- Fidelity TalentSource LLC (Jersey City, NJ)
- …with self-directed clients and helping them save and invest. You will report to the Vice President of Brokerage Risk and be responsible for advancing ... to executive leadership. As part of this team, you will help deliver risk advisory support on major firm initiatives and new products and services that directly… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** This Finance Control Oversight Vice President (VP) role will support the review and completion of ... Finance wide operational risk management activities including Risk and Controls Self-Assessments (RCSAs), Key Risk Indicators (KRIs), Risk and Controls… more
- Morgan Stanley (New York, NY)
- …its workforce (M/F/Disability/Vet)./ **Job:** **Capital Markets* **Title:** *Global Capital Markets Credit Advisory Vice President - New York* **Location:** ... York office is looking for a Vice President to join the Credit Advisory Group...experience in fixed-income capital markets, investment banking and credit risk analysis advising high yield and investment grade clients… more
- SMBC (New York, NY)
- … Risk Management, Compliance, IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a coverage area or ... within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and is...for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer… more
- TD Bank (New York, NY)
- …details for this role **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , US Markets Compliance Advisory to join our team ... experience in the investment banking space, preferably in an advisory capacity. The Vice President ...team are in a manner consistent with the Bank's risk culture and the relevant risk appetite… more
- TD Bank (New York, NY)
- …for this role **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , Municipal Securities Compliance Advisory to join our ... team in New York. The ideal candidate must have compliance advisory experience in Municipal Securities business lines and will focus on providing real-time… more
- MUFG (Irving, TX)
- …escalation of client or control issues to the Head of Trade Finance AML Advisory . + Coordinates risk re-evaluation and reviews of trade relationships globally in ... Crimes Division (GFCD), the Head of Trade Finance AML Advisory reports into the Global Head of AML ...with relevant first-line business leaders to support their AML risk -management efforts. + Oversees the timely identification, resolution, and… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **First Year Vice President ** **Job Summary:** Under general direction with a high level of autonomy, uses extensive knowledge and skills ... corporate finance transactions. * Applies commercial judgment in assessing economic risk and return when considering acceptance of corporate finance assignments. *… more
- BlackRock (New York, NY)
- …background in markets, analytics, and technology to join BlackRock's Financial Markets Advisory (FMA) to assist clients with some of their most sophisticated balance ... and technical proficiency with capital markets expertise to provide advisory services to clients. BlackRock has a strong focus...and challenges. The role will draw upon expertise with risk systems and tools. A meticulous focus on robustness… more
- Morgan Stanley (Miami, FL)
- …to diversifying its workforce (M/F/Disability/Vet). * #LI-AJ1 **Job:** **Wealth Management* **Title:** * Vice President - Financial Crimes Risk Officer * ... financial advice and services to its clients including brokerage, investment advisory , financial and wealth planning, credit and lending, deposits and cash… more
- Morgan Stanley (Miami, FL)
- …diversifying its workforce (M/F/Disability/Vet). * #LI-AJ1 **Job:** **Wealth Management* **Title:** *Assistant Vice President - Financial Crimes Risk Officer ... financial advice and services to its clients including brokerage, investment advisory , financial and wealth planning, credit and lending, deposits and cash… more
- Morgan Stanley (Miami, FL)
- …programs. **Job:** **Wealth Management* **Title:** *Financial Crimes Program Design: Oversight, Emerging Risk & Transformation - Vice President * ... financial advice and services to its clients including brokerage, investment advisory , financial and wealth planning, credit and lending, deposits and cash… more
- Morgan Stanley (Purchase, NY)
- …Stanley sponsored benefit programs. * #LI-AJ1 **Job:** **Wealth Management* **Title:** *Assistant Vice President , Heightened Risk Review Team* **Location:** ... financial advice and services to its clients including brokerage, investment advisory , financial and wealth planning, credit and lending, deposits and cash… more
- JPMorgan Chase (Columbus, OH)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Card Risk Governance - Vice President in the Consumer & Business Banking ... in the role. **Job Responsibilities** + Support the management of the Card Risk change management governance process including the advisory groups and… more
- JPMorgan Chase (Plano, TX)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Credit Risk Vice President on the Hedge Fund Credit Team, you will be ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...Syndicated & Leveraged Finance, Debt Capital Markets, and Ratings Advisory + Demonstrate ability to mentor/guide junior resources and… more
- JPMorgan Chase (Tampa, FL)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead - Vice President within JPMorgan Chase & Co's ... controls across JP Morgan Wealth Management businesses. Your role will involve advisory , monitoring/testing, risk assessment & oversight, and policies &… more
- Novo Nordisk (Plainsboro, NJ)
- …Plainsboro, NJ or Lexington, MA locations of our East Coast Hub. The Position The Vice President (VP) of Medical and Science (M&S) is overall responsible for ... the Medical and Science organization across therapeutic areas within the organization. The Vice President will be setting the medical strategic direction and… more
- Citigroup (Tampa, FL)
- …with strong problem-solving and communication skills. + 6+ years of experience in risk advisory , operational risk , compliance, internal control, and/or ... The Business Risk Officer is a subject matter expert responsible for supporting and maintaining Global Risk and Control (R&C) programs in support of the Business… more
- Mizuho Corporate Bank (New York, NY)
- Americas Risk Department The Americas Risk Department, as a 2nd line of defense organization, provides common risk management oversight and services to all ... and legal entities across Mizuho US Operations (MUSO). Effectively and efficiently managing risk on a consistent and holistic basis across all our businesses is… more
- JPMorgan Chase (Wilmington, DE)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
