- The CERES Group (Boston, MA)
- Chief Compliance Officer Company Overview We are a new trading venue created by a consortium of leading investment management firms that seeks to lower trading ... the firm, to play a leadership role as a senior team member supporting the growth of the firm...compliance training program for associates, manage the firm and associate registration process, manage customer complaint handling process, manage… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …managed account practices. + Principles of banking and finance and securities industry trading and operations . + Financial markets and investment products and ... Memphis, TN, or Saint Petersburg, FL, corporate offices._ As part of the AMS Trading team, the Portfolio Reviewer II role uses knowledge and skills obtained through… more
- JPMorgan Chase (New York, NY)
- …rollouts, supporting all lines of business across various asset classes. As a Senior Product Delivery Associate in Market Data Desktop Strategies, you are ... others + Offers technical support for a wide range of broker and trading applications including Tradeweb, ICAP, Brokertec, Tullet Prebon, and Tradition + Coordinates… more
- T. Rowe Price (Baltimore, MD)
- …multiple stakeholder teams within both Technology and the Business (Portfolio Management, Trading , Investment & Trading Solutions, Operations , Compliance) to ... that matter to you . About the Team ETF Trading Solutions manages primary market activity, monitors secondary market...Role: ETF Data Strategy and Governance: + As the associate grows in the role, there is an opportunity… more
- Scotiabank (New York, NY)
- Associate Director - FICC Index Trading , New...end of day reporting. + Provide support to the senior traders on the FICC Index Desks on pricing and ... team, committed to results, in an inclusive and high-performing culture. **Title: Associate Director, FICC Index Trading ** Global Banking and Markets Global… more
- Broadridge Financial Solutions (Newark, NJ)
- …team. Broadridge is Growing! We are seeking an Engagement Consultant - FX operations , systems, trading and settlements to join a stellar team! Work-Mode: ... in production. + Rollout other currencies. Qualifications: + Understanding of FX operations , systems, trading and settlement process + Experience with… more
- Raymond James Financial, Inc. (Memphis, TN)
- …and procedures of general office concepts and those that govern fee based operations , finance, and/or securities industry operations . + Process flows within a ... specific assigned functional area. + Regulations for a specific assigned functional area. **Skill in:** + Operating standard office equipment and using required software applications to produce correspondence, reports, electronic communication, spreadsheets,… more
- Bank of America (New York, NY)
- Senior Business Financial Control Associate New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Senior -Business-Financial-Control- Associate \_25014873-2) **Job Description:** At Bank of America,… more
- Publicis Groupe (New York, NY)
- …to invest and upcoming trends within the marketing industry. **ABOUT THE TEAM** The Senior Associate role will report into the Supervisor position and will be ... **Company description** "APEX Exchange (APEX) is a distinct next-generation trading entity within Publicis Media that identifies and invests...of clients. 2. You'll learn both Investment and Business Operations - a unique blend of skills not often… more
- JPMorgan Chase (Newark, DE)
- …success of our trading services. **Job responsibilities** + Support daily trading operations by ensuring timely execution and accuracy of trades, while ... a company that supports your professional journey and offers exciting challenges. As a Trading Services Associate I within JPMorganChase, you will play a pivotal… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …trading and operations , along with legal and compliance programs. The Senior Associate retains latitude for unreviewed decision making and autonomy with ... **Job Summary:** Under very limited supervision, the Senior Associate of Alternative Investment Operational...- External** **Knowledge, Skills, and Abilities:** **Knowledge of:** * Operations of broker dealers, hedge funds, private equity, and… more
- Kestra Financial (San Antonio, TX)
- Mission Financial Planners, LLC is seeking a Senior Client Service Associate who will play a pivotal role in driving the firm's growth and operational ... highly organized, detail-oriented, and committed to delivering exceptional client service. The Senior Client Service Associate reports directly to the Financial… more
- Bank of America (New York, NY)
- Senior Business Financial Control Product Associate -Global Credit & Specials Situations (CFO) New York, New York **To proceed with your application, you must be ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Senior -Business-Financial-Control-Product- Associate \_25012381-2) **Job Description:** At Bank of America,… more
- Publicis Groupe (New York, NY)
- …to invest in and upcoming trends within the marketing industry. **Overview** As a Senior Associate , Paid Social, you will support the activation and optimization ... all. Rather, we are a distinct and next generation trading entity within Publicis Groupe. Furthermore, we're experts and...of clients. 2. You'll learn both Investment and Business Operations - a unique blend of skills not often… more
- RWE Clean Energy (Austin, TX)
- …support, and integration of our projects within the RWE Clean Energy GMS/EMS system. As the ** Senior Associate , GMS** , you will play a key role in the design, ... full time, permanent** **Functional area:** Engineering **Remuneration:** Exempt The SCADA Operations team within RWE Clean Energy ensures the daily operations… more
- JPMorgan Chase (Jersey City, NJ)
- …solutions to mitigate compliance and operational risk. As a Control Management Senior Associate within Treasury/Chief Investment Office ("T/CIO"), you'll be ... preferred + Subject matter expertise in portfolio management, treasury, and/or trading operations processes + Understanding of banking regulations JPMorganChase,… more
- Eastern Bank (Boston, MA)
- The incumbent will be a member of the Central Trading Group and will conduct regular review, monitoring and trading of client portfolios; contribute to the ... effective and efficient management of the Wealth Management Division's investment operations . Supports investment team by performing variety of research and… more
- JPMorgan Chase (Newark, DE)
- …reporting and regulation purposes. As a Financial Reporting Asset Class Controller, Associate , within the Firmwide Financial Controller team, you are responsible for ... with line of business controllers, financial control, product controllers, technology, operations and legal entity controllers + Partner with FFC teams globally… more
- Scotiabank (New York, NY)
- Associate Director, Global Capital Markets Documentation, GBM, New York, NY **Requisition ID:** 218678 **Salary Range:** 117,400.00 - 224,700.00 _Please note that ... committed to results, in an inclusive and high-performing culture. **Title: Associate Director, Global Capital Markets Documentation, GBM, New York, NY** Global… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to associates, and clients of the future. Our company values associate development and growth, offering opportunities through developmental programs, mentorships, ... continuing education options. **Job Summary:** Raymond James is hiring a Supervision Senior Advisor to review and analyze account disclosures and transaction reviews… more
