- Morgan Stanley (Purchase, NY)
- …compilation for closure verification of Issues and related action plans arising from regulatory exam /monitoring, Audit exam , and GFC Testing findings, as ... with Macros, Dataiku, Tableau is a plus *General knowledge of AML regulatory requirements and expectations (domestic and international) *Strong time management and… more
- JPMorgan Chase (Brooklyn, NY)
- Join our Regulatory Reporting Policy team as a Vice President ! The Regulatory Reporting Policy team sits within Corporate Finance - Corporate Controllers ... Review & Control and SEC Reporting teams. As a Vice President on the Regulatory ...and deliver regulatory reporting training, and provide regulatory exam support. **Job responsibilities:** + Lead… more
- MUFG (Tempe, AZ)
- …("GFCD") and Americas Compliance function of MUFG Bank, Ltd. will report to the Vice President , Americas Issues Management Regulatory & Audit Reporting ... our recruitment team will provide more details. This Associate Vice President (AVP) role in the Global...Compliance programs, Review Functions, Examination & Audit Management, and Regulatory Exam Management to set and manage… more
- JPMorgan Chase (Newark, DE)
- We are seeking a Vice President to join our Firmwide Regulatory Reporting & Analysis (FRRA) team. Our team is responsible for the design, implementation and ... target US Regulatory Reporting platform. As an External Reporting Controller - Vice President within the Firmwide Regulatory Reporting & Analysis team,… more
- Citigroup (New York, NY)
- …the role** The Finance Regulatory Engagement Communications and Reporting Senior Vice President is a strategic professional who manages the end-to-end ... retention strategy and related risk and controls activities. + Support Regulatory Exam Management and Regulatory engagement teams, performing other duties… more
- RWJBarnabas Health (New Brunswick, NJ)
- Vice President of Ambulatory Operations, Jack & Sheryl Morris Cancer CenterReq #:0000198072 Category:Leadership Status:Full-Time Shift:Day Facility:RWJ New ... per year Location: 165 Somerset Street, New Brunswick, NJ 08901 Job Title: Vice President of Ambulatory Operations Location: RWJ New Brunswick Department:… more
- Wells Fargo (New York, NY)
- …this role:** The Tech, Media & Telecom (TMT) Investment Banking group is seeking a Vice President , Internet, to join its New York City office. The Internet team ... deal execution. **In this role, you will:** + The Vice President will be responsible for independently...**Job Expectations** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- SMBC (Jersey City, NJ)
- …Description** Within the Compliance Operations Department, the KYC Advisory & Controls Vice President is responsible for promoting oversight and control within ... This role will require tracking of all audit and exam related requests as well as ensure a timely...SMBC and Head Office. The KYC Advisory & Controls Vice President may direct the day-to-day work… more
- Wells Fargo (Los Angeles, CA)
- **About this role:** The Financial Sponsors Group (FSG) is seeking a Vice President focused on West Coast coverage to join its Los Angeles office. The FSG team ... process and standards **Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 180 days of hire date if it is… more
- MUFG (Irving, TX)
- …for responding to regulatory exams and information requests outside of an exam , manage sanctions team audits and testing and coordinate with issue owners and ... specifically focusing on financial crimes controls related to audit and testing, regulatory exams and issues management. The ideal candidate will apply practical… more
- Raymond James Financial, Inc. (New York, NY)
- …Manager Experience - More than 15 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Salary ... Range** $130,000.00-$250000.00 **Travel** Less than 25% **Workstyle** Resident At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity,… more
- Methodist Health System (Southlake, TX)
- …Provides leadership and oversight to ensure maximum compliance with regulatory agencies, MHS accounting standards, controls, organizational goals, policies, ... and interventional catheterization lab, and a newly expanded emergency department with 12 exam rooms. We provide a full complement of services, from emergency care… more
- Guthrie (Corning, NY)
- …activities of the Medical Staff Office and performs secretarial duties for the Vice President , Quality/Risk Management. Education, License & Cert: High school ... Members, Performs confidential, diversified secretarial and minor administrative duties for the Vice President Q/RM, Medical Staff Officers, Chiefs of Service,… more
- Cecil College (North East, MD)
- …other official College ceremonies, and meetings called by the Department Chair, Dean, Vice President for Academic Programs, or the President . * ... of Trustees appointed by the governor. The College's fifth president , Dr. Mary Way Bolt, reports directly to the...examination or culminating activity during the regularly scheduled final exam period. * Submit any Incomplete Grade Contracts to… more
- Colorado State University (Fort Collins, CO)
- …misconduct prohibited by the University's Policy on Discrimination and Harassment is the Vice President for Equity, Equal Opportunity and Title IX, 101 Student ... procedures. + Registered Veterinary Technician through the Department of Regulatory Agencies ( DORA ) + The successful candidate...and instruments, maintain cleanliness and order in the AEZ exam rooms, treatment room, ward, and rounds room. +… more
- US Secret Service (Washington, DC)
- …support to Secret Service protective details to include high level protectees such as the President and Vice President of the United States of America. CAT ... employment. Phase I: National Crime Information Center (NCIC) Special Agent Entrance Exam (SAEE) Applicant Physical Abilities Test (APAT) Interview Phase II: Credit… more
- Wells Fargo (Minneapolis, MN)
- …Manage and oversee credit aspects of a broad portfolio of insurance companies. Vice President Portfolio Managers oversee and credit manage an assigned portfolio ... covenant compliance, as well as adherence to policy and regulatory requirements to include those connected with leveraged credit...and assist with the preparation of internal and external exam processes. + Prepare and present updates on loan… more
- Billings Clinic (Billings, MT)
- …any concerns they have in this regard with their immediate supervisor and/or the Vice President People Resources. All employees and job applicants will be ... and philosophy of Billings Clinic and department/service. *Follows NRC (Nuclear Regulatory Commission) guidelines to limit patient and staff exposures. *Monitors… more
- Billings Clinic (Billings, MT)
- …any concerns they have in this regard with their immediate supervisor and/or the Vice President People Resources. All employees and job applicants will be ... and philosophy of Billings Clinic and department/service. * Follows NRC (Nuclear Regulatory Commission) guidelines to limit patient and staff exposures. * Monitors… more
- MUFG (Tempe, AZ)
- …Global Financial Crimes Division of MUFG Bank, Ltd. ("GFCD") will report to the Vice President , GFCD Issues Management ("IM") Reporting & Analysis Team ("VP"). ... Anti-Bribery & Corruption), business functions, Internal Audit, Compliance Testing, and Regulatory Exam Management in furtherance of Issues Management policy,… more
