- Fidelity TalentSource LLC (Merrimack, NH)
- …broker-dealers, and various internal and external business partners to support derivatives trade confirmation, lifecycle events, and collateral management for ... Fidelity managed funds. Core processing and services that the Derivatives Analyst will support includes legal trade ...RoleAs a member of this team, you will be reporting to the Derivatives Manager, will support… more
- SMBC (Jersey City, NJ)
- …Futures Trading Commission) on OTC derivatives including monitoring of the trade reporting process, remediation of trade reporting issues, and ... **Responsibilities:** + Daily monitoring of the CFTC trade regulatory reporting process for OTC derivatives and remediation of reporting exceptions +… more
- SMBC (Jersey City, NJ)
- …Futures Trading Commission) on OTC derivatives including monitoring of the trade reporting process, remediation of trade reporting issues, ... employees. **Overview** SMBC Capital Markets, Inc. (CM) is a derivatives trading company which was started in 1988 and...currency futures, treasury futures & options, etc. The Regulatory Trade Reporting team is looking to hire… more
- CIBC (New York, NY)
- …of CIBC's regulatory reporting , including, but not limited to, Short Interest Reporting , EBS, LOPR ( OTC & Listed), CAT NMS (upon go-live) and Section ... CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is responsible for: 1) administering CIBC's… more
- Citigroup (Tampa, FL)
- … OTC Middle Office team with BAU functions such as: Compressions, Trade Transfers, backloading historical bilateral trades, reporting enhancements and general ... **Qualifications:** + 2-4 years of relevant experience preferred + Demonstrate cash and trade operations experience & knowledge + OTC product and clearing house… more
- Citigroup (Getzville, NY)
- …the end to end margin process and covers the following products: (i) OTC Derivatives , (ii) Futures/Clearing, (iii) Fixed Income Finance (Repo/TBA), (iv) Prime ... including Fixed Income (FX, Rates, Credit, Muni, Cash and Derivatives ) where Citi is consistently a dominant top 3...and have significant impact across the lifecycle of a trade . We partner extensively with a range of internal… more
- Bank of America (New York, NY)
- …amendments, allocations and novation occur in a timely manner to meet Transaction Reporting requirements + Ensure trade bookings are compliant within existing ... money, interest rate, mark-to-market, and time series modeling. + Excellent Excel reporting -related skills + Detail-oriented to operation trade flow, data entry,… more
- The Hartford (Hartford, CT)
- …for Trade Operations oversight of fixed income, equity, alternative assets and OTC derivatives . + Public Trade confirmation - Independent verification of ... and external brokers to ensure systems accurate reflect positions/exposures. + Trade confirmation/settlement of OTC derivative products including currency rate… more
- Bloomberg (New York, NY)
- …Windows/Unix/Linux systems + Work experience in financial engineering, structuring, and/or trading OTC Derivatives /Structured Notes + Ability to work in a ... Derivatives professionals require accurate valuations to assess risk...giving you the context you need, so you can trade confidently and stay ahead of the markets. **What's… more
- S&P Global (New York, NY)
- …marketplace. + Knowledge / experience in Regulatory Reporting or Trade & Transaction Reporting of OTC / ETD Derivatives is a must. + Candidates who ... (general technology know-how), ISO 20022/XML/FpML/JSON/CSV would be desirable. . Familiarity with OTC derivatives , clearing and regulatory reporting of … more
- Bank of America (Charlotte, NC)
- …Charlotte site leadership for FX Trade Control, and FX and FI OTC Derivatives Operations and global governance of SPI performance. Partner with stakeholders ... managing Operational Groups * Knowledge of Operational Risk, Foreign Exchange and OTC Derivatives products * Comprehensive understanding of front to back… more
- Citigroup (Jersey City, NJ)
- …throughout the end-to-end margin process and covers the following products: (i) OTC Derivatives , (ii) Futures/Clearing, (iii) Fixed Income Finance (Repo/TBA), ... including Fixed Income (FX, Rates, Credit, Muni, Cash and Derivatives ) where Citi is consistently a dominant top 3...and have significant impact across the lifecycle of a trade . We partner extensively with a range of internal… more
- CIBC (New York, NY)
- …various regulatory reporting obligations, including: CAT, TRACE, LOPR, Swap Dealer Trade Reporting + Manage the team's ongoing projects, inquiries, audits, ... Undergraduate degree + Minimum 10+ years experience in handling securities and OTC derivative/swap Equity (and preferably Equity Derivatives ) compliance issues… more
- Bank of America (Chicago, IL)
- …for Bank of America Merrill Lynch customers dealing in Futures & Options and OTC clearing. The primary functions of this role are to provide client support with ... trade /position management, relationship management, and field market/product inquiries across...management, relationship management, and field market/product inquiries across the derivatives space. This role will be supporting top tier… more
- Bloomberg (New York, NY)
- …ISO20022 + Familiarity with XML including XPath and XSLT + Solid understanding of OTC Derivatives + Experience working in an Agile (Scrum) environment + ... ensure our meet the latest regulatory changes + Analyze the requirements for Trade and Transaction reporting across global jurisdictions including but not… more
- Marex (New York, NY)
- …advisory services across multiple business lines and asset classes, including OTC derivatives , structured notes/products, equities, fixed income, listed options, ... equity derivatives , and hedging activities. This role also involves overseeing...overseeing trading activities and ensuring compliance with various regulatory reporting requirements. The position will primarily focus on providing… more
- Marex (New York, NY)
- …cash equities, single name equity futures, options, ETFs, indices, Cryptos, and structured OTC derivatives and convertibles. The role assists in the formulation ... CME, and LME). This segment primarily generates revenue on a commission per trade basis. Marex primarily clears in metals (both base and precious), agricultural… more
- Bank of America (Charlotte, NC)
- …as supporting the FI & Equity businesses by performing confirmations and settlements for OTC derivatives . Are you analytical? Do you enjoy working in a team, ... your responsibilities include:** + Prepare and submit confirmation timeliness reporting to the French regulator, ensuring accurate and timely... to the French regulator, ensuring accurate and timely reporting + Work as part of a global team… more
- JPMorgan Chase (Boston, MA)
- …instrument knowledge including an understanding of Fixed Income, Equity markets and Derivatives exposure calculations including OTC Swaps and currency overlay ... of industry, market and regulatory developments related to all regulatory reporting , engagement and disclosure requirements for asset owners and asset managers… more
