- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to identify, research, analyze and resolve very complex issues. Must have knowledge of compliance testing or audit practices and a deep understanding of a ... * Collaborates across Compliance teams to maintain a risk-based Compliance Testing program in accordance with the standard and methodology. * Finalizes test… more
- Charles Schwab (Westlake, TX)
- …dynamic and engaging compliance professional to join the team as a Senior Manager to conduct risk-based compliance testing within our Broker-Dealer and ... the integrity of the firm. The department performs an advisory , monitoring, testing , and education role to...Familiarity with the execution of Second Line of Defense compliance testing including compliance risk… more
- Capital One (Richmond, VA)
- West Creek 3 (12073), United States of America, Richmond, Virginia Compliance Advisory Manager Capital One is a diversified bank that offers a broad array of ... work. We are seeking a highly motivated and talented Compliance Advisory Manager to join...to the processes, procedures, and controls + Involvement with compliance testing and third party compliance… more
- Byline Bank (Chicago, IL)
- **Objective of Position** : The Compliance Advisory Manager is responsible for overseeing the advisory function of the Compliance Management System. ... + JD, CPA, or MBA, preferred. + Certified Regulatory Compliance Manager (CRCM), preferred. + Active member...and laws. + Knowledge and experience in monitoring and testing compliance processes and procedures. + Solid… more
- Deloitte (Boston, MA)
- Financial Services Risk Management Manager Our practitioners have the opportunity to engage a diverse and challenging portfolio of projects which include the design ... critical to the success of our clients. As a Manager , you will have opportunities to: + Learn how...+ Direct working experience related to product management, regulatory compliance , risk management or controls oversight + Direct working… more
- Cherry Bekaert (Nashville, TN)
- …practice, an opportunity has been created for an **Accounting Advisory Manager ** to join our team. As a ... the uniqueness that each individual brings to the firm._ **As an Accounting Advisory Manager , you will:** Support the performance of engagements by managing… more
- KPMG (Chicago, IL)
- **Business Title:** Manager , Infrastructure Capital Projects & Climate Advisory (Real Estate) **Requisition Number:** 112189 - 32 **Function:** Advisory ... new areas of inspiration and expand your capabilities, then consider a career in Advisory . KPMG is currently seeking a Manager , Infrastructure Capital Projects &… more
- KPMG (Mclean, VA)
- **Business Title:** Manager , Infrastructure Capital Projects & Climate Advisory (Transportation) **Requisition Number:** 112128 - 97 **Function:** Advisory ... new areas of inspiration and expand your capabilities, then consider a career in Advisory . KPMG is currently seeking a Manager , Infrastructure Capital Projects &… more
- City National Bank (Los Angeles, CA)
- **SR. COMPLIANCE ANALYST - BROKER DEALER INVESTMENT ADVISORY ** **WHAT IS THE OPPORTUNITY?** Colleague is responsible for assisting CNS Branch Manager with ... daily supervision of Broker Dealer and Investment Advisory activity. Responsible for reviewing and approving new account documentation, trade blotters, written and… more
- KPMG (New York, NY)
- **Business Title:** Technical Project Manager - Deal Advisory and Strategy **Requisition Number:** 112522 - 68 **Function:** Advisory **Area of Interest:** ... find new areas of inspiration and expand your capabilities, then consider a career in Advisory . KPMG is currently seeking a Manager in Deal Advisory and… more
- City National Bank (New York, NY)
- ** MANAGER IT & OPS RISK ADVISORY **...by SLoD, which includes assessment, reporting, metrics, monitoring and testing to mitigate risks + Plays an active role ... **WHAT IS THE OPPORTUNITY?** The IT Risk Advisor Manager will focus on driving, overseeing and reporting on...implementing routines to track, monitor and report issues in compliance with new end-to-end issue management process for effective… more
- Snap Inc. (Los Angeles, CA)
- …healthy and consistently meeting our reporting obligations. We're looking for a Senior Manager , Risk Advisory Partner (RAP) to join Snap Inc! The Senior ... Manager , Risk Advisory Partners is a leadership...you'll do: + Own the entire SOX business process compliance program. + Manage a large SOX budget with… more
- Lincoln Financial Group (Columbus, OH)
- …this opportunity. **Requisition #:** 73135 **The Role at a Glance** As the Tax Manager - Planning, Audits & Advisory , you will provide subject matter expertise ... positively influences and socializes tax planning opportunities. * Collaborates with tax compliance team on ensuring tax positions and transactions make it into the… more
- American Express (New York, NY)
- …for American Express. The group provides the framework and methodology for SOX Compliance , independent monitoring & testing assurance over select SOX controls, ... place in finance on #TeamAmex The Sarbanes Oxley (SOX) Compliance Group is responsible for oversight and management of...Advisory and ICFR Governance team of the SOX Compliance group of American Express will play a key… more
- Huron Consulting Group (Chicago, IL)
- …your future. **Position Summary** Huron is seeking an experienced Enterprise Risk Management Advisory Manager to join our Financial Institutions team. In this ... to help clients build robust risk management frameworks and ensure regulatory compliance . Within the Enterprise Risk Management discipline, you will deliver the… more
- UL, LLC (Albany, NY)
- The Senior Business Manager leads the renewable (Wind, Solar, Storage) advisory business in the Americas, under the overall direction of the Global Director of ... to drive high performance and morale. + Ensure understanding of and compliance with all established policies and requirements. + Communicate and exemplify ULs… more
- KPMG (Walnut Creek, CA)
- **Business Title:** Associate, Infrastructure Project Advisory (Construction/Engineering) **Requisition Number:** 111168 - 15 **Function:** Advisory **Area of ... committed to balancing client requirements with new delivery capabilities. The KPMG Advisory practice is currently our fastest growing practice. We are seeing… more
- MUFG (Tempe, AZ)
- …of an effective financial crimes risk management framework. + Financial crime compliance control design, control evaluation, testing or auditing. + Interfacing ... QA GAO Lead, you will manage the operation of the financial crime compliance framework. Thus, your responsibilities and accountabilities include, but are not limited… more
- TD Bank (New York, NY)
- …TD Wealth **Job Description:** The Wealth Operations Business Mgmt. Specialist - Wealth Advisory Solutions Process and Controls Specialist is in US Wealth and works ... closely with the Advisory Solutions Team, the Controls and Governance Team and...expert and where necessary participates in identifying, designing and testing solutions and supporting the implementation + Facilitates key… more
- Charles Schwab (Lone Tree, CO)
- …as a Senior Manager , responsible for conducting risk-based compliance testing within our affiliated investment advisory programs and mutual funds. The ... coordinates Schwab's compliance efforts, and performs an advisory , monitoring, testing , and education role to...Manager is an individual contributor and will conduct testing to evaluate the effectiveness and adequacy of certain… more