- JPMorgan Chase (Chicago, IL)
- Join our Regulatory Reporting Policy team as a Vice President ! The Regulatory Reporting Policy team sits within Corporate Finance - Corporate Controllers ... Review & Control and SEC Reporting teams. As a Vice President on the Regulatory ...and deliver regulatory reporting training, and provide regulatory exam support. **Job responsibilities:** + Lead… more
- BMO Financial Group (New York, NY)
- …advisory services to clients around the world. #bmocapitalmarkets The Vice President will work directly with the Director, Regulatory Engagements (OCOO) and ... across all areas of BMO Capital Markets. Additionally, the Vice President will ensure that risks and...of supervisory procedure concepts + Familiarity with financial industry regulatory exam concepts + Experience dealing directly… more
- MUFG (Tempe, AZ)
- …("GFCD") and Americas Compliance function of MUFG Bank, Ltd. will report to the Vice President , Americas Issues Management Regulatory & Audit Reporting ... our recruitment team will provide more details. This Associate Vice President (AVP) role in the Global...Compliance programs, Review Functions, Examination & Audit Management, and Regulatory Exam Management to set and manage… more
- JPMorgan Chase (Jersey City, NJ)
- …interactions with senior business and functional leaders. Job Responsibilities + Lead regulatory examinations through the exam lifecycle, as well as ongoing ... and other exam partners in preparation for, and engagement in, regulatory engagements. + Oversee, coordinate and strategically prepare for the recurring ongoing… more
- SMBC (New York, NY)
- …strategies. The Regulatory Relations team is the primary contact for regulatory interactions and exam management for US regulators. Role Description The ... a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Relations and Public Policy Group ("RRPP") is dedicated to managing… more
- Wells Fargo (San Francisco, CA)
- …role:** The Tech, Media & Telecom (TMT) Investment Banking group is seeking a Vice President , Semiconductor, to join its San Francisco office. The Semiconductor ... their total relationship with Wells Fargo. **In this role, you will:** + The Vice President will be responsible for independently working with clients and… more
- JPMorgan Chase (Chicago, IL)
- …a significant impact in a rapidly evolving business landscape? Join us as a Vice President in our Client Onboarding and Service (COS) Controls Execution team, ... skills in a supportive and innovative environment. As a Vice President within the COS Advocacy and...and/or Payments product knowledge. + Experience with audit and regulatory exam readiness. + Training or strategy… more
- JPMorgan Chase (Columbus, OH)
- …the box, challenging the status quo, and striving to be best-in-class. As a Vice President in risk management, you are responsible for supporting implementation ... regulatory and corporate requirements + Support leadership with regulatory relations including Exam Management + Comply with risks own applicable laws, rules,… more
- Wells Fargo (Charlotte, NC)
- …total relationship with Wells Fargo. **About this role:** Wells Fargo is seeking a Vice President , Lead Corporate Banking Relationship Manager as part of the ... qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required **Location:** Charlotte, NC Chicago, IL… more
- Wells Fargo (New York, NY)
- …Fargo. **About this role:** Wells Fargo is seeking a Lead Investment Banker, Vice President with our Healthcare team within Corporate and Investment Banking ... to travel up to 75% of the time + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it is not available for… more
- SMBC (Jersey City, NJ)
- …Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Training Vice President to join our Compliance Department Training Team. In ... in the US and a working knowledge of the regulatory requirements in other countries in the Americas. The...and HR.. + Manage and oversee the process of exam requests, ensuring that all necessary procedures are followed.… more
- BMO Financial Group (New York, NY)
- BMO's Financial Institutions Group (FIG) is hiring an experienced Associate or Vice President to join its Insurance Investment Banking team in New York. You will ... in client presentations + Monitors client, client industry, and regulatory agencies for potential changes that may impact client...coaching skills + Sound and professional judgement + SIE Exam , Series 79, and Series 63 must be acquired… more
- JPMorgan Chase (Tampa, FL)
- …that implemented controls are operating effectively and in compliance with regulatory , legal, and industry standards. By partnering with various stakeholders, ... & establishment of appropriate controls, issue management, reporting, and audit/ exam preparedness. **Job Responsibilities** + Execute reporting and governance of… more
- MUFG (Irving, TX)
- …and knowledge of vendor risk assessments. Experience with audit and exam management is helpful. **Responsibilities:** + Development and maintenance of governance ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Capital One (Mclean, VA)
- …team both on-shore and off-shore. This position reports directly to the Managing Vice President of MADI (Modeling, Analytics, Data, and Insights). **General ... management capabilities across diverse functional teams, ensuring continuous audit and regulatory exam readiness. Proven success overseeing complex regulatory… more
- Mizuho Corporate Bank (New York, NY)
- …compliance. SummaryThe Regulatory Relations Team is seeking an Assistant Vice President ("AVP") to primarily support and coordinate supervisory examinations, ... in examinations. Responsibilities include, but not limited to, setting up exam SharePoint site, drafting regulatory responses with stakeholders, developing… more
- US Secret Service (Washington, DC)
- …integrity of the United States and protecting its highest leaders, including the President , Vice President , and other designated individuals. Throughout ... of the United States. Providing physical protection for the President , Vice President , their families,...I: National Crime Information Center (NCIC) Special Agent Entrance Exam (SAEE) Applicant Physical Abilities Test Interview Phase II:… more
- Billings Clinic (Billings, MT)
- …any concerns they have in this regard with their immediate supervisor and/or the Vice President People Resources. All employees and job applicants will be ... and philosophy of Billings Clinic and department/service. * Follows NRC (Nuclear Regulatory Commission) guidelines to limit patient and staff exposures. * Monitors… more
- Billings Clinic (Billings, MT)
- …any concerns they have in this regard with their immediate supervisor and/or the Vice President People Resources. All employees and job applicants will be ... and philosophy of Billings Clinic and department/service. *Follows NRC (Nuclear Regulatory Commission) guidelines to limit patient and staff exposures. *Monitors… more
- TECO Energy (Tampa, FL)
- …interactions and relationships to total Company operation. Approval by the business unit Vice President is required. Engineers in this classification may serve ... the right-of-way. ⦁ Prepare GIS prints to submit to regulatory agencies for DOT, City, County, or other required...or eligible to sit for the Fundamentals of Engineering Exam (FE) **REQUIRED SKILLS:** ⦁ Ability to function successfully… more