- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Business Analysis* **Title:** * Regulatory Specialist, Client Onboarding AVP * **Location:** *New ... Morgan Stanley is a leading global financial services firm providing a wide range...the first choice for prospective employees. It is the policy of the Firm to ensure equal employment opportunity… more
- Citigroup (New York, NY)
- **Position Overview:** Citi's Global Broker-Dealer Legal Entity Treasury team is seeking a highly qualified AVP candidate to support Broker-Dealer funding, ... and oversight requirements within the Treasury organization. **Team Description:** The Global Broker-Dealer Legal Entity Treasury team reports to the Global… more
- Bank of America (New York, NY)
- Global Markets Risk Manager ( AVP /VP) - Mortgages and Securitized Products New York, New York **Job Description:** At Bank of America, we are guided by a common ... analysis, monitoring and reporting applicable market related risks taken within Global Mortgages and Securitized Products. Key responsibilities include analysis and… more
- Citigroup (Queens, NY)
- The Senior Analyst position is an integral member of the Global Regulatory and Capital Reporting (GRCR). This is a high profile function, providing financial ... on internal and external changes. + Assist in implementing the new regulatory reporting policy , including governance around the reports produced by the Finance &… more
- Morgan Stanley (New York, NY)
- Morgan Stanley is a global financial services firm that maintains significant market positions in each of its business segments- Institutional Securities, Wealth ... The US Bank Subsidiaries seek an Assistant Vice President ( AVP ) to join the First Line Business Risk team...emerging risks and mitigating control environment in accordance with regulatory requirements and guidelines * Actively support in the… more
- Morgan Stanley (Purchase, NY)
- Morgan Stanley is a global financial services firm that maintains significant market positions in each of its business segments: Institutional Securities, Wealth ... clients and customers, including corporations, governments, financial institutions and individuals. The AVP will report to the Senior Privacy Risk Officer of the US… more
- Citigroup (New York, NY)
- …team on regulatory ESG reporting requirements and strategy at the global and country levels + Support the Firm's major voluntary ESG disclosures, including ... The Assistant Vice President ( AVP ), ESG Disclosure and Ratings is part of Citi's Sustainability & ESG team, which is responsible for the development and execution of… more
- Morgan Stanley (Purchase, NY)
- Morgan Stanley ("MS") is a global financial services firm that conducts its business through three principal business segments-Institutional Securities Group (ISG), ... Global Wealth Management via Wealth Management (WM), and Asset...Risk Management Team is seeking an Assistant Vice President (" AVP ") who will report to the US Banks Incident… more
- Morgan Stanley (New York, NY)
- …transformation initiatives enabling the support of new GCM business, complying with global regulatory changes and realizing time savings through efficiency and ... the Team Manager to run strategic projects for the global Syndicate Operations functions, supporting Global Capital...the first choice for prospective employees. It is the policy of the Firm to ensure equal employment opportunity… more
- Morgan Stanley (New York, NY)
- Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management ... Mergers / Divestitures / Integration, Organizational Change and Readiness, and Regulatory Compliance. The team partners with individual Wealth Management business… more
- Citigroup (New York, NY)
- …custody and asset servicing solutions to investor clients through a global network of sub custodians. The domestic business provides clearing, settlement, ... custody & asset servicing to global financial institutions through a proprietary branch network spanning Asia, EMEA and the Americas. The Core Custody Product team… more
- Northwell Health (New York, NY)
- …and control; billing and payroll; third party reimbursement and contracting; regulatory cost reporting, internal auditing and budget coordination and forecasting. * ... applications to improve efficiencies; interprets and standardizes all fiscal and regulatory reporting standards to ensure compliance with government and … more
- Citigroup (Getzville, NY)
- …by preparing and recording financial transactions for legal vehicle and regulatory reporting purposes, updating the general ledger, recording financial transactions, ... in accordance with management reporting requirements, for legal vehicle & regulatory purposes. + Identify and appropriately highlight / escalate potential issues… more
- Citigroup (New York, NY)
- …+ Ensures timely completion of Know Your Client (KYC) and other regulatory requirements, in partnership with product partners and Relationship Managers (RM)s + ... Helps clients to access Citi's global network, locating local coverage and product support across...compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct… more
- Citigroup (Getzville, NY)
- …and in conformity with Citi's new Organizational structure. + Support regulatory exams, Internal Audits, Compliance reviews, Internal department assessments and ... and Analytics (ORRA) and ensuring compliance with the direction from the Global Governance Team. + Anticipating client needs and providing reporting solutions to… more
- Citigroup (Getzville, NY)
- …proactively monitored with concerns identified, assessed and escalated in line with firm policy and risk appetite. This role within In Business Risk and Control team ... be the NAM operations team may also have to assist the team in global matters. \#Markets **Responsibilities:** + Ability to identify and manage risks inherent to the… more
- Citigroup (New York, NY)
- …forums and frameworks to establish and govern policies and starts for global Finance processes + Participates in assessing and incorporating changing business, ... regulatory and market information needs into finance processes and...compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct… more
- Citigroup (Getzville, NY)
- …experience and support a robust risk and control infrastructure while ensuring global alignment across Market Operations. This role within Cross Function Control & ... driving compliance with applicable laws, rules, and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct and… more
- Citigroup (Queens, NY)
- …to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start ... of Citi's FRTB CVA implementation + Validate implementation approach against FRTB Regulatory Rules, and proposes solutions to remediate any compliance and accuracy… more
- Morgan Stanley (Purchase, NY)
- …the design and development of comprehensive action plans as required (eg regulatory , strategic, transformation initiatives or policy implementations.) * Create ... Morgan Stanley is a global financial services firm that conducts its business...Morgan Stanley. *Primary Responsibilities:* The Financial Crimes Governance Support AVP will be responsible for managing the firm's issues… more