• Director , Compliance Advisory, Nikko…

    SMBC (New York, NY)
    …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
    SMBC (05/17/24)
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  • Executive Director II, Head of US…

    CIBC (New York, NY)
    …**What You'll Be Doing** The US Broker-Dealer Chief Compliance Officer (USBD CCO) and Head of US Capital Markets Compliance is responsible for overseeing CIBC's ... which affect their daily business activities. **How You'll Succeed** The USBD CCO and Head of US Capital Markets Compliance is primarily accountable for: +… more
    CIBC (06/19/24)
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  • Industry Manager, Head of Technology…

    JPMorgan Chase (San Francisco, CA)
    The Head of Technology in Middle Market Banking & Specialized Industries is a customer focused, relationship building, leadership role. As the Industry Manager ... of Technology in the Innovation Economy (IE) business within Middle Market Banking & Specialized Industries, you will be responsible for leading our banking efforts… more
    JPMorgan Chase (05/25/24)
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  • Director , Head of KYC…

    SMBC (Jersey City, NJ)
    …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
    SMBC (05/30/24)
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  • Head of Employee Compliance…

    SMBC (New York, NY)
    …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
    SMBC (05/09/24)
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  • Fixed Income - Head of CRE Asset Management…

    Morgan Stanley (New York, NY)
    …workforce (M/F/Disability/Vet). **Job:** **Investment Banking/Sales/Trading/Research* **Title:** *Fixed Income - Head of CRE Asset Management - Executive Director ... services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's...more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people… more
    Morgan Stanley (06/19/24)
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  • Associate Director - Private Markets

    S&P Global (New York, NY)
    …great personalities all the time. **The Role:** The Associate Director - Private Markets is responsible for supporting the Head of Private Markets Sales, ... **Grade Level (for internal use):** 11 **The** **Role:** Associate Director , Private Markets **Grade:** 11 **Team:** The...on a monthly basis + Collection and analysis of market data on target names to be able to… more
    S&P Global (05/20/24)
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  • Head of Data Management

    SMBC (Jersey City, NJ)
    …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...Head of Data Management reports to the Executive Director of Corporate Systems within the JRIA Applications, PMO… more
    SMBC (05/07/24)
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  • Market Risk Strategic Initiatives…

    SMBC (New York, NY)
    …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...well as leverage resources in the RMDAD to cover market risk across banking book, derivatives, and securities more
    SMBC (04/12/24)
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  • Director , Ratings Commercial Partnerships…

    S&P Global (New York, NY)
    …attitude. While this role will work with all regional counterparts in various markets , Marketing, Market Outreach, Product and Sales colleagues in the regions, ... Level (for internal use):** 13 **About the Role:** The Director , Ratings Commercial Partnerships Lead will be responsible for...will work most closely with and report into the Head and MD of Global Commercial Strategy, Product, &… more
    S&P Global (06/14/24)
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  • Associate Director , Marketing Manager

    S&P Global (New York, NY)
    …the Role:** **Grade Level (for internal use):** 11 **Title** : Associate Director , Marketing Manager **Position Overview:** As a Marketing Manager for S&P Global ... Ratings, you will play a pivotal role in developing and executing the global go-to- market plan for relevant personas within your assigned sectors. Reporting to the … more
    S&P Global (05/05/24)
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  • Director - Senior AML Financial Crime Risk…

    TD Bank (New York, NY)
    …& duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $175,000 - $195,000 USD TD is committed to providing fair… more
    TD Bank (05/30/24)
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  • Executive Director , Balance Sheet…

    SMBC (New York, NY)
    …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
    SMBC (04/30/24)
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  • Third Party Cyber Resilience- Director

    SMBC (New York, NY)
    …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
    SMBC (04/05/24)
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  • Corporate Banking Portfolio Management…

    SMBC (New York, NY)
    …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
    SMBC (05/02/24)
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  • Director , Compliance Issues Management…

    SMBC (New York, NY)
    …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
    SMBC (05/24/24)
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  • Project Manager Vice President/ Director

    SMBC (White Plains, NY)
    …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
    SMBC (06/12/24)
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  • Director Compliance - Reporting…

    Santander US (Boston, MA)
    Director Compliance - Reporting and Governance Boston, United States of America Director Compliance, Reporting & Governance is responsible for regulatory ... as the principal liaison between Compliance and the regulators / audit. The Director advises Compliance Sr. Leadership on regulatory responses and strategies and is… more
    Santander US (05/18/24)
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  • Director , Enterprise RIA - Senior…

    BlackRock (Boston, MA)
    …Enterprise RIA clients for the firm. This role will report to the Head of Enterprise RIA, however it will require consistent, collaborative and trusted partnership ... with the USWA Sales Leadership, USWA Market Leaders, the Strategic Accounts Platform team and numerous...learning leader; be a student of the business, the markets , and the RIA ecosystem. + **Safeguard the Firm**… more
    BlackRock (06/19/24)
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  • Compliance AML Risk Management Sr Director

    Citigroup (New York, NY)
    …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities ... assets, lending money, making payments and accessing the capital markets on behalf of our clients. Citi's Mission and...with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to… more
    Citigroup (04/13/24)
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