- Bank of America (New York, NY)
- Senior Audit Manager - BSA/AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... audit and technical expertise. **Desired Qualifications:** + Certified Anti- Money Laundering Specialist (CAMS) or Certified Fraud Examiner (CFE) + Certified… more
- Bank of America (New York, NY)
- Senior Audit Manager - AML Data Quality Charlotte, North Carolina;Wilmington, Delaware; New York, New York; Plano, Texas **Job Description:** At Bank of ... a difference. Join us! **Job Description:** As a member of the Data Quality (DQ) Audit team, the candidate will be accountable for managing and executing audit … more
- Bank of America (New York, NY)
- IT Audit Senior Audit Manager - AML/Economic Sanctions/Fraud New York, New York;Dallas, Texas; Charlotte, North Carolina **Job Description:** At Bank of ... - Global Technology Audit Team, the Senior Audit Manager will oversee...Information Systems Auditor (CISA), Certified Internal Auditor (CIA), Certified Anti- Money Laundering Specialist (CAMS), or Certified Fraud Examiner (CFE)… more
- City of New York (New York, NY)
- …be considered for an interview. The Department of Design and Construction, Engineering Audit Office seeks a Senior Auditor. With latitude to exercise independent ... Only candidates who are permanent in the Construction Project Manager title, or those who are reachable on the...and provide consultation to auditors when required, on key audit principles and issues on projects. The Senior… more
- Bank of America (New York, NY)
- …+ Should be able to independently draft quality reports and present results to senior audit management across the globe, and engage in discussions about risk ... Quality Assurance Manager - AML/GFC Charlotte, North Carolina;New York, New...This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing… more
- Neuberger Berman (New York, NY)
- …financial highlights including all related footnotes and disclosures + Provide support to independent audit firm during audit and tax annual cycles + Assist with ... 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm...the first or second "Best Place to Work in Money Management" for last eight consecutive years (firms with… more
- Bank of America (New York, NY)
- …as needed. * Writing technical reports for distribution and presentation to model developers, senior management, audit and banking regulators. * Acts as a ... Quantitative Finance Manager Charlotte, North Carolina;Jersey City, New Jersey; New...or resident expert on analytic/quantitative modeling techniques used for Anti- money laundering and actively participates in senior … more
- Bank of America (New York, NY)
- Global Financial Crimes Manager - Global Markets and Global Wealth & Investment Management Risk New York, New York;Jersey City, New Jersey; Charlotte, North Carolina ... us! **Job Description:** This job is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices.… more
- Bank of America (New York, NY)
- …the market and manages the market expenses. The MCRM partners closely with the Senior Client Relationship Manager (SCRM) to support the ongoing development of ... Merrill Market Client Relationship Manager New York, New York **Job Description:** This...while preparing to effectively manage any type of branch audit + Oversees the client service experience and reviews… more
- Bank of America (New York, NY)
- …policies, procedures, processes and standard. * Work experience with AML GCOR, audit and risk partners. * Certified Anti- Money Laundering Specialist (CAMS) ... AML Platform Risk - Business Control Manager Jacksonville, Florida;Hunt Valley, Maryland; Lincoln, Rhode Island; Rolling Meadows, Illinois; Chandler, Arizona;… more
- Bank of America (New York, NY)
- …market and manages the market expenses. The MPWCRM partners closely with the Senior Private Wealth Client Relationship Manager (SPWCRM) to support the ongoing ... Private Wealth Market Client Relationship Manager New York, New York **Job Description:** Merrill...product knowledge (ie, 401K, Options, Annuities, Tax, Retirement Plans, Money Funds, Mutual Funds, Liabilities, Margin, Trust Operations, etc.)… more
- Neuberger Berman (New York, NY)
- **Summary** : Neuberger Berman is looking for a Senior Vice President, Alternatives Finance Business Manager for the NB Alternatives platform. This role ... maintaining and enhancing vendor relationships with fund administrators and audit /tax firms (performance metrics, trainings, fee reconciliation, monitoring and… more
- Bank of America (New York, NY)
- GCIB / GM KYC Business Support Manager VP New York, New York;Fort Worth, Texas; Charlotte, North Carolina **Job Description:** **The Function** The Client Outreach ... managed may include: financial control/budgeting and consolidation, personnel processes, audit /compliance, premises, and coordination of certain projects, associate training,… more
- M&T Bank (Buffalo, NY)
- …strategic direction for assigned product lines, and presents business plans to senior management and employees. + Responsible for sales and sales channel strategy. ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- Morgan Stanley (Purchase, NY)
- …segment primarily includes Securities-based lending, which allows clients to borrow money against the value of qualifying securities, and Residential real estate ... manages and assesses operational risk. * Support with both internal (Internal Audit ) and external (Regulatory) exams and periodic meetings impacting payments related… more
- Citigroup (New York, NY)
- …the thematic Compliance programs on the resolution of open issues related to audit and examination findings; report progress to senior ICRM and Business/Function ... Serves as key credit cards product and unsecured lending compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible for… more
- Neuberger Berman (New York, NY)
- …and direct investment areas, including private credit. NB Private Credit lends money to Private Equity sponsored companies across the capital structure. Due to ... fund performance, NAVs, taxes, and other areas + Assist audit and tax professionals in year-end audit ... and tax reporting + Various ad-hoc requests from senior management, portfolio managers, and investor relations + Assist… more
- Neuberger Berman (New York, NY)
- …and direct investment areas, including private credit. NB Private Credit lends money to Private Equity sponsored companies across the capital structure. Due to ... hoc calculations + Review management fee calculations + Assist audit and tax professionals in year end audit...relations answer LP questions + Various ad-hoc requests from senior management and portfolio managers + Assist with SEC… more
- Neuberger Berman (New York, NY)
- …equity portfolio managers and external vendors including the fund administrators, audit , and tax professionals. The Assistant Controller will be responsible for ... quarterly basis + Review management fee calculations + Assist audit and tax professionals in year-end audit ...to answer LP questions + Various ad-hoc requests from senior management and portfolio managers + Assist with SEC… more
- Morgan Stanley (Purchase, NY)
- …an Anti- Money Laundering Specialist by ACAMS or equivalent AML certification/license/ audit /control testing certification (is a plus) Morgan Stanley's goal is to ... line. It is responsible for identifying, assessing, and escalating potential money laundering and reputational risk issues associated with higher risk client… more