- BMO Financial Group (Naperville, IL)
- …Canada, US Wealth , Asset Management , and Insurance. As a member of the Wealth Data Management Office, this Manager role will work closely with the ... all Wealth businesses - in alignment with Wealth Management Data Governance Program...internal and external stakeholders. + Monitors and reports on data management requirements and compliance … more
- US Bank (Charlotte, NC)
- …Manager - Wealth , Commercial, Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director/Senior Audit ... partners and key stakeholders in the following areas: * Wealth Management laws and regulations (eg, Broker...The Senior Audit Manager also has strong knowledge of Compliance Management Systems. Global Corporate Compliance… more
- Citigroup (Tampa, FL)
- …The Data Senior Risk Officer SVP - US Personal Banking and Wealth Management will be responsible for identifying, anticipating, challenging, and overseeing ... Risk Officer - SVP - US Personal Banking and Wealth Management will ideally be an established...preferred + 10 years of experience in operational risk management , data management /governance, control-related functions,… more
- JPMorgan Chase (Columbus, OH)
- **Position description** As a Data Owner - Vice President in JPMorgan Wealth Management , you will be responsible for integrating data priorities with an ... within the product, and remediating issues identified throughout the data life cycle in compliance with Firm-wide... domains & SORs that are needed by a wealth management organization (eg, securities data… more
- Morgan Stanley (Menlo Park, CA)
- *POSITION SUMMARY:* The Wealth Management Analyst's responsibilities include producing strategy reports, synthesizing client/prospect data to develop ... clients and creating and executing marketing strategies to attract new clients. The Wealth Management Analyst focuses on servicing clients by understanding their… more
- Citigroup (Tampa, FL)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Wealth Independent Assessment Organization's Testing team ... for auditing, testing, monitoring, and reporting. + Utilizing innovative compliance testing solutions including Data Analytics to...CT teams on a regular basis. + Informing CT management of significant compliance matters that require… more
- Citizens (Westwood, MA)
- …to ensure proper retention and supervision of the electronic communications of Wealth Management colleagues per regulatory requirements. + Perform weekly ... career with exciting new challenges and opportunities to stretch yourself. The Compliance Associate is responsible for working within Citizens Securities, Inc.'s … more
- Morgan Stanley (San Francisco, CA)
- *POSITION SUMMARY:* The Wealth Management Associate is often the first point of contact with clients on a broad array of services related to account servicing, ... quickly and accurately to client questions and concerns. The Wealth Management Associate is an integral member...Wealth Advisors * Prepares performance reports and other data for clients that may involve evaluating account performance,… more
- Zions Bancorporation (Salt Lake City, UT)
- …under local management teams and community identities in 11 states. Enterprise Wealth Management (EWM) is dynamic and evolving business line under the Zions' ... growth and innovation. In addition, regulatory oversight in the wealth management space is becoming more complex....risk topics pertinent to advisory services and fiduciary asset management . + Perform compliance reviews and approvals… more
- Citigroup (Miami, FL)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent ... AML risk management policy and strategic direction + Maintain AML compliance program for the business including assessment of risks and the development of… more
- Citigroup (Tampa, FL)
- Senior Vice President - Operational Risk - Wealth Management Reporting to the Director, Global Wealth Products Lead, this position provides effective ... as well as working with peer 2LoD groups, eg, Compliance . This role will also work with Regional ORM...experience in the financial services industry with knowledge of Wealth Management products. + Practical experience in… more
- HUB International (New York, NY)
- …focused on the tomorrows for all. We are looking for a dynamic and experienced wealth management industry product manager to join our team. The ideal candidate ... a strong background in the Orion Connect and other wealth management focused platforms, excellent training skills,...platforms, excellent training skills, and a deep understanding of data management as it relates to custodial… more
- Zions Bancorporation (Salt Lake City, UT)
- …under local management teams and community identities in 11 states. Enterprise Wealth Management (EWM) is a dynamic and evolving business line under the ... independently. + Good understanding of the profit and expense drivers in a wealth management organization + Self-motivation and the ability to work independently… more
- Morgan Stanley (New York, NY)
- …and Readiness, and Regulatory Compliance . The team partners with individual Wealth Management business lines, Legal/Risk/ Compliance , and senior Firm ... financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees… more
- Bank of America (Pennington, NJ)
- …for overseeing the Global Financial Crimes Risk program for Merrill Lynch Wealth Management , Merrill Edge/Consumer Investments, Bank of America Private Bank ... Management + Decision Making + External Resource Management + Regulatory Compliance + Strategy Planning...**Required Qualifications** * In depth knowledge of Merrill Lynch Wealth Management and Bank of America Private… more
- Citigroup (Tampa, FL)
- …banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management . As a bank with a brain and a soul, ... into the sectors and functions. The Information Security Officer ( Wealth - Investments & Data ) is an...corrective actions and develop security solutions + Ensure IS compliance and seek opportunities to enhance the efficiency of… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …The ideal candidate would have an understanding of fiduciary requirements and/or wealth management business processes. In addition, the candidate will need ... to join our Internal Audit team to support our Wealth and Asset Management processes. This role...the planning, testing, reporting and wrap up phases in compliance with the Audit Division's methodology /standards and within… more
- Bank of America (Chicago, IL)
- …Client Relationship Executive (DCRE) with dual reporting to the Merrill Private Wealth Management Regional Managing Director (RMD). The PWCRM functions as ... a member of the market leadership team. The PWCRM manages the Wealth Management Client Associates, Operations support staff, and the branch's Operations… more
- JPMorgan Chase (New York, NY)
- …fast-paced environment where collaboration & strategic thinking are the norm? As the Wealth Management (WM) Functional Finance - Vice President in the Strategic ... skills? Do you enjoy building relationships, working with data , managing projects, solving problems and driving results in...supporting high growth businesses and initiatives across JP Morgan Wealth Management . You will own financial analysis… more
- Citizens (Johnston, RI)
- …staff of professionals. QUALIFICATIONS + Banking/Financial Services experience required. + Wealth Management experience required and exposure to Private Banking ... provide valuable financial leadership and direction for the Private Wealth Manager Team within Citizens Bank, playing a key...years of total work experience with 5+ years of management experience preferred. + Experience managing a team as… more