- Citigroup (Getzville, NY)
- Members of the In Business Risk and Control team for Cash Securities Settlements main objective is to drive and foster a culture of risk awareness where inherent ... risk appetite. This role within In Business Risk and Control team for Cash Securities Settlements will...assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing… more
- Capital One (Charlotte, NC)
- …United States of America, Charlotte, North Carolina Senior Manager, Capital Markets Securities Operations Capital One's Commercial Operations provides support ... serving as a key point of escalation. Oversee daily control reports and rapidly triage and escalate complex issues...Securities Operations or Middle Office experience in Capital Markets + At least 3 years of People Management… more
- TD Bank (New York, NY)
- …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... **Job Overview:** Regulatory & Supervisory Management proactively supports the TD Securities Global Markets ' businesses to achieve: sustainable business… more
- TD Bank (New York, NY)
- …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... Description:** **Preferred Qualifications:** We are looking for a Vice President, Municipal Securities Compliance Advisory to join our team in New York. The ideal… more
- SMBC (New York, NY)
- …Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards,...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- Citigroup (Getzville, NY)
- …the client service experience and support a robust risk and control infrastructure while ensuring global alignment across Market Operations. This role ... Members of the Cross Function Control & Projects team aspire to create an...\# Markets **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing… more
- TD Bank (New York, NY)
- …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... Location** : United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $190,000 - $215,000 USD TD is committed to providing fair… more
- Citigroup (Getzville, NY)
- …the client service experience and support a robust risk and control infrastructure while ensuring global alignment across Market Operations. This role ... Members of the Cross Function Control & Projects team aspire to create an...\# Markets **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing… more
- Citigroup (New York, NY)
- North America Securities Services Sales is seeking a seasoned client coverage / relationship salesperson to be responsible for: (1) overseeing the strategic ... clients; and (3) identifying / pursuing prospective clients of the firm's Securities Services business. **Responsibilities:** + Deeply understand and be able… more
- TD Bank (New York, NY)
- …etc **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... role **Job Description:** TDS Treasury is part of Global Markets in TD Securities , and manages the...apply in wholesale + Deep understanding of the capital markets industry including products and services . +… more
- Citigroup (Jersey City, NJ)
- …objective of this role is to ensure the seamless delivery of securities and derivatives transactions. \# Markets **Responsibilities:** + Resolve settlement ... testing + Trade lifecycle processing **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:**… more
- Wells Fargo (Charlotte, NC)
- …cash payments, customer service , funding operations, custodial operations, securities settlement services , structured loan operations, and general ledger ... **About this role:** Wells Fargo is seeking a Lead Securities Operations Specialist as a part of WIM Operations...to find information + Account Transfers experience + Quality control experience + Strong research and analyzing skills +… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...of our culture. *Department Profile * Morgan Stanley's Institutional Securities Group is underpinned by complex trading technology which… more
- Morgan Stanley (South Jordan, UT)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... needs is an important part of our culture. *Summary:* Executive Financial Services ("EFS") supports transactions involving restricted or control stock,… more
- M&T Bank (Clanton, AL)
- …within the organization. This position would support the testing of M&T Securities , Institutional Services &Wealth Management Marketing, The Volcker Rule and ... other regulations covered under the Institutional Services &Wealth Management umbrella. **Position Responsibilities:** + Interface with all layers of the… more
- JPMorgan Chase (Boston, MA)
- …Working with local sub-custodians to oversee the tax service in the local markets . + Drafting of market flashes and associated policies, and tax product ... the product management function focusing on the management and control of the Global Custody business. As a Custody...the end-to-end management of the global custodian bank tax service offering. You will leverage your tax technical knowledge… more
- Citigroup (Tampa, FL)
- …provide back-up coverage for those roles as needed + Assist as required for control , risk, daily activities, and transaction services projects + Perform all ... We are seeking an Analyst within the Markets Operations Organization supporting our OTC Middle Office...assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing… more
- Citigroup (New York, NY)
- …and maintain a strong knowledge of the product suite, stay abreast of market developments + Facilitate and co-ordinate all corporate actions such as dividend ... and liquidity of client programs + Maintain a strong control environment on aspects related to client servicing +...+ Minimum 5 years of work experience in Financial Services industry and/or Account Management + Strong presentation and… more
- PNC (Pittsburgh, PA)
- …the Wealth Management industry or working with Fiduciary accounts. *Expertise in securities movement and control , including security set up, pricing, settlement, ... are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering...custody, and control . *Experience in oversight of wealth management delivery solutions… more
- Bank of America (Chicago, IL)
- …review large trade and managed account enrollments * Review exception requests for Control Securities and coordinate with Field FSAs/BFAs. * Monitor and manage ... all administrative, sales, and operational activities performed by Field Financial Services Advisors (FSA), Banking Financial Advisors (BFA), & Corporate Financial… more