- Goldman Sachs, Inc. (Dallas, TX)
- …critical functions, including (1) Control Office Management, (2) Control Strategy, (3) Monitoring & Testing , (4) Firmwide Policy Oversight Group, (5) Regulatory ... Kong and other major financial centers around the world. Asset & Wealth Management Bringing together traditional and alternative investments, we provide clients… more
- Morgan Stanley (New York, NY)
- …that conducts its business through three principal business segments-Institutional Securities, Wealth Management (WM), and Asset Management. The WM network includes ... almost 16,000 Financial Advisors and Private Wealth Advisors - one of the world's largest networks...our Credit Risk Managers on portfolio risk control and reporting . The position shall be based in New York,… more
- State Street Corporation (Boston, MA)
- …Interest Rate Risk (IRR) would lead State Street's identification, measurement, monitoring and management of corporate interest rate risk, ensuring compliance with ... regulatory requirements. This position will oversee the reporting and analytics for the firm's NII sensitivity, economic...responsible for the firm's balance sheet and NII stress testing that is performed on an ongoing basis. The… more
- Morgan Stanley (New York, NY)
- …implement corrective actions as necessary to ensure successful outcomes. Performance Monitoring and Reporting : Track project performance, developing metrics and ... a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including… more
- Citizens Bank (Johnston, RI)
- … management division. Additionally, the incumbent is responsible for control testing and monitoring , compliance and regulatory oversight, and documentation ... 10 OR 24 & 53 3+ years prior back-office Wealth Management Operations or Wealth Contact Center experience required. Positive and customer-focused mindset Proven… more
- Clarios (Milwaukee, WI)
- …IT colleagues, contractors, and business management both within and across reporting relationships, business units and geographic regions. Finally, this leadership ... ambitions. Application Delivery "BUILD" Lead the technical design, development, testing and implementation of manufacturing applications & shop floor experience… more
- Citigroup (Tampa, FL)
- … Reporting & Client Tax Operations Quality Assurance (QA) team in our Wealth division. The Global Regulatory Reporting & Client Tax Operations Quality ... and external review engagements. Ensure all regulatory and tax and corresponding sample testing processes, controls, and monitoring are executed in a timely and… more
- City National Bank (Jersey City, NJ)
- *SR AUDIT MANAGER- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of ... the position is responsible for the maintenance and execution of the Wealth Management continuous monitoring program in accordance with audit methodology… more
- M&T Bank (Wilmington, DE)
- …for new investment products, and implement technologies using Agile best practices. + Reporting to the Head of M&T Wealth Technology, the successful candidate ... Understanding and appreciation of infrastructure; eg network architecture, application monitoring , containerization, virtualization. Experience developing with testing … more
- US Bank (Minneapolis, MN)
- …years' experience in Risk Management or applicable line of business (eg, compliance, testing and monitoring , or audit), preferably in financial services or ... for working closely with key stakeholders in the business line within Wealth , Corporate, Commercial and Institutional Banking (WCIB) and throughout the enterprise to… more
- Neuberger Berman (New York, NY)
- …Salesforce Administrator to overall drive adoption and maintain support for the Private Wealth channel, reporting to the Head of Sales Enablement. The role ... involves enhancing the Private Wealth financial advisor experience by analyzing business processes, identifying...benefits of a given initiative, and the scoping, configuration, testing , and release management for projects to meet channel… more
- Regions Bank (Hoover, AL)
- …the careers section of the system. **Job Description:** At Regions, the Wealth Management Centralized Trading Analyst I performs trading and portfolio management ... for accounts in Asset Management and other portions of Wealth Management. This position is responsible for ensuring ...and is responsible for executing mandatory risk oversight and reporting on the Centralized Trading book of business. **Primary… more
- JPMorgan Chase (Columbus, OH)
- …Your expertise in impact assessment, dependency coordination, execution health monitoring , release readiness, launch planning, and portfolio reporting ... Vice President of Product Delivery for the JP Morgan Wealth Management - Wealth Engagement team, where...adaptability. + Coordinate, plan, and execute end to end testing for each project with the impacted teams, and… more
- Wells Fargo (West Des Moines, IA)
- …to financial crimes. The Financial Crimes Audit Team is responsible for testing governance and coordinating first line audit coverage of Anti-Bribery and Corruption ... and loss exposures to appropriate levels of management + Ensure documentation and reporting are ready for review by managers and more experienced managers +… more
- TD Bank (New York, NY)
- …tracking database; Prepares and distributes compliance reporting + Oversees compliance testing and monitoring function; Provides advice on FINRA and SEC ... regulatory and compliance concerns + Responsible for the second line-of-defense Compliance testing function to create and execute detailed testing to assess… more
- Comerica (Dallas, TX)
- … plans of compliance risk management activities across the enterprise; executing and reporting second line monitoring , testing , and issue validation ... Job Description Director Compliance Test & MonitorThe Director, Compliance Testing and Monitoring within the second line of defense is responsible for… more
- KeyBank (Brooklyn, OH)
- …(Fiduciary & Trust) is responsible for leading and executing independent compliance testing reviews across KeyBank's Wealth and Fiduciary business lines. ... support issue validation and contribute to initiatives that enhance the overall Wealth & Fiduciary Compliance Testing Program. **Key Responsibilities** + Conduct… more
- Robert Half Finance & Accounting (Houston, TX)
- Description We have an opportunity for a Data & Reporting Specialist to join a large wealth management company near the Downtown Houston area! Hybrid 4/1 ... APX, Tamarac, or Addepar, ideally with industry experience in financial services or wealth management. This position will be responsible for duties such as data… more
- Bank of America (Newark, DE)
- …and implement model governance and monitoring process through Ongoing Monitoring Reviews and Reporting utilizing statistical tests and benchmarking to ... identify and investigate model performance issues. Perform statistical models back- testing and monitor adherence to monitoring plan with GWIM LOB, BFOs, Model… more
- Scotiabank (New York, NY)
- Manager, US Finance, Regulatory Reporting , Risk Management - Audit **Requisition ID:** 231989 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary ... ambition for every future! **Purpose** Lead and execute Financial and Regulatory Reporting related audits. Manager leads and oversees audit coverage and initiatives,… more
