- Morgan Stanley (New York, NY)
- We're seeking an experienced Audit professional to join our Operational Risk audit team as a Director to execute various assurance activities in order to ... assess risk and formulate a view on the ...diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** *Internal Audit Director - Operational Risk *… more
- JPMorgan Chase (New York, NY)
- …box, challenging the status quo and striving to be best-in-class. As a Technology Operational Risk Management Director , you will be responsible for leading ... line stakeholders across compute, storage, database, and network products. The Compliance, Conduct Operational Risk (CCOR) CIB Market Technology Risk lead… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** Reporting to the Director of Operational Risk , Team Lead of Operational ... Defense Risk Management Department Americas Division's (RMDAD) Operational Risk and Other Risks Group (ORORG)...**Role Objectives** + Assist with the implementation of the Risk and Control Self-Assessment (RCSA) Program, Key… more
- American Express (New York, NY)
- …assurance and risk professionals have diverse backgrounds including internal controls , consumer compliance, technology, operational risk , financial ... technologies. **About the Role:** The Director , Enterprise Risk Management and Operational Risk ...quality, actionable and value-added feedback to management on potential control issues and potential solutions to close gaps. +… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. **Job Summary:** Reporting to the Operational Risk Management Governance Director this role will be ... processes associated with the internal control programs/assessments ( Control Self Assessment (CSA), Payment System Risk ...of policies and procedures. **Responsibilities:** We are seeking an Operational Risk Manager who will support the… more
- Citigroup (New York, NY)
- …Head is a first line of defence specialist who oversees, manages, and executes operational risk and control responsibilities and drives operational ... establish and monitor a robust framework that enables effective operational risk and control management.... processes, corrective actions, control validations, and control enhancement initiatives. + Partner with controls ,… more
- Citigroup (New York, NY)
- …partners. This includes ensuring execution of Citi policies and tools such as the Operational Risk Framework. Some of the components this includes are: * Oversee ... The Core Accounts Controls & Regulatory Management (CRM) Manager, Director...Establish best practices and continuously improve each rollout * Operational Risk Management Policy & Standards: ensure… more
- American Express (New York, NY)
- …Risk ID & Assessment team is to identify, assess, mitigate, and report on Operational Risk within BU processes for GMNS to ensure adherence to regulatory ... through managing a clear methodology of inherent and residual risk . GMNS is looking for a Director ...the enterprise **Required Qualifications:** + 6 Years experience in operational risk management (eg, within Risk… more
- Citigroup (New York, NY)
- …and any unit responsible for a control (URC) that lead to an Operational Risk Event to ensure remedial actions are taken, included in thematic programs ... of work which identifies and addresses root causes of operational risk events. The will drive accountability...Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time… more
- Citigroup (New York, NY)
- …of in-scope controls . + Establishes and oversees the application of operational risk policies, technology and tools, and governance processes to create ... highly regulated, governed by policy and attract substantial legal, operational and strategic risk . The Control..., and the Businesses to assure appropriate management of Operational Risk processes with appropriate controls… more
- Citigroup (New York, NY)
- …core business lines, Global Custody and Direct Custody, servicing institutional clients. The Risk & Control Director will execute the assessment, strategic ... quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control ...Operational Risk Capital requirements. + Manage risk and control assessments or coordination for… more
- Citigroup (New York, NY)
- …+ Strong written and verbal communication skills + Excellent understanding of risk and control concepts Experience + Demonstrated capability operating at ... Senior leader in Controls and Regulatory management function within COO of...Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time… more
- Citigroup (New York, NY)
- …industry insights. + Reviews and challenges coverage area appropriately consider significant operational risk in their Management Control Assessments (MCAs). ... The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi...Citi's first line defenses. + Evaluates the design of controls and communicate the impact of control … more
- Morgan Stanley (New York, NY)
- …responsibilities of this role include: . Implementation and ownership of electronic trading risk controls , designed to enable business development in a risk ... *Electronic Trading Business Controls * Electronic Trading Risk Management (ETRM) is a front-office team within Morgan Stanley's Institutional Equity Division… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Director - Risk Data Management role will be within the Risk ... Department (RMDAD), reporting to the Executive Director - Risk Data Management. **Role Objectives: Delivery** + Execute data governance, improve operational … more
- Citigroup (New York, NY)
- …at Director or Managing Director levels. + Representscontrol testing in Operational Risk Forums (ORF) and senior meetings as needed andworks with each ... testing for this position's specified business/segment - ie, operational controls performance assurance/testing - which includes...Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time… more
- Citigroup (New York, NY)
- …and stress testing for Operational Risk Capital requirements + Manage risk and control assessments or coordination for programs within various risk ... controls . **Responsibilities** + Drive compliance with Citi Data Control Standard through the successful adoption of Enterprise Chief...and training are in place to support management of Risk profiles + Support operational risk… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Director , Financial Institutions - Securitizations, Global Risk Management **Requisition ID:** 202980 **Salary Range:** 174,700.00 - 286,000.00 _Please note that… more
- American Express (New York, NY)
- …path. Find your place in risk and analytics on #TeamAmex. The Global Operational Risk & Oversight (GORO) organization within Global Risk and Compliance ... the subsidiary US Bank (American Express National Bank). The Director of US Enterprise Risk Management is...and processes, ensuring implementation with the Enterprise and Bank-wide operational Risk policies and maintaining a safe… more
- TD Bank (New York, NY)
- …technical leader at the Director level, to build the next generation of risk computation platforms. The core mission of the applications we build is to help the ... plans for the Front-Office as well as aligning with Risk Management and Finance risk , control...pricing and capital markets is a strong plus The Director - Tech Solutions TDS Management builds and maintains… more