- Raymond James Financial, Inc. (Savannah, GA)
- …supervision. Licenses/Certifications SIE required provided that an exemption or grandfathering cannot be applied. Series 7 , 9 & 10 required. Series 63, 65 ... identify, research, analyze and resolve complex issues. Responsibilities: Performs back-up for all operational functions as required by workloads and absences. Works… more
- Morgan Stanley (Cleveland, OH)
- …and SKILLS: Education and/or Experience *High School Diploma/Equivalency *College degree preferred *Active Series 7 (GS), and Series 66 (AG/RA) or ... role build trusted relationships. Leading with a client first mindset, a successful candidate for this role will have strong interpersonal skills and will be able to… more
- SHELL FEDERAL CREDIT UNION (Pasadena, TX)
- …years of work related experience with a proven track record of success Required Licenses: FINRA Series 7 State Securities ( Series 63 or Series 66) State ... Wealth Services shapes our community and members' financial futures for each stage in their life through enhanced relationships,...to, the Bank Secrecy Act. Required to attend annual training sessions as instructed or scheduled. Perform job duties… more
- LPL Financial Holdings, Inc. (Edmonds, WA)
- …or equivalent working experience Ability to be onsite M-F in our Edmonds, WA office Preferences: Series 7 , Series 66 OR Series 63/65 (or willingness to ... thriving company continue to grow. The right candidate will have several avenues for professional development and advancement. The primary role of the Client Service… more
- Fidelity Investments (Pasadena, CA)
- …advice career at Fidelity with paid training to help you get your Series 7 & 66 licenses, personalized support, knowledgeable career guides, and celebration ... will support you as you navigate our Industry leading training program, working at home and in an Investor...by studying for and obtaining your SIE, Series 7 Top Off and Series… more
- Morgan Stanley (Melville, NY)
- …KNOWLEDGE, and SKILLS: Education and/or Experience High School Diploma/Equivalency College degree preferred Active Series 7 (GS), and Series 66 (AG/RA) or ... Leading with a client first mindset, a successful candidate for this role will have strong interpersonal skills and...and new platforms Participating in firm initiatives (e. g., training or education programs) , special projects and/or other… more
- Morgan Stanley (San Jose, CA)
- …School Diploma/Equivalency College degree preferred Industry experience is a plus Willingness to obtain Series 7 (GS), and Series 66 (AG/RA) or Series ... role build trusted relationships. Leading with a client first mindset, a successful candidate for this role will have strong interpersonal skills and will be able to… more
- Fidelity Investments (Plainview, NY)
- … For Previous success in building relationships, uncovering needs and recommending solutions FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and ... professional growth, flexibility and support thus enabling long-term success for you and our clients. The Purpose of Your...appropriate state registrations OR ability to acquire series 65/66 upon hire Keen ability to present complex… more
- Citigroup, Inc. (Chicago, IL)
- …requirements, including KYC and AML Excellent verbal and written communication skills Required US FINRA: SIE, Series 7 , Series 63 (or Series 66), and ... when needed. This role acts as subject matter expert for the client experience in banking and investments ...process improvements to address client friction points and associated training needs that arise as a result. Acts as… more
- Raymond James Financial, Inc. (Beverly Hills, CA)
- …Licenses/Certifications * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 and Series 66 or the ability to obtain them ... revenue goals. * Develops a book of business consistent with AMP program goals for assets under management and required production. * Provides a high level of client… more
- Northwestern Mutual (Jamison, PA)
- …Bonus programs and expense allowances Support for insurance licensing, Securities Industry Essentials(R), Series 6, Series 7 , Series 63, and more ... Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7 , and 63. Northwestern Mutual provides pre-payment/reimbursement* for course… more
- Ameriprise Financial (Leawood, KS)
- …for visa status. *Ability to obtain required licenses within 150 days of hire: o FINRA Series 7 (Obtaining the Series 7 may include passing the ... with Ameriprise, you'll help shape your clients' financial futures for each stage in their lives. It's a tremendous...Securities Industry Essentials exam plus the Series 7 top-off exam) o State Securities… more
- Yorba Linda Water District (Placentia, CA)
- …from consideration in the examination process. All applications will be reviewed for accuracy, completion, relevant experience, education, training and other job ... Closing Date: Continuous Description There is one (1) vacancy for this recruitment. Th is position may be filled...is the entry-level class within the Customer Service Representative series . The principal function of this class is to… more
- Equitable Advisors (New York, NY)
- …degree or equivalent skills and work experience Licensing : State Life & Health, SIE, Series 7 , Series 66 Personal Attributes : values-driven with a track ... must be authorized to work in the United States Training & Development FINRA Sponsorship : provided for... Training & Development FINRA Sponsorship : provided for required FINRA licensing Preliminary Employment Period (PEP) :… more
- Raymond James Financial, Inc. (Birmingham, AL)
- …Raymond James Financial Advisors. The program takes a holistic approach by incorporating training for technical and sales skills to fully position new Advisors ... Job Description Job Summary Through distance learning, apprenticeship and training at the firm's international headquarters, the Advisor Mastery...provided that an exemption or grandfathering cannot be applied. Series 7 and Series 66… more
- Morgan Stanley (Chicago, IL)
- …relevant to the position required *4-year college degree or professional certification preferred *Active Series 7 (GS), and Series 66 (AG/RA) or Series ... generate financial plans *Help build and establish a repeatable and scalable planning process for FAs/PWAs/team as a part of their book of business *At the request… more
- US Bank (New York, NY)
- …of experience in a financial sales position, preferably working with the affluent client segment FINRA Series 7 and 66 or, Series 7 and 63/65 combination ... Management from US Bank and US Bancorp Investments, we are uniquely positioned for growth and are making significant investments to expand our advisor base and… more
- VA Maine Healthcare System (Augusta, ME)
- …date of this qualification standard are considered to have met all qualification requirements for the title, series , and grade held, which are a part of ... Contact listed in this Job Opportunity Announcement. Important Notice Regarding Identification Requirements for New Hires Effective May 7 , 2025, all new hires… more
- El Paso County, CO (Colorado Springs, CO)
- …looking to be involved in some ongoing cases but also help with administrative tasks for other caseworkers? This is a posting for a part-time social caseworker ... EPCDHS involvement in their lives. This position would be for a caseworker to have some cases while also...- Children, Youth, & Family Services (CYFS) career progression series , which includes Associate Social Caseworker - Children, Youth,… more
- Realized Holdings Inc (Austin, TX)
- …tools to improve team performance and adapt to changing client needs. Qualifications: Licensing Requirements: Series 7 , Series 9, Series 10, and ... TX, seeks a strategic and results-oriented Head of Sales for DTC to lead our advisory and sales operations....Series 66 licenses are required (or Series 7 with Series 24).… more
