- Goldman Sachs, Inc. (Salt Lake City, UT)
- …higher) in a relevant discipline 8-10 years of relevant work experience in Internal Audit , Compliance , or Risk functions Prior experience in and understanding of ... the world. As the third line of defense, Internal Audit 's (IA) mission is to independently assess the firm's...control functions such as Operations, Engineering, Product Control and Compliance . Who We Look For Goldman Sachs Internal Auditors… more
- Deutsche Bank (New York, NY)
- Job Description: Job Title: Operations Lead Corporate Title: Assistant Vice President Location: New York, NY Overview Private Banking (PB) US Operations is part ... issues and implement robust processes Act as SME and coordinator with Audit , Compliance , Finance, Risk Management teams for various projects and reporting Run… more
- Global Atlantic Financial Group (New York, NY)
- …Financial Group Limited) is seeking a candidate for the position of Assistant Vice President , Quantitative Risk in New York, NY. Responsibilities include: ... Assistant Vice President , Quantitative Risk within the Risk...quantitative models, enhance controls and documentation, work with Internal Audit and Model Risk teams to ensure compliance… more
- Morgan Stanley (Purchase, NY)
- …in related field - Minimum 3-5 years of experience in financial crimes/AML compliance testing, Audit or similar related QA/QC testing experience Skills Required: ... - Strong knowledge of AML regulatory requirements and expectations (Domestic - US and International - non-US), MS WM and US Banks Financial Crimes Risk policies and procedures, KYC standards, and QC Program and procedures - Good knowledge of business,… more
- New York Life Insurance Co (New York, NY)
- …learning opportunities, career choices, and the chance to make a real impact. The Vice President of HR and Corporate Platforms Technology is an executive leader ... defining and executing the technology vision across Human Resources, Legal, Compliance , Audit , Communication, and Corporate Responsibility functions. This role… more
- Morgan Stanley (Purchase, NY)
- …to incidents and projects Partner with second and third-line control functions (Legal, Compliance , Audit , and Risk) on an ongoing basis Qualifications: At least ... 10 years of experience within Financial Services, with involvement in Risk or Wealth Management experience required Prior experience standing up successful new processes and functions would be valuable Strong leadership, and project management skills and… more
- State Street Corporation (Atlanta, GA)
- …distribution notices. Heavy client interaction on a daily basis. Coordination of annual audit and tax return preparation with Big 4 accounting firms. Review and/or ... investment professionals, investors, auditors, lawyers and banking personnel. Ensure compliance with investment fund legal documents, ie partnership agreement.… more
- Capital Community Bank (Pleasant Grove, UT)
- As the Vice President of Audit , you will play a crucial role in ensuring the effectiveness and accuracy of our internal audit processes. You will be ... audit timelines and communications with auditees. Governance and Reporting Structure The Vice President of Audit maintains functional independence by… more
- Citigroup, Inc. (Tampa, FL)
- …Qualifications : 5 years of experience in operational risk management, operations, compliance , audit , or other control-related functions in the financial ... of Enterprise Risk Management Framework and adherence with Risk Management and Compliance Policies. Help assess activities and processes as per required Policies,… more
- Morgan Stanley (Purchase, NY)
- …with colleagues in WM Client Segment Risk, second and third-line control functions (Legal, Compliance , and Audit ) on an ongoing basis. Partner with and leverage ... Risk Team frameworks and programs. Qualifications: 8+ years of experience in audit , business management, legal/ compliance , banking and lending product risk… more
- iCapital (Salt Lake City, UT)
- About the Role iCapital is looking to hire a Vice President to join the Research and Education team. The individual will be responsible for overseeing and ... of fund managers on a regular basis to ensure compliance with established standards and to identify material risks....AVP role and 10-15 years of experience for the VP level in operational due diligence, risk management, internal… more
- Citigroup, Inc. (Wilmington, DE)
- …and team management skills. Education : Bachelor's/University degree, Master's degree preferred Senior Vice President , Head of AI Research & Development The Head ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Hayward Industries (Charlotte, NC)
- …brand of choice with every residential and commercial swimming pool and spa. The Vice President , Legal is accountable for leading the public company legal advice ... parties and JV/M&A transactions *Prepare updates and internal and external audit compliance records *Support the Board of Directors and its Committees, handling… more
- MUFG Bank, Ltd. (Tampa, FL)
- …recruitment team will provide more details. As the Account Reconciliation and Controls, Assistant Vice President , you will play a pivotal role in ensuring the ... beyond project scope. Drive engagement with KPI, control testing, internal, external audit and compliance teams. Monitor and escalate program risks affecting… more
- Virginia Jobs (Charlottesville, VA)
- …seeks a strategic and forward-thinking financial leader to serve as its Assistant Vice President and University Controller . This high-impact leadership role at ... a key financial steward, ensuring the accuracy, transparency, and compliance of UVA's financial operations. Reporting to the Associate... of UVA's financial operations. Reporting to the Associate Vice President and Deputy Vice … more
- Strongpoint Partners (Chicago, IL)
- …About the Role: Strongpoint Partners is seeking an ambitious, strategic, and experienced Vice President of Accounting to lead and scale the accounting function ... Place to Work, Strongpoint offers a suite of services that prioritizes accuracy, compliance , and reduction of regulatory risk for its clients, delivered by local… more
- Deutsche Bank (Jacksonville, FL)
- Job Description: Job Title AFC Testing, Senior Officer Corporate Title Assistant Vice President Location Jacksonville, FL Overview Deutsche Bank ("DB") is ... tests under the direction of the Americas Head of Compliance , AFC Testing and Quality Assurance ("QA") in order...& Embargoes, Anti-Fraud, Anti-Bribery & Corruption Experience in an Audit , Testing, Quality Assurance or Quality Control role focused… more
- Realty Income (San Diego, CA)
- …members make a difference every day. Position Overview: Realty Income is looking to hire a VP of Fund & Regulatory Compliance to join our compliance team. ... on Fund & Real Estate Financial Regulatory areas. The VP of Fund & Regulatory Compliance will...closely with Realty Income's Corporate Legal, Corporate Finance, Internal Audit , Funds, and Investment teams. The role is part… more
- Deutsche Bank (New York, NY)
- Job Description: J ob Title: Loan Operations Manager Corporate Title: Vice President Location: New York, NY Overview Private Banking (PB) US Operations is part ... internal team and Business teams to close any open audit findings. Provide support for Risk, Compliance and Regulatory asks Identify process gaps and help drive… more
- CRE Recruiting, Inc (Bethesda, MD)
- …finance executive capable of building institutional-grade infrastructure from the ground up. The Vice President of Finance will serve as the senior financial ... and regulatory reporting obligations Establish and monitor internal controls to ensure audit readiness and mitigate financial risk Maintain compliance with labor… more
