- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Head of Risk Assessment , Monitoring and Testing, and Regulatory Change Management is ... role within the Compliance Department, reporting directly to the Head of Corporate Compliance. This role is tasked with...role is tasked with leading three key functions: Compliance Risk Assessment , Monitoring and Testing,… more
- CIBC (New York, NY)
- …the Chief Risk Officer and Board of Directors in articulating and monitoring Risk Appetite through Risk Appetite Statements, ongoing breach escalations, ... Appetite, Identification of Material and Emerging risks, Recovery and Resolution Planning, and Risk Culture. JOB PURPOSE The Executive Director, Head of Risk… more
- Mizuho Corporate Bank (New York, NY)
- …developments, issues and key compliance risks Summary ACD seeks a Vice President, Compliance Risk Assessment within the Compliance Risk Management team to ... support the Mizuho US Operations Compliance Risk Assessment Program. This role is ideal... management skills. This role reports directly to the Head of MUSO Compliance Risk Assessments. Principal… more
- Mizuho Corporate Bank (New York, NY)
- …including recalibration of the plan based on the results of the Compliance Risk Assessment + Update Compliance Monitoring Policies, Procedures, Frameworks ... Collaborate with other Compliance Governance pillars, including Regulatory Change, Compliance Risk Assessment , Compliance Testing, and Issues Management +… more
- CIBC (New York, NY)
- …In support of CIBC's core purpose: to make our clients' ambitions a reality, Risk Management is accountable for the independent oversight of risk management ... effective processes are in place for the identification, management, measurement, monitoring and control of operational, reputation and legal, strategic, market,… more
- Sanofi Group (Bridgewater, NJ)
- **Job Title:** ** Head of T1D Early Detection, Marketing & Sales, US** **Location:** Cambridge, MA or Bridgewater, NJ **About the Job** We are an innovative global ... interested in shaping the early identification of people at risk of developing Type 1 Diabetes (T1D). This individual...screening with Pediatricians & Primary Care Physicians. As the " Head of T1D Early Detection," this person will lead… more
- BMO Financial Group (New York, NY)
- …The enterprise framework includes authoring guidance and standards for regulatory compliance risk assessment , compliance monitoring and testing, compliance ... leadership working groups and committees as appropriate + Ensures regulatory compliance risk assessment , compliance issues management, monitoring and… more
- Citigroup (New York, NY)
- …risk management policy for these businesses including the Manager Control Assessment (MCA), Annual Risk Assessments, establishing controls, coordination with ... utility functions to deliver issue management, quality control monitoring and 3rd party risk management activities for the businesses. + Lead Quality Control… more
- Citigroup (New York, NY)
- …the business in line with Enterprise Risk Management programs. This individual reports to Head of USPB ERM Risk Monitoring and Framework Execution and is ... USPB is responsible for managing the credit and franchise risk of the USPB business. The Head ...including, but not limited to, Risk Identification, Risk Appetite & Limits, Risk Monitoring… more
- Citigroup (New York, NY)
- …In-Business QA (IBQA) function in the establishment of WCR IBQA policies, procedures, risk assessment and controls to drive effective QA coverage and standards ... provide an integrated "end-to-end" credit underwriting, identification, measurement, management, monitoring and reporting for wholesale credit businesses across the… more
- Mizuho Corporate Bank (New York, NY)
- …and execution. Specifically, this role will include overseeing the end-to-end AI risk assessment process, ensuring the organization's comprehensive management of ... Responsibilities: AI Center of Excellence Leadership: + Support the Head of AI & Robotics in setting the strategic... Risk and lead other resources (Project Manager, Risk Assessment PM) Risk Management:… more
- SMBC (New York, NY)
- …industry practices that meet both business and regulatory requirements for the appropriate risk structure. 2. Ensure an objective, critical assessment of risks ... development of frameworks, policies, processes, and procedures designed to ensure risk identification, aggregation, mitigation, and monitoring capabilities in… more
- American Express (New York, NY)
- … risk appetite framework and independent oversight principles, supporting the year end risk assessment for the Company, and leading key projects that deliver ... on the strategic priorities of the Head of Enterprise Risk Management. These responsibilities...the enterprise risk management governance frameworks (eg, risk assessment , categorization of oversight results, etc.)… more
- American Express (New York, NY)
- … risk appetite framework and independent oversight principles, supporting the year end risk assessment for the Company, and leading key projects that deliver ... on the strategic priorities of the Head of Enterprise Risk Management. These responsibilities...risk framework elements, including significant event reviews, targeted risk assessment reviews, key risk … more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Market Risk Analytics Specialist reports to the Head of the Market Risk ... bring them to the best industry practice + Design the ongoing performance monitoring procedures to effectively monitor the market risk models' limitations,… more
- TD Bank (New York, NY)
- …business AML/ATF related activities as necessary + Provides oversight on enterprise-wide annual risk assessment process as required + Protects the interests of ... **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML compliance support for all aspects… more
- Citigroup (New York, NY)
- Job Description The Collateral Risk Manager is a key member of the in-business credit risk function with responsibility for the collateral that underpins the ... financing activities. Working closely with individual business units and with the second-line risk management function, the Collateral Risk Manager is part of a… more
- Citigroup (New York, NY)
- The Risk organization's Head of Project Management Group...operational risk , credit risk , market risk , risk identification and assessment , ... is looking for a strong ** Risk Program Management Leader** for the Wealth ...structured approach (methodology) to the successful management, tracking, planning, monitoring and reporting of concurrent, multiple financial services projects… more
- Citigroup (New York, NY)
- …limit approvals for existing and new clients on the platform, including proxy portfolio risk assessment . + Work with partners in Market Risk , Credit ... product suite. This role will report to the Global Head , and will support the Futures & Derivatives Clearing...will be a risk manager in In-Business Risk (IBR) within Equities, responsible for measuring, monitoring… more
- Citigroup (New York, NY)
- …liaise with regulators on critical AML issues, participate in key governance forums, risk assessment and training initiatives, and support reporting to executive ... with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth...line of defense function provides oversight through appropriate controls, monitoring and escalation framework. This person is responsible for… more