- Syntricate Technologies (Tampa, FL)
- AML compliance officer 12+ Months Tampa, FL (Hybrid) Web Cam Interview $35/Hr on W2 VP -KYC Policy Strategic Change The Global KYC Policy team, within ... Compliance Risk Management (ICRM) function, is seeking dynamic and experienced AML compliance officer to drive Know Your Customer Policy- Strategic Change… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- Job Description Summary Job Description Role Summary As the VP , AML Officer for the Raymond James Bank and Trust businesses, you will oversee and execute an ... financial environment. Key Responsibilities Lead development and execution of the AML compliance program for Raymond James Bank & Trust in alignment to… more
- MUFG Bank, Ltd. (Tempe, AZ)
- …compliance policies and procedures. Ensure implementation of all compliance regulations including OFAC/BSA/ AML /JFEL//Anti-boycott regulations in the Section's ... office operations of the Supply Chain Finance(SCF) Unit The Officer is expected to: Ensure prompt review and monitoring...review and monitoring of workflows of the Unit, assist VP in running daily operations and controls, and ensure… more
- Citigroup (Tampa, FL)
- …Sr. Analyst is responsible for performing data analysis with a focus on risk and compliance reviews for AML Name Screening. The overall objective is to utilize ... Screening Program's monitoring and maintenance of the CENSE engine, ensuring compliance with AML Name Screening Policies and Procedures and in-line with Citi … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Role Summary** As the VP , AML Officer for the Raymond James Bank and Trust businesses, you will oversee and execute an anti-money laundering framework ... financial environment. **Key Responsibilities** + Lead development and execution of the AML compliance program for Raymond James Bank & Trust in alignment to… more
- MUFG (Irving, TX)
- …transaction risks based upon this analysis. _Additional duties as assigned Compliance and Regulatory Responsibilities:_ Assist assigned AML Department Manager ... audit and regulatory examination reviews. Under the direction of the assigned AML Department Manager, ensure compliance with federal information sharing requests… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- As the Vice President , Sanctions Officer ,...sanctions compliance program. Reporting to the Chief AML Officer , you'll be responsible for ensuring ... Lead the end-to-end design, execution, and oversight of the firm's sanctions compliance program + Establishes operational objectives and work plans. + Develops,… more
- Mastercard (Harrison, NY)
- …a key leadership role within the Risk function, reporting to the Senior Vice President , Global AML and Sanctions Officer . This role is responsible for ... and governments realize their greatest potential._ **Title and Summary** Vice President , Global Compliance Governance...Sanctions and Export Controls requirements are met. The Global AML , Sanctions and Export Compliance teams have… more
- Arena Investors LP (Jacksonville, FL)
- …others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely with the ... compliance team and have regular interface with staff throughout.... Maintenance of restricted trading list and watchlist; . AML /KYC risk-assessment and due-diligence; . Service provider due-diligence; .… more
- Citigroup (Tampa, FL)
- The AML Compliance Lead Analyst is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... sub-function/job family. **Responsibilities:** + Evaluate, enhance and implement best -in-class AML Compliance policies and practices. + Provide expert advice… more
- Banc of California (Santa Ana, CA)
- …a variety of employee resource groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The VP , BSA/ OFAC QA/QC Manager reports to the BSA Officer and will lead ... in ensuring that processes and work products produced by AML and OFAC Operations and KYC from the front...Operations and KYC from the front line are in compliance with regulatory requirements and consistent with policy and… more
- SMBC (Jersey City, NJ)
- …in transaction and customer screening. Associates help lead the team on the behalf of the Vice President (" VP ") and report into the VP . Associate have ... involved in performing assignments in the absence of the VP and ensure compliance of all transaction...compliance with all regulatory practices outlined by CPAD ( Compliance Department) BSA/ AML /OFAC and adherence to Bank… more
- DHL Express, Inc. (Washington, DC)
- … for Global Customs for DHL Global Forwarding, the Supply Chain Divisional Compliance Officer , the Vice President and Head of Customs and Trade ... tariff policy, US import laws, FMC, TSA, DOT, data protection, cybersecurity, AML , US Government contracting requirements, and other regulatory matters). + Lead on… more
- SMBC (Jersey City, NJ)
- …accordance with internal policies and procedures of SMBC and Head Office and compliance with AML /BSA/OFAC regulations. + Performs new customer on boarding, ... portfolio of benefits to its employees. **Role Description** Within the Compliance Operations Department, the Know Your Customer (KYC) Analyst is responsible… more
- SMBC (Jersey City, NJ)
- …accordance with internal policies and procedures of SMBC and Head Office and compliance with AML /BSA/OFAC regulations. + Performs new customer on boarding, ... portfolio of benefits to its employees. **Role Description** Within the Compliance Operations Department, the Account Control Group (ACG) QC is responsible… more
- SF Fire Credit Union (San Francisco, CA)
- …result of change in processes and/or procedures + Serves as a membership officer and performs signature guarantee as required + Underwrites, processes and or accepts ... consumer loans and in compliance with established policies + Ensures the safety and...and complies with the requirementsof the Bank Secrecy Act, AML , OFAC and all other applicable State and Federal… more
