfolio construction. ... and scale. Role Overview Looking for an experienced and entrepreneurial TMT Portfolio Manager to lead a long/short equity strategy within the platform. The ideal… more
