- Intuit (Los Angeles, CA)
- …of business. + Develop quality control processes to ensure all AML compliance requirements are included in the go-to-market and launched product. + ... that is in the overall Legal organization. The AML compliance program is global and covers...pivot tables. + Ability to influence, challenge, and support senior leadership. + Flexibility to assist in other areas… more
- Citigroup (Tampa, FL)
- The Quality Control ( QC ) team acts...Junior Analysts, and Senior Analysts as a control to ensure accuracy, completeness and compliance with ... all comments. + Responsible for tracking quality control reviews and remedial action(s) in the QC...preferred OR equivalent work experience required **Job Family Group:** Compliance and Control **Job Family:** AML… more
- Bank of America (Chicago, IL)
- …Units (FLU) or other stakeholders to resolve investigations + Performs quality control functions, training, communications, guidance, monitoring scenario ... to senior stakeholders, assisting in identifying potential operational or compliance risks + Partners with Global Financial Crimes (GFC) Management and/or Front… more
- Bank of America (Tampa, FL)
- …Front Line Units (FLU) to resolve investigations . Performs quality control functions, training, communications, guidance, monitoring ... to senior stakeholders, assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or… more
- Bank of America (Hunt Valley, MD)
- …and/or Front Line Units (FLU) to resolve investigations + Performs quality control functions, training, communications, guidance, monitoring scenario ... senior stakeholders, assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC)...or government position, as well as 1+ years of AML / Compliance experience and or knowledge of … more
- BMO Financial Group (CA)
- …to ensure business unit employees fully understand requirements. + Provides quality control for investigations, self-reports, examinations and independent ... line of defense (1st LOD) programs (eg, operational risk, AML , compliance , regulatory, etc.), including overseeing business...reported on an ongoing basis. + Makes recommendations to senior leaders on strategy and new initiatives, based on… more
- BMO Financial Group (Chicago, IL)
- …to ensure business unit employees fully understand requirements. + Provides quality control for investigations, self-reports, examinations and independent ... of first line of defense (1st LOD) programs (eg, operational risk, AML , compliance , regulatory, etc.), including overseeing business operations within the… more
- Bank of America (Charlotte, NC)
- …and refresh of client information; Onboarding for global market clients. The GCAOO Quality Control / Quality Assurance ( QC /QA) team provides operational ... Sr . Business Control Specialist - GCAOO QC /QA ...Job expectations include monitoring and testing controls and implementing quality assurance and quality control … more
- Bank of America (Pennington, NJ)
- …and refresh of client information; Onboarding for global market clients. The GCAOO Quality Control / Quality Assurance ( QC /QA) team provides operational ... Sr Business Control Specialist - GCAOO QC /QA Testing...this position will be part of the newly created AML QC /QA team that is responsible for… more
- Bank of America (Fort Worth, TX)
- …and refresh of client information; Onboarding for global market clients. The GCAOO Quality Control / Quality Assurance ( QC /QA) team provides operational ... Senior Business Control Specialist - GCAOO QC /QA Governance...and supports the identification, escalation and timely mitigation of compliance / quality risks. + Applies knowledge and expertise… more
- Bank of America (Fort Worth, TX)
- Sr Business Control Specialist - Quality Analyst, Anti Money Laundering New York, New York;Fort Worth, Texas **Job Description:** At Bank of America, we are ... (GB& GM AML ) organization and program. The position is within Quality Assurance organization. Provide support for monthly control execution within a… more
- City National Bank (Los Angeles, CA)
- …with all levels of Bank personnel and outside contacts. + Experience with quality control , audit or compliance testing is preferred. **Compensation** ... **FINANCIAL CRIMES ANALYST SENIOR I** **WHAT IS THE OPPORTUNITY?** Under the...Risk Manager, this colleague is responsible for carrying out regulatory/ compliance issuance monitoring, risk assessments, and internal controls testing… more
- Walmart (Bentonville, AR)
- …- Quality Assurance role will conduct quality assurance and/or quality control reviews of BSA/ AML investigation documentation (eg, due diligence, ... for the world's largest retailer. The Manager, Specialty Compliance and Ethics - Quality Assurance role...that Walmart satisfies its Bank Secrecy Act (BSA)/Anti-Money Laundering ( AML ) regulatory requirements. Help support a first-class AML… more
- Banc of California (Santa Ana, CA)
- …plan, coordinate, and oversee all aspects of comprehensive portfolio review activities including quality control of work papers and other work performed by the ... loan originations and portfolio management and confirm asset and portfolio quality . Assures to the Board Enterprise Risk Committee, executive management, external… more
- Morgan Stanley (Baltimore, MD)
- …the GFC program, develop solutions, and escalate when necessary * Develop and lead quality control reviews of staff work products, records, and daily metrics. ... ( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention, seeking… more
- Morgan Stanley (Miami, FL)
- …Similar Role considerations: * Experience in QC /QA functions performing an end-to-end Quality Control KYC review of new onboarding and periodic review files. ... in accordance with procedures. *Required Qualifications:* * 3-5 years of risk management, compliance , control , and/or audit experience in a Bank or financial… more