- USAA (Tampa, FL)
- …so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Lead-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Lead supports the Second Line of… more
- USAA (Tampa, FL)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- Citigroup (Tampa, FL)
- …through controls after the execution of a process (QA). + Exercise control over Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's reliable second set of eyes. Our mission is to drive ... the bank. In line with the Operational Risk Management (ORM) and Independent Compliance ...to assess areas of concern including substantive and controls testing . + Supports the monitoring, evaluation, and challenge of… more
- JPMorgan Chase (Tampa, FL)
- … Management Lead for the Governance, Risk and Controls (GRC) team within Compliance , Conduct and Operational Risk Technology & Cybersecurity (CCCOR T&C), ... control organizations. CCOR T&C is a group within the Compliance , Conduct and Operational Risk ...along with action-oriented reporting to support operational risk decisions. + Execute monitoring and testing … more
- Citigroup (Tampa, FL)
- …a culture of compliance . + Establishes and oversees the application of operational risk policies, technology and tools, and governance processes to create ... officer covering the Human Resources (HR) function for Independent Compliance Risk Management (ICRM) responsible for establishing...to address the root causes that persistently lead to operational risk losses by challenging both historical… more
- JPMorgan Chase (Tampa, FL)
- **Job Summary** Bring your expertise to JPMorgan Chase & Co's Compliance , Conduct and Operational Risk (CCOR), where you are at the center of keeping ... Lead - Vice President within JPMorgan Chase & Co's Compliance , Conduct and Operational Risk ...Morgan Wealth Management businesses. Your role will involve advisory, monitoring/ testing , risk assessment & oversight, and policies… more
- MUFG (Tampa, FL)
- …control environment is monitored through relevant KRI/KPIs + Monitor and evaluate emerging risk , internal operational trends, and external risk events for ... Expert in program management with a focus on executing information security risk assessment/ testing methodologies, evaluating the adequacy and efficiency of… more
- Deloitte (Tampa, FL)
- … of controls, supporting evidence, that impact on premises and cloud technology, operational risk to the Information Technology Services organization as well as ... do This role supports audits and assessment programs of the Technology Cyber Security Risk & Compliance team which includes risk management, audits, and… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support and contribute to Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...controlled (if applicable). + Support on operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …the execution of a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...(if applicable). + Support management on operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …through controls after the execution of a process (QA). + Provide analysis of Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... the process to identify, assess, record and response to Operational and Compliance Risk events,...8 years of experience in Operations, Internal Audit, and/or Compliance Testing + Consistently demonstrates clear and… more
- Citigroup (Tampa, FL)
- … and control areas across the enterprise._ _Requires an expertise in technology, operational risk management practices and methods, along with project management ... and epics, drafting test scripts and overseeing User Acceptance Testing (UAT), and partnering with appropriate Technology teams and...with our customers both in the Front Line and Operational Risk . This includes:_ + _Driving resolution… more
- JPMorgan Chase (Tampa, FL)
- Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management. As a Tech Risk & ... Space, you will be responsible for identifying, and mitigating compliance and operational risks in line with...control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance . + Support… more
- Citigroup (Tampa, FL)
- …responsibility to review & redesign in scope Controls & monitoring in compliance with the Citi Operational Risk Policy, procedural ... Experience:** + Education: Bachelor's Degree is required. + 10+ years expertise in Compliance , Operational Risk Management, Legal or other control related… more
- USAA (Tampa, FL)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Broad ... Opportunity** As a dedicated **Senior Audit Manager - Third-Party Risk Management / Legal Risk ,** you will...team on audit activities related to planning and scoping, testing and sampling methodology and testing conclusions… more
- Citigroup (Tampa, FL)
- …(RMIA) is transformational effort focused on establishing a framework for Independent Risk Management's (IRM) testing and monitoring of business lines across ... project milestones and deliverables, and provide oversight of L0 Risk stripes (ie; Credit, Market, Liquidity, Operational ,...coverage plan components and scope of reviews across L0 Risk stripes, ensure effective testing of design… more