- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part of **Corporate & Investment Banking (CIB) Compliance ... more about the career areas and business divisions at wellsfargojobs.com . This Lead Compliance Officer will conduct monitoring activities of the front line… more
- Wells Fargo (Charlotte, NC)
- **About this role:** This Senior Lead Compliance Officer position will provide IRM coverage of FINRA licensed bankers in Corporate and Investment Banking ... + Develop, oversee, train, and provide expert business and regulatory compliance advice. Provide independent credible challenge of business activities. + Establish,… more
- Honeywell (Charlotte, NC)
- As a Sr Export Compliance Officer (IT Lead ) here at Honeywell you support the Export Compliance team responsible for IT operations and will report to a ... Sr. Manager, Export Compliance . This position will work closely with Honeywell IT...to design and implement new tools to reinforce export compliance requirements ABOUT HONEYWELL Honeywell International Inc. (Nasdaq: HON)… more
- Wells Fargo (Charlotte, NC)
- …It all begins with you. **About this role:** Wells Fargo is seeking a Senior Lead Financial Crimes Officer to join Financial Crimes Risk Management. Learn more ... about the career areas and business divisions at wellsfargojobs.com . The Senior Lead Financial Crimes Officer will be responsible for leading the Financial… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer within the Independent Testing & Validation (IT&V) group as part of Corporate ... at wellsfargojobs.com. The Enterprise Testing Officers for Finance will build and lead a high-performing team of testing and validation professionals with subject… more
- Wells Fargo (Charlotte, NC)
- …for oversight and management of the global financial crimes program. The Financial Crimes Lead Officer will manage and assist with the company's risk appetite ... you. **About this role:** Wells Fargo is seeking a Lead Financial Crimes Officer to implement and...+ Working in partnership with other stakeholders in FCRM, Compliance , the front-line Financial Crimes Leaders, and others within… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in Technology Information Security Risk Management (TISRM) as part of the ... peers, colleagues, and managers to resolve issues and achieve goals + Lead project or virtual teams and mentor less experienced staff **Required Qualifications:**… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join our Control Management Team supporting Shared Services Operations within ... risks are captured properly as they arise. **In this role, you will:** + Lead complex initiatives designed to mitigate current and emerging risks with broad impact +… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer within the Commercial Small Business Banking Control (CSBB) organization. This role ... CSBB branch system and transformation domains. **In this role, you will:** + Lead complex initiatives designed to mitigate current and emerging risks with broad… more
- Wells Fargo (Charlotte, NC)
- …of business at wellsfargojobs.com **About this role:** Wells Fargo is seeking a Lead Control Management Officer to conduct control evaluations for the Global ... and Corporate & Investment Banking (CIB). **In this role, you will:** + Lead complex initiatives designed to mitigate current and emerging risks with broad impact… more
- Wells Fargo (Charlotte, NC)
- …position will report to the Banking, Client Lifecycle Management, and Market Conduct Lead for the Corporate and Investment Banking (CIB) group within EBCE. The ... of the control(s). We are looking for a Control Officer to join our team. The right candidate will...at wellsfargojobs.com . **In this role you will:** + Lead team members in the evaluation of controls aligned… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Senior Lead Operational Risk Officer in Operational Risk Management as part of the Technology and Information ... with peers, colleagues, and managers to resolve issues and achieve goals. + Lead Operational Risk Management initiatives individually or with a virtual team while… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Credit Risk Officer in the Small Business Card Risk CRO Organization and will leverage their knowledge and ... strategies that are stress resilient and can be aggregated to measure against compliance with a portfolio credit risk appetite + Engage and influence stakeholders,… more
- Truist (Charlotte, NC)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and… more
- Truist (Charlotte, NC)
- …1st shift (United States of America) **Please review the following job description:** Lead the implementation and direct an effective compliance risk management ... their subsidiaries and affiliates shall be overseen to reasonably ensure compliance across activities, products and services. **LOCATION:** **Candidate(s) must be… more
- Truist (Charlotte, NC)
- …risk. Role is accountable for assessing risk types covering technology, operational, compliance and strategic risks within those ECFs. The primary difference between ... a Senior Technology Risk Officer and a Technology Risk Officer is...effective identification, mitigation, monitoring and reporting of operational, technology, compliance and strategic risks within the ECFs; 2. Strategic… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Enterprise Strategic Risk Officer is responsible for serving as a thought leader and subject matter ... Risk Oversight. Supports aligned ERM Program Managers and the Chief Strategic Risk Officer in the planning and execution of related risk oversight activities and… more
- Morgan Stanley (Charlotte, NC)
- …influencing and coaching behavioral change with a focus on consistency, quality, and compliance with Firm policies and procedures * Lead , mentor, and supervise ... our client experience through an elevated standard of care. The Business Service Officer (BSO) will report directly to the Complex Business Service Officer … more
- City National Bank (Charlotte, NC)
- **BSA/AML OFFICER - WEALTH MANAGEMENT SUBSIDIARIES** **WHAT IS THE OPPORTUNITY?** This role acts as the designated Bank Secrecy Act AML Officer ("AML Officer ... National Securities, CNR Securities, and City National Rochdale Funds compliance with the USA PATRIOT Act, US Economic Sanctions,...the highest levels of risk to the company. + Lead assigned AML/BSA Team with responsibility for Wealth Management… more
- JPMorgan Chase (Charlotte, NC)
- …as well as procedures. Other responsibilities include regulatory and legislative compliance , security officer management, alarm response, crisis management, ... opportunity to work closely with the Regional Security Manager, the Security Officer Team Lead , and contract security officers. Your role will be crucial in… more